0001234612-23-000001.txt : 20230510 0001234612-23-000001.hdr.sgml : 20230510 20230510091648 ACCESSION NUMBER: 0001234612-23-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 EFFECTIVENESS DATE: 20230510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CC ARB FUND, LLC CENTRAL INDEX KEY: 0001234612 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-55401 FILM NUMBER: 23904597 BUSINESS ADDRESS: STREET 1: 190 SOUTH LASALLE STREET STREET 2: SUITE 3050 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: (312) 692-5075 MAIL ADDRESS: STREET 1: 190 SOUTH LASALLE STREET STREET 2: SUITE 3050 CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: CC ARB FUND LLC DATE OF NAME CHANGE: 20030521 D/A 1 primary_doc.xml X0708 D/A LIVE 0001234612 CC ARB FUND, LLC 111 W Beaver Creek Boulevard PO Box 3500 Avon CO COLORADO 81620 (312) 692-5075 DELAWARE CC ARB FUND LLC Limited Liability Company true n/a Castle Creek Arbitrage, LLC 111 W Beaver Creek Boulevard PO Box 3500 Avon CO COLORADO 81620 Executive Officer Manager Peter C. Fletcher 111 W Beaver Creek Boulevard PO Box 3500 Avon CO COLORADO 81620 Executive Officer Promoter Portfolio Manager and Indirect Owner of the Manager Chris Perz 111 W Beaver Creek Boulevard PO Box 3500 Avon CO COLORADO 81620 Executive Officer CFO and CCO of the Manager Allan D. Weine 111 W Beaver Creek Boulevard PO Box 3500 Avon CO COLORADO 81620 Executive Officer Promoter CIO and Indirect Owner of the Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001234612-22-000001 2003-05-01 true true false 1000000 Indefinite 469334990 Indefinite false 100 0 0 0 false CC ARB FUND, LLC /s/ Chris Perz Chris Perz CFO and CCO of the Manager 2023-05-10