0001192482-16-000780.txt : 20161227 0001192482-16-000780.hdr.sgml : 20161226 20161227144329 ACCESSION NUMBER: 0001192482-16-000780 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20161227 DATE AS OF CHANGE: 20161227 EFFECTIVENESS DATE: 20161227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PENN DISTRESSED FUND L P CENTRAL INDEX KEY: 0001231294 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-54998 FILM NUMBER: 162070496 BUSINESS ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 215-302-1500 MAIL ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 D/A 1 primary_doc.xml X0707 D/A LIVE 0001231294 PENN DISTRESSED FUND L P 1200 INTREPID AVENUE SUITE 400 PHILADELPHIA PA PENNSYLVANIA 19112 215-302-1500 DELAWARE None None Limited Partnership true Richard A. Hocker 1200 Intrepid Avenue Suite 400 Philadellphia PA PENNSYLVANIA 19112 Executive Officer Director of Penn Capital Management Company, Inc., the general partner of the Issuer (the "General Partner"). Marcia A. Hocker 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of the General Partner. Kimberley A. Hocker 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Director of the General Partner. Kirsten A. Hocker 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of the General Partner. Eric J. Green 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Scott D. Schumacher 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Gerald McBride 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Peter Moran 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Jorge Paulo Silva 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001192482-16-000518 2002-04-05 true true false 0 SMH Capital Inc. 20580 None None 600 Travis Street Houston TX TEXAS 77002 IL ILLINOIS WA WASHINGTON FL FLORIDA PA PENNSYLVANIA false Arete Wealth Management, LLC 44856 None None 1699 E. Woodfield Road, Suite 565 Schaumburg IL ILLINOIS 60173 LA LOUISIANA false Phillips & Company 35800 None None 1300 SW Fifth Avenue, Suite 2100 Portland OR OREGON 97201 OR OREGON false VSR Financial Services Incorporated 14503 None None 8620 W 110th St Overland Park KS KANSAS 66210 IL ILLINOIS WA WASHINGTON FL FLORIDA PA PENNSYLVANIA false Indefinite 14808845 Indefinite false 82 0 165726 true 0 false PENN DISTRESSED FUND L P /s/ Lisa Matson Lisa Matson General Counsel to the General Partner 2016-12-23