-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SIMPW/NewEO9mpJcmrjUtczN37NgCwY6y9laqdAnnPzxGyDKedtEVlfqat4Xq8sW z/WTqP/AmP1XBypBsEBi9g== 0001231525-09-000001.txt : 20090227 0001231525-09-000001.hdr.sgml : 20090227 20090226185604 ACCESSION NUMBER: 0001231525-09-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20090227 DATE AS OF CHANGE: 20090226 EFFECTIVENESS DATE: 20090227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPELLA PHOTONICS INC CENTRAL INDEX KEY: 0001231525 IRS NUMBER: 522283289 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-55027 FILM NUMBER: 09639256 BUSINESS ADDRESS: STREET 1: 5390 HELLYER AVENUE CITY: SAN JOSE STATE: CA ZIP: 95138 BUSINESS PHONE: 4083604242 MAIL ADDRESS: STREET 1: 5390 HELLYER AVENUE CITY: SAN JOSE STATE: CA ZIP: 95138 D/A 1 primary_doc.xml X0201 D/A LIVE 0001231525 CAPELLA PHOTONICS INC 5390 HELLYER AVENUE SAN JOSE CA 95138 4083604242 None DE Corporation true Larry Schwerin c/o Capella Photonics, Inc. 5390 Hellyer Avenue San Jose CA 95138 Executive Officer Director George Berberis c/o Capella Photonics, Inc. 5390 Hellyer Avenue San Jose CA 95138 Executive Officer Bert Zaccaria c/o Capella Photonics, Inc. 5390 Hellyer Avenue San Jose CA 95138 Director Christopher W. Sheeline c/o Levensohn Venture Partners 260 Townsend Street, Suite 600 San Francisco CA 94107 Director Michael Kim c/o Rustic Canyon Ventures 203 Redwood Shores Parkway, Suite 450 Redwood Shores CA 94065 Director Conrad Burke 965 East Arques Avenue Sunnyvale CA 94085 Director Donald A. Lucas c/o Lucas Venture Group 2440 Sand Hill Road, Suite 100 Menlo Park CA 94025 Director Other Technology Decline to Disclose 06 true 0001231525-08-000003 2008-10-10 false true true false 0 8605145 7310046 1295099 Includes warrants to purchase up to $637,677 of shares of Series 3A Preferred Stock that are exercisable within 60 days of the date hereof. false 13 0 0 0 true CAPELLA PHOTONICS INC /s/ Larry Schwerin Larry Schwerin Chief Executive Officer 2009-02-26 -----END PRIVACY-ENHANCED MESSAGE-----