0001566114-15-000018.txt : 20150203 0001566114-15-000018.hdr.sgml : 20150203 20150202220018 ACCESSION NUMBER: 0001566114-15-000018 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150203 DATE AS OF CHANGE: 20150202 EFFECTIVENESS DATE: 20150203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Altegris Winton Futures Fund, L.P. CENTRAL INDEX KEY: 0001198415 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 841496732 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-49060 FILM NUMBER: 15569026 BUSINESS ADDRESS: STREET 1: 1200 PROSPECT STREET STREET 2: SUITE 400 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-875-8725 MAIL ADDRESS: STREET 1: 1200 PROSPECT STREET STREET 2: SUITE 400 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ALTEGRIS WINTON FUTURES FUND LP DATE OF NAME CHANGE: 20110503 FORMER COMPANY: FORMER CONFORMED NAME: WINTON FUTURES FUND LP (US) DATE OF NAME CHANGE: 20021015 D/A 1 primary_doc.xml X0707 D/A LIVE 0001198415 Altegris Winton Futures Fund, L.P. 1200 PROSPECT STREET SUITE 400 LA JOLLA CA CALIFORNIA 92037 858-459-7040 COLORADO ALTEGRIS WINTON FUTURES FUND LP WINTON FUTURES FUND LP (US) Limited Partnership true n/a Altegris Advisors, LLC 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Promoter General Partner of Issuer Jon C Sundt 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer President, CEO & Manager of Issuer's General Partner Matthew C Osborne 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer EVP & Manager of Issuer's General Partner Kenneth I. McGuire 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer COO & Manager of Issuer's General Partner Jack L. Rivkin 1200 Prospect Street, Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer EVP, Manager & CIO of Issuer's General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b true 0001198415-13-000001 1999-11-03 true true false 10000 more than 5 None Altegris Investments Inc 8258 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 All States false more than 5 None Commonwealth Financial Network 8032 29 Sawyer Road Waltham MA MASSACHUSETTS 02453-3483 All States false more than 5 None Uhlmann Price Securities LLC 42854 141 W. Jackson Blvd Suite 1340A Chicago IL ILLINOIS 60604 All States false more than 5 None Arete Wealth Management LLC 44856 1699 E. Woodfield Rd. Suite 565 Schaumburg IL ILLINOIS 60173 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false morethan 5 None Polar Investment Counsel Inc 42847 19547 210th Ave NE Thief River Falls MN MINNESOTA 56701 All States false more than 5 None Cambridge Investment Research Inc 39543 1776 Pleasant Plain Rd Fairfield IA IOWA 52556-8757 All States false more than 5 None Purshe Kaplan Sterling Investments 35747 18 Corporate Woods Blvd Albany NY NEW YORK 12211 All States false more than 5 None VSR Financial Services Inc 14503 8620 W. 110th Street #200 Overland Park KS KANSAS 66210-9651 All States false more than 5 None Financial West Investment Group Inc 16668 4510 E. Thousand Oaks Blvd Westlake Village CA CALIFORNIA 91359-5123 All States false more than 5 None Berthel Fisher & Company Financial Services 13609 701 TAMA STREET, Bldg B Marion IA IOWA 52302-0609 All States false more than 5 None Girard Securities 18697 9560 Waples Street Suite B San Diego CA CALIFORNIA 92121 All States false more than 5 None Cascade Financial Management Inc 119030 950 17th St, Ste 950 Denver CO COLORADO 80202 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NM NEW MEXICO NY NEW YORK ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON SC SOUTH CAROLINA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false more than 5 None LPL Financial 6413 