0001192482-16-000518.txt : 20160310 0001192482-16-000518.hdr.sgml : 20160310 20160310153235 ACCESSION NUMBER: 0001192482-16-000518 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20160310 DATE AS OF CHANGE: 20160310 EFFECTIVENESS DATE: 20160310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PENN DISTRESSED FUND L P CENTRAL INDEX KEY: 0001231294 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-54998 FILM NUMBER: 161497600 BUSINESS ADDRESS: STREET 1: NAVY YARD CORPORATE CENTER STREET 2: 3 CRESCENT DRIVE, SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 215-302-1500 MAIL ADDRESS: STREET 1: NAVY YARD CORPORATE CENTER STREET 2: 3 CRESCENT DRIVE, SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 D/A 1 primary_doc.xml X0707 D/A LIVE 0001231294 PENN DISTRESSED FUND L P NAVY YARD CORPORATE CENTER 3 CRESCENT DRIVE, SUITE 400 PHILADELPHIA PA PENNSYLVANIA 19112 215-302-1500 DELAWARE None None Limited Partnership true Richard A. Hocker Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadellphia PA PENNSYLVANIA 19112 Executive Officer Director of Penn Capital Management Company, Inc., the general partner of the Issuer (the "General Partner"). Marcia A. Hocker Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of the General Partner. Kimberly A. Hocker Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Director of the General Partner. Kirsten A. Hocker Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Director of the General Partner. Eric J. Green Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Christian M. Noyes Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Scott D. Schumacher, Sr. Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Gerald McBride Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Peter Moran Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of the General Partner. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001192482-15-000067 2002-04-05 true true false 0 SMH Capital Inc. 20580 None None 600 Travis Street Houston TX TEXAS 77002 WA WASHINGTON IL ILLINOIS FL FLORIDA PA PENNSYLVANIA false Arete Wealth Management, LLC 44856 None None 1699 E. Woodfield Road, Suite 565 Schaumburg IL ILLINOIS 60173 LA LOUISIANA false Phillips & Company 35800 None None 1300 SW Fifth Avenue, Suite 2100 Portland OR OREGON 97201 OR OREGON false VSR Financial Services Incorporated 14503 None None 8620 W 110th St Overland Park KS KANSAS 66210 WA WASHINGTON IL ILLINOIS FL FLORIDA PA PENNSYLVANIA false Indefinite 14808845 Indefinite false 82 0 161029 true 0 false PENN DISTRESSED FUND L P /s/ Lisa Matson Lisa Matson General Counsel to the General Partner 2016-03-09