0001230355-14-000001.txt : 20140326 0001230355-14-000001.hdr.sgml : 20140326 20140326140516 ACCESSION NUMBER: 0001230355-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140326 DATE AS OF CHANGE: 20140326 EFFECTIVENESS DATE: 20140326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAXANO SURGICAL, INC. CENTRAL INDEX KEY: 0001230355 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-214283 FILM NUMBER: 14718277 BUSINESS ADDRESS: STREET 1: 110 HORIZON DRIVE, SUITE 230 CITY: RALEIGH STATE: NC ZIP: 27615 BUSINESS PHONE: (919) 800-0020 MAIL ADDRESS: STREET 1: 110 HORIZON DRIVE, SUITE 230 CITY: RALEIGH STATE: NC ZIP: 27615 FORMER COMPANY: FORMER CONFORMED NAME: TRANS1 INC DATE OF NAME CHANGE: 20030501 D 1 primary_doc.xml X0707 D LIVE 0001230355 BAXANO SURGICAL, INC. 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 (919) 800-0020 DELAWARE TRANS1 INC Corporation true KEN REALI 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer Director PAUL LAVIOLETTE 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director JAMES SHAPIRO 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director JEFFREY FISCHGRUND 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director DAVID SIMPSON 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director MARK STAUTBERG 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director RUSSELL C. HIRSCH 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director RODERICK A. YOUNG 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director STEPHEN D. AINSWORTH 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer FREDERIC C. FEILER, JR. 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer STEPHANIE M. FITTS 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer MUKESH RAMCHANDANI 110 HORIZON DRIVE, SUITE 230 RALEGIH NC NORTH CAROLINA 27615 Executive Officer GREG WELSH 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer TIMOTHY M. SHANNON 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer GREG D. SLUSSER 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer MATTHEW PICKENS 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer Other Health Care $5,000,001 - $25,000,000 06b false 2014-03-11 false true true true false 0 PIPER JAFFRAY & CO. 665 None None 800 NICOLET MALL MINNEAPOLIS MN MINNESOTA 55340 CA CALIFORNIA NJ NEW JERSEY false STIFEL, NICOLAUS & COMPANY, INC. 793 None None 787 7TH AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10019 CA CALIFORNIA NJ NEW JERSEY false 9993680 9993680 0 false 5 699557 0 0 false BAXANO SURGICAL, INC. /s/ Timothy M. Shannon Timothy M. Shannon Chief Financial Officer 2014-03-26