0001198415-19-000002.txt : 20191017
0001198415-19-000002.hdr.sgml : 20191017
20191016203800
ACCESSION NUMBER: 0001198415-19-000002
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20191017
DATE AS OF CHANGE: 20191016
EFFECTIVENESS DATE: 20191017
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Altegris Winton Futures Fund, L.P.
CENTRAL INDEX KEY: 0001198415
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 841496732
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-49060
FILM NUMBER: 191153751
BUSINESS ADDRESS:
STREET 1: 1200 PROSPECT STREET
STREET 2: SUITE 400
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: 858-459-7040
MAIL ADDRESS:
STREET 1: 1200 PROSPECT STREET
STREET 2: SUITE 400
CITY: LA JOLLA
STATE: CA
ZIP: 92037
FORMER COMPANY:
FORMER CONFORMED NAME: ALTEGRIS WINTON FUTURES FUND LP
DATE OF NAME CHANGE: 20110503
FORMER COMPANY:
FORMER CONFORMED NAME: WINTON FUTURES FUND LP (US)
DATE OF NAME CHANGE: 20021015
D/A
1
primary_doc.xml
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D/A
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0001198415
Altegris Winton Futures Fund, L.P.
1200 PROSPECT STREET
SUITE 400
LA JOLLA
CA
CALIFORNIA
92037
858-459-7040
COLORADO
ALTEGRIS WINTON FUTURES FUND LP
WINTON FUTURES FUND LP (US)
Limited Partnership
true
n/a
Altegris Advisors, LLC
1200 Prospect Street
Suite 400
La Jolla
CA
CALIFORNIA
92037
Promoter
Issuer's General Partner
Matthew
C
Osborne
1200 Prospect Street
Suite 400
La Jolla
CA
CALIFORNIA
92037
Executive Officer
CIO & Manager of Issuer's General Partner
Martin
I
Beaulieu
1200 Prospect Street, Ste 400
Suite 400
La Jolla
CA
CALIFORNIA
92037
Executive Officer
CEO and Executive Chairman of Issuer's General Partner
Pooled Investment Fund
Other Investment Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001198415-18-000001
1999-11-03
true
true
false
3000
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Altegris Investments, LLC
8258
1200 Prospect Street
Suite 400
La Jolla
CA
CALIFORNIA
92037
All States
false
more than 5
None
Commonwealth Financial Network
8032
29 Sawyer Road
Waltham
MA
MASSACHUSETTS
02453-3483
All States
false
more than 5
None
Uhlmann Price Securities LLC
42854
141 W. Jackson Blvd
Suite 1340A
Chicago
IL
ILLINOIS
60604
All States
false
more than 5
None
Arete Wealth Management LLC
44856
1101 W. Lake St., 1st Floor
Chicago
IL
ILLINOIS
60607
All States
false
more than 5
None
Polar Investment Counsel Inc
42847
19547 210th Ave NE
Thief River Falls
MN
MINNESOTA
56701
All States
false
more than 5
None
Cambridge Investment Research Inc
39543
1776 Pleasant Plain Rd
Fairfield
IA
IOWA
52556-8757
All States
false
more than 5
None
Financial West Investment Group Inc
16668
961 Matley Lane, Ste. 110
Reno
NV
NEVADA
89502
All States
false
more than 5
None
Berthel Fisher & Company Financial Services
13609
701 TAMA STREET, Bldg B
Marion
IA
IOWA
52302-0609
All States
false
more than 5
None
Cascade Financial Management Inc
119030
950 17th St, Ste 950
Denver
CO
COLORADO
80202
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
IL
ILLINOIS
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NM
NEW MEXICO
NY
NEW YORK
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
SC
SOUTH CAROLINA
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
LPL Financial
6413
75 State St. 24th Flr
Boston
MA
MASSACHUSETTS
02109
All States
false
more than 5
None
Cetera Advisors LLC (Multi-Fincl)
10299
4600 South Syracuse Ste 600
Denver
CO
COLORADO
80237
All States
false
more than 5
None
Sunbelt Securities
42180
2700 Post Oak Blvd., Ste. 1700
Suite 600
Houston
TX
TEXAS
77056
All States
false
more than 5
None
Cetera Advisor Networks LLC (FNIC)
13572
200 N. Sepulveda Blvd., Ste 1300
El Segundo
CA
CALIFORNIA
90245-5672
All States
false
more than 5
None
FSC Securities Corporation
7461
2300 Windy Ridge Pkwy, Ste 1100
Atlanta
GA
GEORGIA
30339
All States
false
more than 5
None
Geneos Wealth Management, Inc
120894
9055 E. Mineral Circle, Ste 200
Centennial
CO
COLORADO
80112
All States
false
more than 5
None
Lara, May & Associates
145589
7600 Leesburg Pike, Ste 120 East
Falls Church
VA
VIRGINIA
22043
AK
ALASKA
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MO
MISSOURI
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
Madison Avenue Securities, Inc.
