0001269241-14-000001.txt : 20140213 0001269241-14-000001.hdr.sgml : 20140213 20140212201901 ACCESSION NUMBER: 0001269241-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140212 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GEODE CAPITAL HOLDINGS LLC CENTRAL INDEX KEY: 0001269241 IRS NUMBER: 113698613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-194628 FILM NUMBER: 14602457 BUSINESS ADDRESS: STREET 1: 1 POST OFFICE SQUARE STREET 2: 20TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-392-8533 MAIL ADDRESS: STREET 1: 1 POST OFFICE SQUARE STREET 2: 20TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 D/A 1 primary_doc.xml X0707 D/A LIVE 0001269241 GEODE CAPITAL HOLDINGS LLC 1 POST OFFICE SQUARE 20TH FLOOR BOSTON MA MASSACHUSETTS 02109 617-392-8533 DELAWARE None None Limited Liability Company true Vincent Gubitosi 26 Stanton Road Cohasset MA MASSACHUSETTS 02025 Executive Officer President and Chief Investment Officer Jeffrey S. Miller 35 Keeney Pond Road Norfolk MA MASSACHUSETTS 02056 Executive Officer Chief Operating Officer Sorin Codreanu 15 Emerson Road Winchester MA MASSACHUSETTS 01890 Executive Officer Chief Financial Officer Joseph Ciardi 117 Grove Street Norwell MA MASSACHUSETTS 02061 Executive Officer Chief Compliance Officer Jason F. Ketchen 45 Beach Street Cohasset MA MASSACHUSETTS 02025 Executive Officer Secretary and General Counsel Edward Shea 10 Elm Street Canton MA MASSACHUSETTS 02021 Executive Officer Chief Technology Officer Albert Francke 101 Park Avenue, 35th Floor New York NY NEW YORK 10178-6010 Director Caleb Loring, III 400 Essex Street P.O. Box 5600 Beverly Farms MA MASSACHUSETTS 01915-0512 Director F. Corning Kenly 123 High Ridge Road Boxford MA MASSACHUSETTS 01921 Director Arlene Rockefeller 34 Waterston Road Newton MA MASSACHUSETTS 02458 Director Eric D. Roiter 159 Rangeley Road Chestnut Hill MA MASSACHUSETTS 02467 Director John F. Haley, Jr. 5 Aileen Terrace Gloucester MA MASSACHUSETTS 01930 Director Jennifer Uhrig 183 Ridgeway Road Weston MA MASSACHUSETTS 02493 Director Other Banking and Financial Services Decline to Disclose 06b true 0001269241-13-000003 2013-03-26 false true limited liability company interests false 0 N/A None None None N/A N/A N/A XX Unknown 00000 CT CONNECTICUT MA MASSACHUSETTS false 17036603 17036603 0 false 18 0 0 0 The number above excludes use of proceeds for normal salary and bonus to executive officers. false GEODE CAPITAL HOLDINGS LLC /s/ Jeffrey S. Miller Jeffrey S. Miller Chief Operating Officer 2014-02-12