0001276687-14-000003.txt : 20141202 0001276687-14-000003.hdr.sgml : 20141202 20141202104532 ACCESSION NUMBER: 0001276687-14-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20141202 DATE AS OF CHANGE: 20141202 EFFECTIVENESS DATE: 20141202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOWER WACKER SMALL CAP INVESTMENT FUND LLC CENTRAL INDEX KEY: 0001276687 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-62033 FILM NUMBER: 141259525 BUSINESS ADDRESS: STREET 1: 540 WEST MADISON STREET STREET 2: SUITE 1900 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 312-474-1222 MAIL ADDRESS: STREET 1: 540 WEST MADISON STREET STREET 2: STE. 1900 CITY: CHICAGO STATE: IL ZIP: 60661 D/A 1 primary_doc.xml X0707 D/A LIVE 0001276687 LOWER WACKER SMALL CAP INVESTMENT FUND LLC 540 WEST MADISON STREET SUITE 1900 CHICAGO IL ILLINOIS 60661 312-474-1222 DELAWARE None None Limited Liability Company true Ralph Segall 540 West Madison Street Suite 1900 Chicago IL ILLINOIS 60661 Executive Officer Director Director and President and Secretary of Issuer's Manager C. Alfred Bryant 540 West Madison Street Suite 1900 Chicago IL ILLINOIS 60661 Executive Officer Director Director and Secretary of Issuer's Manager Jeff Hank 540 West Madison Street Suite 1900 Chicago IL ILLINOIS 60661 Executive Officer Vice President of Issuer's Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001276687-14-000001 2004-01-30 true true false 100000 Indefinite 25452711 Indefinite false 83 0 0 0 false LOWER WACKER SMALL CAP INVESTMENT FUND LLC Ralph M. Segall Ralph M. Segall Director, President and Treasurer of Issuer's Manager 2014-12-02