23224
15050 Avenue of Science, Ste 150
San Diego
CA
CALIFORNIA
92128
All States
false
more than 5
None
Money Concepts Capital Group
12963
11440 North Jog Road
Palm Beach Gardens
FL
FLORIDA
33418-3764
All States
false
more than 5
None
Spire Securities, LLC
144131
1840 Michael Faraday Dr.
Suite 105
Reston
VA
VIRGINIA
20191
All States
false
more than 5
None
Stifel, Nicolaus & Company, Incorporated
793
501 North Broadway
St. Louis
MO
MISSOURI
63102
All States
false
more than 5
None
Triad Advisors, Inc.
25803
5155 Peachtree Pkwy, Ste 3220
Norcross
GA
GEORGIA
30092
All States
false
more than 5
None
APW Capital, Inc.
43814
100 Enterprise Drive, Ste. 504
Rockaway
NJ
NEW JERSEY
07866
All States
false
more than 5
None
Investment Architects, Inc.
17774
34 Petaluma Blvd. North
Petaluma
CA
CALIFORNIA
94952-3079
AL
ALABAMA
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
GA
GEORGIA
ID
IDAHO
MN
MINNESOTA
MO
MISSOURI
NV
NEVADA
OR
OREGON
TX
TEXAS
VA
VIRGINIA
WA
WASHINGTON
false
more than 5
None
Kovack Securities Inc.
44848
6451 N. Federal Hwy, Ste 1201
Ft Lauderdale
FL
FLORIDA
33308
All States
false
more than 5
None
Mid Atlantic Capital Corporation
10674
1251 Waterfront Place, Ste 510
Pittsburgh
PA
PENNSYLVANIA
15222-6368
All States
false
more than 5
None
Oppenheimer & Co. Inc.
249
85 Broad St., 22nd/24th Floors
New York
NY
NEW YORK
10004
All States
false
more than 5
None
Titan Securities
131392
16775 Addison Rd., Ste. 202
Addison
TX
TEXAS
75001
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
FL
FLORIDA
GA
GEORGIA
ID
IDAHO
IN
INDIANA
IA
IOWA
KS
KANSAS
LA
LOUISIANA
MI
MICHIGAN
MN
MINNESOTA
MO
MISSOURI
NV
NEVADA
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
FMN Capital Corporation
38105
26041 Acero
Mission Viejo
CA
CALIFORNIA
92691
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NV
NEVADA
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
false
more than 5
None
Kestra Investment Services, LLC
42046
5707 Southwest Parkway
Austin
TX
TEXAS
78735
All States
false
more than 5
None
Royal Alliance Associates, Inc
23131
10 Exchange Place, Ste. 1410
Jersey City
NJ
NEW JERSEY
07302
All States
false
more than 5
None
Sagepoint Financial, Inc.
133763
20 E. Thomas Rd., Ste. 2000
Phoenix
AZ
ARIZONA
85012
All States
false
more than 5
None
Whitehall-Parker Securities, Inc.
10608
477 Pacific Ave. 2nd Flr
San Francisco
CA
CALIFORNIA
94133
CA
CALIFORNIA
MA
MASSACHUSETTS
MN
MINNESOTA
NV
NEVADA
NY
NEW YORK
NC
NORTH CAROLINA
OR
OREGON
TX
TEXAS
WA
WASHINGTON
false
more than 5
None
Avondale Partners, LLC
46838
3102 West End Ave., Ste 1100
Nashville
TN
TENNESSEE
37203
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
NV
NEVADA
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
PR
PUERTO RICO
RI
RHODE ISLAND
SC
SOUTH CAROLINA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
First Allied Securities, Inc.
