0001230355-13-000007.txt : 20131217 0001230355-13-000007.hdr.sgml : 20131217 20131217134933 ACCESSION NUMBER: 0001230355-13-000007 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131217 DATE AS OF CHANGE: 20131217 EFFECTIVENESS DATE: 20131217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAXANO SURGICAL, INC. CENTRAL INDEX KEY: 0001230355 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-208130 FILM NUMBER: 131281385 BUSINESS ADDRESS: STREET 1: 110 HORIZON DRIVE, SUITE 230 CITY: RALEIGH STATE: NC ZIP: 27615 BUSINESS PHONE: (919) 800-0020 MAIL ADDRESS: STREET 1: 110 HORIZON DRIVE, SUITE 230 CITY: RALEIGH STATE: NC ZIP: 27615 FORMER COMPANY: FORMER CONFORMED NAME: TRANS1 INC DATE OF NAME CHANGE: 20030501 D 1 primary_doc.xml X0707 D LIVE 0001230355 BAXANO SURGICAL, INC. 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 (919) 800-0020 DELAWARE TRANS1 INC Corporation true KEN REALI 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer Director PAUL LAVIOLETTE 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director JAMES SHAPIRO 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director JEFFREY FISCHGRUND 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director DAVID SIMPSON 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director MARK STAUTBERG 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director RUSSELL C. HIRSCH 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director RODERICK A. YOUNG 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Director STEPHEN D. AINSWORTH 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer FREDERIC C. FEILER, JR. 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer STEPHANIE M. FITTS 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer MUKESH RAMCHANDANI 110 HORIZON DRIVE, SUITE 230 RALEGIH NC NORTH CAROLINA 27615 Executive Officer GREG WELSH 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer TIMOTHY M. SHANNON 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer GREG D. SLUSSER 110 HORIZON DRIVE, SUITE 230 RALEIGH NC NORTH CAROLINA 27615 Executive Officer Other Health Care $5,000,001 - $25,000,000 06b false 2013-12-03 false true true true false 0 1200000 1200000 0 In connection with a loan, the Issuer issued to Hercules Technology Growth Capital, Inc. a warrant exercisable for up to 1,176,471 shares of the Issuer's common stock at an exercise price of $1.02 per share. false 1 0 0 0 false BAXANO SURGICAL, INC. /s/ Timothy M. Shannon Timothy M. Shannon Interim Chief Financial Officer 2013-12-17