0001227268-13-000005.txt : 20130502 0001227268-13-000005.hdr.sgml : 20130502 20130502165554 ACCESSION NUMBER: 0001227268-13-000005 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20130502 DATE AS OF CHANGE: 20130502 EFFECTIVENESS DATE: 20130502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AAA CAPITAL ENERGY FUND L.P. II CENTRAL INDEX KEY: 0001227268 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 030407557 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-68406 FILM NUMBER: 13808943 BUSINESS ADDRESS: STREET 1: 522 FIFTH AVENUE STREET 2: 14TH FL CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-296-1999 MAIL ADDRESS: STREET 1: 522 FIFTH AVENUE STREET 2: 14TH FL CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: CITIGROUP AAA ENERGY FUND L.P. II DATE OF NAME CHANGE: 20090625 FORMER COMPANY: FORMER CONFORMED NAME: CITIGROUP AAA ENERGY FUND II LP DATE OF NAME CHANGE: 20080902 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON SMITH BARNEY AAA ENERGY FUND II LP DATE OF NAME CHANGE: 20030414 D/A 1 primary_doc.xml X0706 D/A LIVE 0001227268 AAA CAPITAL ENERGY FUND L.P. II 522 FIFTH AVENUE 14TH FL NEW YORK NY NEW YORK 10036 212-296-1999 NEW YORK CITIGROUP AAA ENERGY FUND L.P. II CITIGROUP AAA ENERGY FUND II LP SALOMON SMITH BARNEY AAA ENERGY FUND II LP Limited Partnership true Damian George 522 Fifth Avenue, 14th Floor New York NY NEW YORK 10036 Executive Officer Chief Financial Officer of Ceres Managed Futures LLC, the General Partner ("General Partner") Walter Davis 522 Fifth Avenue, 14th Floor New York NY NEW YORK 10036 Executive Officer Director President and Chairman of the Board of Directors of the General Partner Colbert Narcisse 522 Fifth Avenue, 14th Floor New York NY NEW YORK 10036 Director Director of the General Partner Douglas J. Ketterer 522 Fifth Avenue, 14th Floor New York NY NEW YORK 10036 Director Director of the General Partner Craig Abruzzo 522 Fifth Avenue, 14th Floor New York NY NEW YORK 10036 Director Director of the General Partner Harry Handler 522 Fifth Avenue, 14th Floor New York NY NEW YORK 10036 Director Director of the General Partner Patrick T. Egan 522 Fifth Avenue, 14th Floor New York NY NEW YORK 10036 Director Director of the General Partner Alper Daglioglu 522 Fifth Avenue, 14th Floor New York NY NEW YORK 10036 Director Director of the General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06 true 0001227268-12-000004 2002-07-01 true true true false 0 Citigroup Global Markets Inc. ("CGM") 7059 Citigroup Global Markets Inc. 7059 390 Greenwich Street New York NY NEW YORK 10013 All States false Morgan Stanley Smith Barney LLC ("MSSB") 149777 Morgan Stanley Smith Barney LLC 149777 2000 WESTCHESTER AVENUE Purchase NY NEW YORK 10577-2530 All States false Richard S. Zinman 1212093 CREDIT SUISSE SECURITIES (USA) LLC ("CS") 816 12 EAST 49TH STREET New York NY NEW YORK 10017 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN ID IDAHO DE DELAWARE IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA TX TEXAS AL ALABAMA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA KY KENTUCKY WI WISCONSIN KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false ANTHONY A. DERTOUZOS 4025638 CREDIT SUISSE SECURITIES (USA) LLC 816 12 EAST 49TH STREET New York NY NEW YORK 10017 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN ID IDAHO DE DELAWARE IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA TX TEXAS AL ALABAMA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA KY KENTUCKY WI WISCONSIN KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false JOHN D. MORENO 5111456 CREDIT SUISSE SECURITIES (USA) LLC 816 12 EAST 49TH STREET New York NY NEW YORK 10017 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN ID IDAHO DE DELAWARE IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA TX TEXAS AL ALABAMA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA KY KENTUCKY WI WISCONSIN KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false Indefinite 343921854 Indefinite false 3018 0 true 0 CGM may pay a portion of its commodity brokerage fees to its qualified registered representatives or those of other qualified firms, including MSSB and CS, who provide ongoing services to investors. 0 true false AAA CAPITAL ENERGY FUND L.P. II Walter Davis Walter Davis See the Title in the Clarification Box in Item #3 Above 2013-05-01