0001269190-16-000004.txt : 20161219 0001269190-16-000004.hdr.sgml : 20161219 20161219164237 ACCESSION NUMBER: 0001269190-16-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20161219 DATE AS OF CHANGE: 20161219 EFFECTIVENESS DATE: 20161219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGING CTA PORTFOLIO LP CENTRAL INDEX KEY: 0001269190 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-60020 FILM NUMBER: 162059405 BUSINESS ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-296-1999 MAIL ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: CITIGROUP EMERGING CTA PORTFOLIO LP DATE OF NAME CHANGE: 20031105 D/A 1 primary_doc.xml X0707 D/A LIVE 0001269190 EMERGING CTA PORTFOLIO LP 522 FIFTH AVENUE NEW YORK NY NEW YORK 10036 855-672-4468 NEW YORK CITIGROUP EMERGING CTA PORTFOLIO LP Limited Partnership true Steven Ross 522 Fifth Avenue New York NY NEW YORK 10036 Executive Officer Director Chief Financial Officer and Director of Ceres Managed Futures LLC, the General Partner ("General Partner") Patrick T. Egan 522 Fifth Avenue New York NY NEW YORK 10036 Executive Officer Director President and Chairman of the Board of Directors of the General Partner Maureen O' Toole 522 Fifth Avenue New York NY NEW YORK 10036 Director Director of the General Partner M. Paul Martin 522 Fifth Avenue New York NY NEW YORK 10036 Director Director of the General Partner Feta Zabeli 522 Fifth Avenue New York NY NEW YORK 10036 Director Director of the General Partner Matthew Graver 522 Fifth Avenue New York NY NEW YORK 10036 Director Director of the General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b true 0001269190-16-000003 2004-08-05 true true true false 0 Citigroup Global Markets Inc. ("CGM") 7059 Citigroup Global Markets Inc. 7059 390 Greenwich Street New York NY NEW YORK 10013 All States false Morgan Stanley Smith Barney LLC ("MSSB") 149777 Morgan Stanley Smith Barney LLC 149777 2000 WESTCHESTER AVENUE Purchase NY NEW YORK 10577-2530 All States false Sanford Michael Katz 1558898 CREDIT SUISSE SECURITIES (USA) LLC (See Item 15) 816 650 CALIFORNIA STREET PRIVATE BANKING SAN FRANCISCO CA CALIFORNIA 94108 SD SOUTH DAKOTA HI HAWAII IL ILLINOIS NY NEW YORK GA GEORGIA NV NEVADA DC DISTRICT OF COLUMBIA TN TENNESSEE CA CALIFORNIA OR OREGON WA WASHINGTON VA VIRGINIA NJ NEW JERSEY MI MICHIGAN TX TEXAS CO COLORADO FL FLORIDA PA PENNSYLVANIA MA MASSACHUSETTS false ROBERT W. BAIRD & CO. INCORPORATED 8158 ROBERT W. BAIRD & CO. INCORPORATED 8158 777 E. WISCONSIN AVENUE MILWAUKEE WI WISCONSIN 53202 All States false JOHN D. MORENO 5111456 CREDIT SUISSE SECURITIES (USA) LLC (See Item 15) 816 12 EAST 49TH STREET New York NY NEW YORK 10017 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false Indefinite 428653978 Indefinite false 4245 16000000 true 0 The estimate of fees includes projected fees payable over the next 12 months. Credit Suisse Securities (USA) LLC is the former firm of the individuals listed in item 12. 0 true false EMERGING CTA PORTFOLIO LP Patrick T. Egan Patrick T. Egan See the Title in the Clarification Box in Item #3 Above 2016-12-13