0001276687-13-000003.txt : 20131113 0001276687-13-000003.hdr.sgml : 20131113 20131112184712 ACCESSION NUMBER: 0001276687-13-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOWER WACKER SMALL CAP INVESTMENT FUND LLC CENTRAL INDEX KEY: 0001276687 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-62033 FILM NUMBER: 131211869 BUSINESS ADDRESS: STREET 1: 10 SOUTH WACKER DR STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-474-1222 MAIL ADDRESS: STREET 1: 10 S. WACKER DRIVE STREET 2: STE. 3500 CITY: CHICAGO STATE: IL ZIP: 60606 D/A 1 primary_doc.xml X0707 D/A LIVE 0001276687 LOWER WACKER SMALL CAP INVESTMENT FUND LLC 10 SOUTH WACKER DR SUITE 3500 CHICAGO IL ILLINOIS 60606 312-474-1222 DELAWARE None None Limited Liability Company true Ralph Segall 10 S. Wacker Drive Suite 3500 Chicago IL ILLINOIS 60606 Executive Officer Director Director and President and Secretary of Issuer's Manager C. Alfred Bryant 10 S. Wacker Drive Suite 3500 Chicago IL ILLINOIS 60606 Executive Officer Director Director and Secretary of Issuer's Manager Jeff Hank 10 S. Wacker Drive Suite 3500 Chicago IL ILLINOIS 60606 Executive Officer Vice President of Issuer's Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 9999999997-04-001945 2004-01-30 true true false 100000 Indefinite 28276398 Indefinite false 60 0 0 0 false LOWER WACKER SMALL CAP INVESTMENT FUND LLC Ralph M. Segall Ralph M. Segall Director, President and Treasurer of Issuer's Manager 2013-11-12