0001209191-13-058862.txt : 20131231 0001209191-13-058862.hdr.sgml : 20131231 20131230181927 ACCESSION NUMBER: 0001209191-13-058862 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131231 DATE AS OF CHANGE: 20131230 EFFECTIVENESS DATE: 20131231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0001261436 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 050577932 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-208991 FILM NUMBER: 131303901 BUSINESS ADDRESS: STREET 1: 595 SOUTH FEDERAL HIGHWAY STREET 2: STE 500 CITY: BOCA RATON STATE: FL ZIP: 33432 BUSINESS PHONE: 5613382800 MAIL ADDRESS: STREET 1: 595 SOUTH FEDERAL HIGHWAY STREET 2: STE 500 CITY: BOCA RATON STATE: FL ZIP: 33432 FORMER COMPANY: FORMER CONFORMED NAME: SUMMIT FINANCIAL HOLDING GROUP INC DATE OF NAME CHANGE: 20030826 D 1 primary_doc.xml X0707 D LIVE 0001261436 SUMMIT FINANCIAL SERVICES GROUP INC 595 South Federal Highway Suite 500 Boca Raton FL FLORIDA 33432 5613382800 FLORIDA None SUMMIT FINANCIAL HOLDING GROUP INC Corporation true Marshall T Leeds 595 South Federal Highway Suite 500 Boca Raton FL FLORIDA 33432 Executive Officer Director Steven C Jacobs 595 South Federal Highway Suite 500 Boca Raton FL FLORIDA 33432 Executive Officer Director Chief Financial Officer Sanford B Cohen 595 South Federal Highway Suite 500 Boca Raton FL FLORIDA 33432 Director Paul D DeStefanis 595 South Federal Highway Suite 500 Boca Raton FL FLORIDA 33432 Director William L Harvey 595 South Federal Highway Suite 500 Boca Raton FL FLORIDA 33432 Director Other Banking and Financial Services $25,000,001 - $100,000,000 06b false 2013-12-16 false true true Shares of common stock to be issued upon the exercise of outstanding stock options granted under the Issuer's 2000 Incentive Compensation Plan false 0 280450 29000 251450 Represents option exercise proceeds. Total Amount Sold - Item (b) - represents the aggregate exercise price with respect to options exercised, whether for cash or on a cashless net basis. true 10 12 0 0 0 false SUMMIT FINANCIAL SERVICES GROUP INC /s/ Steven C. Jacobs Steven C. Jacobs Chief Financial Officer 2013-12-30