0001209191-14-037651.txt : 20140529 0001209191-14-037651.hdr.sgml : 20140529 20140529161921 ACCESSION NUMBER: 0001209191-14-037651 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140529 DATE AS OF CHANGE: 20140529 EFFECTIVENESS DATE: 20140529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0001261436 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 050577932 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-218221 FILM NUMBER: 14876306 BUSINESS ADDRESS: STREET 1: 595 SOUTH FEDERAL HIGHWAY STREET 2: STE 500 CITY: BOCA RATON STATE: FL ZIP: 33432 BUSINESS PHONE: 5613382800 MAIL ADDRESS: STREET 1: 595 SOUTH FEDERAL HIGHWAY STREET 2: STE 500 CITY: BOCA RATON STATE: FL ZIP: 33432 FORMER COMPANY: FORMER CONFORMED NAME: SUMMIT FINANCIAL HOLDING GROUP INC DATE OF NAME CHANGE: 20030826 D 1 primary_doc.xml X0707 D LIVE 0001261436 SUMMIT FINANCIAL SERVICES GROUP INC 595 S Federal Hwy Suite 500 Boca Raton FL FLORIDA 33432 561-338-2800 FLORIDA None SUMMIT FINANCIAL HOLDING GROUP INC Corporation true Marshall Leeds 595 S Federal Hwy Suite 500 Boca Raton FL FLORIDA 33432 Executive Officer Director Steven C Jacobs 595 S Federal Hwy Suite 500 Boca Raton FL FLORIDA 33432 Executive Officer Director Sanford B Cohen 595 S Federal Hwy Suite 500 Boca Raton FL FLORIDA 33432 Director Paul D DeStefanis 595 S Federal Hwy Suite 500 Boca Raton FL FLORIDA 33432 Director William L Harvey 595 S Federal Hwy Suite 500 Boca Raton FL FLORIDA 33432 Director Other Banking and Financial Services $25,000,001 - $100,000,000 06b false 2014-05-27 false true true Shares of common stock to be issued upon the exercise of outstanding stock options granted under the Issuer's 2000 Incentive Compensation Plan false 0 256181 26800 229381 true 2 2 0 0 0 false SUMMIT FINANCIAL SERVICES GROUP INC /s/ Steven C. Jacobs Steven C. Jacobs Chief Financial Officer 2014-05-29