0001230245-15-000156.txt : 20151124 0001230245-15-000156.hdr.sgml : 20151124 20151124163137 ACCESSION NUMBER: 0001230245-15-000156 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20151124 DATE AS OF CHANGE: 20151124 EFFECTIVENESS DATE: 20151124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-251863 FILM NUMBER: 151253049 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 D 1 primary_doc.xml X0707 D LIVE 0001230245 PIPER JAFFRAY COMPANIES 800 NICOLLET MALL, SUITE 1000 MAIL STOP J09S02 MINNEAPOLIS MN MINNESOTA 55402 (612) 303-6000 DELAWARE None None Corporation true Andrew S. Duff 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Director William R. Fitzgerald 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director B. Kristine Johnson 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director Addison L. Piper 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director Lisa K. Polsky 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director Philip E. Soran 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director Scott C. Taylor 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director Michele Volpi 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director Chad R. Abraham 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Christopher D. Crawshaw 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Francis E. Fairman 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer John W. Geelan 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Jeffrey P. Klinefelter 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer R. Scott LaRue 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Debbra L. Schoneman 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Martin Bradley Winges 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Other Banking and Financial Services Over $100,000,000 06b false 2015-11-16 false true true The securities covered by this Form D constitute the Equity Consideration to be issued pursuant to (and subject to the conditions in) the previously announced Securities Purchase Agreement among the issuer, Simmons & Company International, et al. 0 47911000 47911000 0 false 1 0 0 0 true false PIPER JAFFRAY COMPANIES /s/ Andrew S. Duff Andrew S. Duff Chairman & CEO 2015-11-24