75 State St. 24th Flr Boston MA MASSACHUSETTS 02109 All States false more than 5 None Cetera Advisors LLC (Multi-Fincl) 10299 4600 South Syracuse Ste 600 Denver CO COLORADO 80237 All States false more than 5 None SII Investments Inc 2225 5555 Grande Market Drive Appleton WI WISCONSIN 54913-8403 All States false more than 5 None Sunbelt Securities 42180 5065 Westheimer Suite 600 Houston TX TEXAS 77056 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false more than 5 None Wunderlich Securities 2543 6000 Poplar Suite 150 Memphis TN TENNESSEE 38119 All States false more than 5 None Investment Centers of America Inc 16443 5555 Grande Market Drive Appleton WI WISCONSIN 54913-8403 All States false more than 5 None National Planning Corporation 29604 401 Wilshire Blve Suite 1100 Santa Monica CA CALIFORNIA 90401 All States false more than 5 None Cetera Advisor Networks LLC (FNIC) 13572 200 N. Sepulveda Blvd., Ste 1300 El Segundo CA CALIFORNIA 90245-5672 All States false more than 5 None First Independent Financial Services, Inc,. 128904 6660 Sheridan Rd., Ste 260 Tulsa OK OKLAHOMA 74133-1766 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS LA LOUISIANA MD MARYLAND MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false more than 5 None FSC Securities Corporation 7461 2300 Windy Ridge Pkwy, Ste 1100 Atlanta GA GEORGIA 30339 All States false more than 5 None Geneos Wealth Management, Inc 120894 9055 E. Mineral Circle, Ste 200 Centennial CO COLORADO 80112 All States false more than 5 None Glen Eagle Advisors LLC 124504 353 Nassau Street Princeton NJ NEW JERSEY 08540 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WV WEST VIRGINIA WY WYOMING false more than 5 None Independent Financial Group, LLC 7717 12636 High Bluff Dr., Ste 100 San Diego CA CALIFORNIA 92130 All States false more than 5 None Invest Financial Corporation 12984 8745 Henderson Rd., Ste 300 Tampa FL FLORIDA 33634 All States false more than 5 None Lara, May & Associates 145589 7600 Leesburg Pike, Ste 120 East Falls Church VA VIRGINIA 22043 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false more than 5 None Madison Avenue Securities, Inc. 23224 15050 Avenue of Science, Ste 150 San Diego CA CALIFORNIA 92128 All States false more than 5 None Money Concepts Capital Group 12963 11440 North Jog Road Palm Beach Gardens FL FLORIDA 33418-3764 All States false more than 5 None Spire Securities, LLC 144131 1840 Michael Faraday Dr. Suite 105 Reston VA VIRGINIA 20191 All States false more than 5 None Sterne, Agee & Leach, Inc. 791 800 Shades Creek Pkwy, Ste 700 Birmingham AL ALABAMA 35209 All States false more than 5 None Stifel, Nicolaus & Company, Incorporated 793 501 North Broadway St. Louis MO MISSOURI 63102 All States false more than 5 None Triad Advisors, Inc. 25803 5185 Peachtree Pkwy, Ste 280 Norcross GA GEORGIA 30092 All States false more than 5 None WFG Investments, Inc. 22704 2711 N. Haskell Ave., Ste 2900 Dallas TX TEXAS 75204 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false more than 5 None Comprehensive Asset Management and Servicing, Inc. 43814 2001 Route 46, Suite 506 Parsippany NJ NEW JERSEY 07054 All States false more than 5 None Investment Architects, Inc. 17774 34 Petaluma Blvd. North Petaluma CA CALIFORNIA 94952-3079 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT GA GEORGIA ID IDAHO MN MINNESOTA MO MISSOURI NV NEVADA OR OREGON TX TEXAS VA VIRGINIA WA WASHINGTON false more than 5 None Capital Guardian LLC 137919 1355 Greenwood Cliff, Ste 250 Charlotte NC NORTH CAROLINA 28204 All States false more than 5 None Hightower Securities LLC 116681 200 West Madison St., Ste 2500 Chicago IL ILLINOIS 60606-3414 