0000902664-14-001907.txt : 20140320 0000902664-14-001907.hdr.sgml : 20140320 20140320062406 ACCESSION NUMBER: 0000902664-14-001907 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140320 DATE AS OF CHANGE: 20140320 EFFECTIVENESS DATE: 20140320 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS NEUTRAL ALPHA STRATEGIES LTD CENTRAL INDEX KEY: 0001276988 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-62119 FILM NUMBER: 14705486 BUSINESS ADDRESS: STREET 1: UBS HOUSE STREET 2: 227 ELGIN AVENUE, P.O BOX 852 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 BUSINESS PHONE: 345-914-1060 MAIL ADDRESS: STREET 1: UBS HOUSE STREET 2: 227 ELGIN AVENUE, P.O BOX 852 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 FORMER COMPANY: FORMER CONFORMED NAME: UBS Neutral Alpha Strategies Ltd DATE OF NAME CHANGE: 20100212 FORMER COMPANY: FORMER CONFORMED NAME: UBS NEUTRAL ALPHA STRATEGIES LTD DATE OF NAME CHANGE: 20040121 D/A 1 primary_doc.xml X0707 D/A LIVE 0001276988 UBS NEUTRAL ALPHA STRATEGIES LTD UBS HOUSE 227 ELGIN AVENUE, P.O BOX 852 GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1103 345-914-1060 CAYMAN ISLANDS None UBS Neutral Alpha Strategies Ltd UBS NEUTRAL ALPHA STRATEGIES LTD Other Cayman Islands exempted company true Cassandra Powell The Harbour Co. Ltd., Windward 1 Regatta Office Park, West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director William J. Ferri UBS Altern and Quant Investments LLC 299 Park Avenue New York NY NEW YORK 10171 Director William E.J. Walmsley The Harbour Co. Ltd., Windward 1 Regatta Office Park, West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director - UBS Alternative and Quantitative Investments LLC 677 Washington Blvd. 4th Floor Stamford CT CONNECTICUT 06901 Executive Officer Investment Advisor Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001140361-13-013298 2001-01-01 true true false 50000 UBS AG London Branch None None None 1 FINSBURY AVENUE LONDON X0 UNITED KINGDOM EC2M 2PP All States false UBS AG Tokyo Branch None None None SHINMARUNOUCHI BUILDING 1-5-1 MARUNOUCHI CHIYODA-KU TOKYO M0 JAPAN 100-6512 All States false UBS AG New York Branch None None None 1285 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10019 All States false O'Connor Global Multi-Strategy Alpha II Limited None None None ONE NORTH WACKER DRIVE 32ND FLOOR CHICAGO IL ILLINOIS 60606 All States false Indefinite 31669871 Indefinite Includes only securities sold to U.S. investors by the issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S). false 4 858054 true 0 Includes sales commissions paid to all placement agents listed in this Form D. 0 The fund pays a management fee as described in the fund's offering documents. In addition, the fund pays customary director fees. false UBS NEUTRAL ALPHA STRATEGIES LTD /s/ William J. Ferri William J. Ferri Director 2014-03-20