0001259904-17-000003.txt : 20171218 0001259904-17-000003.hdr.sgml : 20171218 20171215191440 ACCESSION NUMBER: 0001259904-17-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20171218 DATE AS OF CHANGE: 20171215 EFFECTIVENESS DATE: 20171218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yapstone Holdings, Inc. CENTRAL INDEX KEY: 0001259904 IRS NUMBER: 411955039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-300965 FILM NUMBER: 171260131 BUSINESS ADDRESS: STREET 1: 2121 N. CALIFORNIA BOULEVARD STREET 2: SUITE 400 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 866-289-5977 MAIL ADDRESS: STREET 1: 2121 N. CALIFORNIA BOULEVARD STREET 2: SUITE 400 CITY: WALNUT CREEK STATE: CA ZIP: 94596 FORMER COMPANY: FORMER CONFORMED NAME: Yapstone, Inc. DATE OF NAME CHANGE: 20160128 FORMER COMPANY: FORMER CONFORMED NAME: YapStone, Inc. DATE OF NAME CHANGE: 20090811 FORMER COMPANY: FORMER CONFORMED NAME: YAPSTONE INC DATE OF NAME CHANGE: 20030814 D 1 primary_doc.xml X0708 D LIVE 0001259904 Yapstone Holdings, Inc. 2121 N. CALIFORNIA BOULEVARD SUITE 400 WALNUT CREEK CA CALIFORNIA 94596 866-289-5977 DELAWARE Yapstone, Inc. YapStone, Inc. YAPSTONE INC Corporation true Thomas J. Villante 2121 N. CALIFORNIA BOULEVARD SUITE 400 WALNUT CREEK CA CALIFORNIA 94596 Executive Officer Director CEO Director Matthew Golis 2121 N. CALIFORNIA BOULEVARD SUITE 400 WALNUT CREEK CA CALIFORNIA 94596 Director Brian Webber 2121 N. CALIFORNIA BOULEVARD SUITE 400 WALNUT CREEK CA CALIFORNIA 94596 Director Sameer Gandhi 2121 N. CALIFORNIA BOULEVARD SUITE 400 WALNUT CREEK CA CALIFORNIA 94596 Director Sandesh Patnam 2121 N. CALIFORNIA BOULEVARD SUITE 400 WALNUT CREEK CA CALIFORNIA 94596 Director David Weiss 2121 N. CALIFORNIA BOULEVARD SUITE 400 WALNUT CREEK CA CALIFORNIA 94596 Executive Officer President David E. Durant 2121 N. CALIFORNIA BOULEVARD SUITE 400 WALNUT CREEK CA CALIFORNIA 94596 Executive Officer General Counsel, Secretary Sanjay Saraf 2121 N. CALIFORNIA BOULEVARD SUITE 400 WALNUT CREEK CA CALIFORNIA 94596 Executive Officer CTO Mike Gramz 2121 N. CALIFORNIA BOULEVARD SUITE 400 WALNUT CREEK CA CALIFORNIA 94596 Executive Officer Chief Risk Officer Debra Tenenbaum 2121 N. CALIFORNIA BOULEVARD SUITE 400 WALNUT CREEK CA CALIFORNIA 94596 Executive Officer Chief People Officer Antonio Alvarez Lorenzo 2121 N. CALIFORNIA BOULEVARD SUITE 400 WALNUT CREEK CA CALIFORNIA 94596 Executive Officer Chief Compliance Officer and BSA Officer Other Banking and Financial Services Decline to Disclose 06b false 2017-11-21 false true true Series C Preferred Stock false 0 FTP Securities LLC 129356 None None 555 Mission Street 23rd Floor San Francisco CA CALIFORNIA 94105 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MD MARYLAND MA MASSACHUSETTS NY NEW YORK TX TEXAS false 100000000 71250254 28749746 Actual Total Amount Sold is $71,250,254.40; Actual Total Remaining to be Sold is $28,749,745.60. false 12 4275018 0 0 false Yapstone Holdings, Inc. Thomas J. Villante Thomas J. Villante Chief Executive Officer, Director 2017-12-15