All States false more than 5 None J. P. Turner & Company, LLC 43177 One Buckhead Plaza 3060 Peachtree Rd NW, 11th Flr Atlanta GA GEORGIA 30305 All States false more than 5 None Kovack Securities Inc. 44848 6451 N. Federal Hwy, Ste 1201 Ft Lauderdale FL FLORIDA 33308 All States false more than 5 None Mid Atlantic Capital Corporation 10674 1251 Waterfront Place, Ste 510 Pittsburgh PA PENNSYLVANIA 15222-6368 All States false more than 5 None Oppenheimer & Co. Inc. 249 125 Broad St. 16th Flr New York NY NEW YORK 10004 All States false more than 5 None Titan Securities 131392 14801 Quorum Dr., Ste 260 Dallas TX TEXAS 75254 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA ID IDAHO IN INDIANA IA IOWA KS KANSAS LA LOUISIANA MI MICHIGAN MN MINNESOTA MO MISSOURI NV NEVADA NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false more than 5 None FMN Capital Corporation 38105 26041 Acero Mission Viejo CA CALIFORNIA 92691 AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false more than 5 None Foothill Securities Inc 1027 150 E. Dana Street Mountain View CA CALIFORNIA 94041 All States false more than 5 None NFP Securities, INc. 42046 1250 Capital of Texas Hwy S, Suite #2-125 Austin TX TEXAS 78746 All States false more than 5 None Royal Alliance Associates, Inc 23131 One World Financial Center 15th Floor New York NY NEW YORK 10281 All States false more than 5 None Sagepoint Financial, Inc. 133763 2800 N. Central Ave., Ste 2100 Phoenix AZ ARIZONA 85004-1072 All States false more than 5 None Whitehall-Parker Securities, Inc. 10608 477 Pacific Ave. 2nd Flr San Francisco CA CALIFORNIA 94133 CA CALIFORNIA MA MASSACHUSETTS MN MINNESOTA NV NEVADA NY NEW YORK NC NORTH CAROLINA OR OREGON TX TEXAS WA WASHINGTON false more than 5 None Avondale Partners, LLC 46838 3102 West End Ave., Ste 1100 Nashville TN TENNESSEE 37203 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false more than 5 None First Allied Securities, Inc. 32444 655 West Broadway, 12th Floor San Diego CA CALIFORNIA 92101 All States false more than 5 None Accelerated Capital Group 41270 18301 Von Karman, Ste 400 Irvine CA CALIFORNIA 92612 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA MA MASSACHUSETTS MN MINNESOTA MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA TX TEXAS UT UTAH WA WASHINGTON WI WISCONSIN false more than 5 None Crown Capital Securities, L.P. 6312 725 Town & Country Rd., Ste 530 Orange CA CALIFORNIA 92868 All States false more than 5 None Lincoln Investment 519 Forst Pavilion 218 Glenside Avenue Wyncote PA PENNSYLVANIA 19095-1595 All States false more than 5 None M Holdings Securities, Inc. 43285 1125 N.W. Couch St., Ste 900 Portland OR OREGON 97209 All States false more than 5 None Woodbury Financial Services, Inc. 421 7755 3rd Street North Oakdale MN MINNESOTA 55128 All States false more than 5 None Broker Dealer Financial Services Corp 8073 140 So. 68th Street Suite 2200 West Des Moines IA IOWA 50266 All States false more than 5 None March Capital Corp. 24142 2 N. Lasalle St, STE 2300 Chicago IL ILLINOIS 60602-3975 CA CALIFORNIA FL FLORIDA IL ILLINOIS MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NY NEW YORK NC NORTH CAROLINA TX TEXAS WA WASHINGTON WI WISCONSIN false more than 5 None B C Ziegler 61 200 S. Wacker Dr. Suite 200 Chicago IL ILLINOIS 60606 All States false more than 5 None Keystone Capital Corporation 10722 3511 Camino Del Rio South Suite 406 San Diego CA CALIFORNIA 92108 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA false Indefinite 1290075154 Indefinite true 30 12535 2207544 0 0 false Altegris Winton Futures Fund, L.P. /s/Kenneth I. McGuire Kenneth I. McGuire COO of GP 2015-02-02