0001560208-15-000003.txt : 20151218 0001560208-15-000003.hdr.sgml : 20151218 20151217181256 ACCESSION NUMBER: 0001560208-15-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20151218 DATE AS OF CHANGE: 20151217 EFFECTIVENESS DATE: 20151218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEOLUS PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001261734 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 561953785 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-253346 FILM NUMBER: 151294796 BUSINESS ADDRESS: STREET 1: 26361 CROWN VALLEY PARKWAY, SUITE 150 CITY: MISSION VIEJO STATE: CA ZIP: 92691 BUSINESS PHONE: 9494819825 MAIL ADDRESS: STREET 1: 26361 CROWN VALLEY PARKWAY, SUITE 150 CITY: MISSION VIEJO STATE: CA ZIP: 92691 FORMER COMPANY: FORMER CONFORMED NAME: INCARA PHARMACEUTICALS CORP DATE OF NAME CHANGE: 20031205 FORMER COMPANY: FORMER CONFORMED NAME: INCARA INC DATE OF NAME CHANGE: 20030828 D 1 primary_doc.xml X0707 D LIVE 0001261734 AEOLUS PHARMACEUTICALS, INC. 26361 CROWN VALLEY PARKWAY, SUITE 150 MISSION VIEJO CA CALIFORNIA 92691 9494819825 DELAWARE INCARA PHARMACEUTICALS CORP INCARA INC Corporation true JOHN McMANUS 26361 CROWN VALLEY PARKWAY, SUITE 150 MISSION VIEJO CA CALIFORNIA 92691 Executive Officer Brian Day 26361 CROWN VALLEY PARKWAY, SUITE 150 MISSION VIEJO CA CALIFORNIA 92691 Executive Officer DAVID C. CAVALIER 26361 CROWN VALLEY PARKWAY, SUITE 150 MISSION VIEJO CA CALIFORNIA 92691 Executive Officer Director John M. Clerici 26361 CROWN VALLEY PARKWAY, SUITE 150 MISSION VIEJO CA CALIFORNIA 92691 Director CHRIS A. RALLIS 26361 CROWN VALLEY PARKWAY, SUITE 150 MISSION VIEJO CA CALIFORNIA 92691 Director Ken Bright 26361 CROWN VALLEY PARKWAY, SUITE 150 MISSION VIEJO CA CALIFORNIA 92691 Executive Officer AMIT KUMAR 26361 CROWN VALLEY PARKWAY, SUITE 150 MISSION VIEJO CA CALIFORNIA 92691 Director Mitchell D. Kaye 26361 CROWN VALLEY PARKWAY, SUITE 150 MISSION VIEJO CA CALIFORNIA 92691 Director Jeffrey A. Scott 26361 CROWN VALLEY PARKWAY, SUITE 150 MISSION VIEJO CA CALIFORNIA 92691 Director John M. Farah, Jr. 26361 Crown Valley Parkway, Suite 160 Mission Viejo CA CALIFORNIA 92691 Director Pharmaceuticals Decline to Disclose 06b false 2015-12-10 false true true true false 0 Laidlaw & Company (UK) Ltd. 119037 Laidlaw & Company (UK) Ltd. 119037 546 Fifth Avenue 5th Floor New York NY NEW YORK 10036 AR ARKANSAS FL FLORIDA IL ILLINOIS KS KANSAS NY NEW YORK TX TEXAS false Newport Coast Securities, Inc. 16944 Newport Coast Securities, Inc. 16944 180 Maiden Lane 17th Floor New York NY NEW YORK 10038 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false 6747360 6747360 0 false 43 194735 true 0 0 false AEOLUS PHARMACEUTICALS, INC. David C. Cavalier David C. Cavalier Chief Financial Officer 2015-12-17