0000919574-21-006419.txt : 20211022 0000919574-21-006419.hdr.sgml : 20211022 20211022114413 ACCESSION NUMBER: 0000919574-21-006419 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20211022 DATE AS OF CHANGE: 20211022 EFFECTIVENESS DATE: 20211022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alkeon Growth Partners, LP CENTRAL INDEX KEY: 0001278834 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-62669 FILM NUMBER: 211339582 BUSINESS ADDRESS: STREET 1: C/O ALKEON CAPITAL ADVISERS, LLC STREET 2: 350 MADISON AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-389-8704 MAIL ADDRESS: STREET 1: C/O ALKEON CAPITAL ADVISERS, LLC STREET 2: 350 MADISON AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: ALKEON GROWTH PARTNERS L P DATE OF NAME CHANGE: 20040205 D/A 1 primary_doc.xml X0708 D/A LIVE 0001278834 Alkeon Growth Partners, LP ALKEON CAPITAL MANAGEMENT, LLC 350 MADISON AVENUE, 20TH FL NEW YORK NY NEW YORK 10017 212-716-6840 DELAWARE None ALKEON GROWTH PARTNERS L P Limited Partnership true -- -- Alkeon Capital Advisers, LLC 350 Madison Avenue, 20th Floor New York NY NEW YORK 10017 Executive Officer General Partner -- -- Alkeon Capital Management, LLC 350 Madison Avenue, 20th Floor New York NY NEW YORK 10017 Executive Officer Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-20-006501 2003-01-01 true true true false 0 UBS Financial Services Inc. 8174 None None 1200 HARBOR BOULEVARD WEEHAWKEN NJ NEW JERSEY 07086 All States false SANDERS MORRIS HARRIS INC. 20580 None None 600 TRAVIS SUITE 5900 HOUSTON TX TEXAS 77002-3003 All States false RAYMOND JAMES FINANCIAL SERVICES, INC. 6694 None None 880 CARILLON PARKWAY ST. PETERSBURG FL FLORIDA 33716 All States false HIGHTOWER SECURITIES, LLC 116681 None None 200 WEST MADISON STREET SUITE 2500 CHICAGO IL ILLINOIS 60606-3414 All States false J.P. MORGAN SECURITIES LLC 79 None None 383 MADISON AVENUE NEW YORK NY NEW YORK 10179 All States false B. RILEY & CO., LLC 40355 None None 11100 SANTA MONICA BLVD. SUITE 4800 LOS ANGELES CA CALIFORNIA 90025 CA CALIFORNIA IN INDIANA false Morgan Stanley & Co. LLC 8209 None None 1585 BROADWAY NEW YORK NY NEW YORK 10036-8293 All States false STIFEL, NICOLAUS & COMPANY, INCORPORATED 793 None None 501 NORTH BROADWAY ST. LOUIS MO MISSOURI 63102 All States false MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 7691 None None ONE BRYANT PARK NEW YORK NY NEW YORK 10036 All States false PICKWICK CAPITAL PARTNERS, LLC 130672 None None 445 HAMILTON AVENUE SUITE 1102 WHITE PLAINS NY NEW YORK 10601 CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IA IOWA MD MARYLAND MA MASSACHUSETTS MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND TX TEXAS VT VERMONT VA VIRGINIA false RBC CAPITAL MARKETS, LLC 31194 None None 3 WORLD FINANCIAL CENTER 200 VESEY ST. NEW YORK NY NEW YORK 10281 All States false JEFFERIES LLC 2347 None None 520 MADISON AVENUE NEW YORK NY NEW YORK 10022 All States false First Republic Securities Company, LLC 105108 None None 111 PINE STREET SAN FRANCISCO CA CALIFORNIA 94111 All States false PURSHE KAPLAN STERLING INVESTMENTS, INC. 35747 None None 18 CORPORATE WOODS BLVD ALBANY NY NEW YORK 12211 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false FDX Capital LLC 119302 None None 515 MADISON AVENUE NEW YORK NY NEW YORK 10022 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false CAIS Capital LLC 154512 None None 527 MADISON AVENUE 2ND FLOOR NEW YORK NY NEW YORK 10022 All States false Rockefeller FInancial LLC 291361 None None 45 ROCKEFELLER PLAZA FLOOR 5 NEW YORK NY NEW YORK 10111 All States false Indefinite 2787188900 Indefinite false 2062 0 true 0 true The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation. 0 true The Investment Manager receives customary management fees. true Alkeon Growth Partners, LP /s/ Jennifer Shufro Jennifer Shufro Managing Director of the Investment Manager 2021-10-22