32444
655 West Broadway, 12th Floor
San Diego
CA
CALIFORNIA
92101
All States
false
more than 5
None
Crown Capital Securities, L.P.
6312
725 Town & Country Rd., Ste 530
Orange
CA
CALIFORNIA
92868
All States
false
more than 5
None
Lincoln Investment
519
601 Office Center Dr., Ste. 300
Fort Washington
PA
PENNSYLVANIA
19034
All States
false
more than 5
None
M Holdings Securities, Inc.
43285
1125 N.W. Couch St., Ste 900
Portland
OR
OREGON
97209
All States
false
more than 5
None
March Capital Corp.
24142
2 N. Lasalle St,
STE 2300
Chicago
IL
ILLINOIS
60602-3975
CA
CALIFORNIA
FL
FLORIDA
IL
ILLINOIS
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MO
MISSOURI
NY
NEW YORK
NC
NORTH CAROLINA
TX
TEXAS
WA
WASHINGTON
WI
WISCONSIN
false
more than 5
None
B C Ziegler and Company
61
200 S. Wacker Dr.
Suite 2000
Chicago
IL
ILLINOIS
60606
All States
false
more than 5
None
Keystone Capital Corporation
10722
12230 El Camino Real, Ste. 230
San Diego
CA
CALIFORNIA
92130
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
KS
KANSAS
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MO
MISSOURI
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
false
more than 5
None
American Portfolios Financial Services, Inc.
18487
4250 Veterans Memorial Hwy 4th Fl. East
Holbrook
NY
NEW YORK
11741
All States
false
more than 5
None
Cetera Investment Services
15340
400 First St., S. Ste. 300
St. Cloud
MN
MINNESOTA
56302
All States
false
more than 5
None
Sandlapper Securities, LLC
137906
800 E. North St., 2nd Floor
Greenville
SC
SOUTH CAROLINA
29601
All States
false
more than 5
None
Strategic Financial Alliance Inc.
126514
2200 Century Pkwy., Ste. 500
Atlanta
GA
GEORGIA
30345
All States
false
more than 5
None
TCM Securities, Inc.
43559
2230 Towne Lake Parkway
Bldg 800, Ste. 130
Woodstock
GA
GEORGIA
30189
All States
false
more than 5
None
Voya Financial Advisors, Inc.
2882
909 Locust Street
Des Moines
IA
IOWA
50309
All States
false
more than 5
None
Cetera Financial Specialists LLC
10358
200 N. Martingale Rd., 7th Fl.
Schaumberg
IL
ILLINOIS
60158
All States
false
more than 5
None
Independent Financial Group, LLC
7717
12671 High Bluff Drive, Ste. 200
San Diego
CA
CALIFORNIA
92130
All States
false
more than 5
None
Summit Brokerage Services, Inc.
34643
595 S. Federal Hwy., Ste. 500
Boca Raton
FL
FLORIDA
33432
All States
false
more than 5
None
Woodbury Financial Services, Inc.
421
7755 3rd Street North
Oakdale
MN
MINNESOTA
55128
All States
false
more than 5
None
Arkadios Capital
282710
3333 Piedmont Rd. NE, Ste. 2010
Atlanta
GA
GEORGIA
30305
All States
false
more than 5
None
CALTON & ASSOCIATES, INC.
20999
2701 N ROCKY POINT DRIVE
SUITE 1000
TAMPA
FL
FLORIDA
33607
All States
false
more than 5
None
DFPG INVESTMENTS, INC.
155576
9017 S RIVERSIDE DRIVE
SUITE 210
SANDY
UT
UTAH
84070
All States
false
more than 5
None
EMPIRE ASSET MANAGEMENT COMPANY
143007
29 BROADWAY
12TH FLOOR
NEW YORK
NY
NEW YORK
10006
All States
false
more than 5
None
WBB SECURITIES, LLC
118440
3456 CAMINO DEL RIO NORTH
SUITE 212
SAN DIEGO
CA
CALIFORNIA
92108
All States
false
Indefinite
1341099318
Indefinite
true
30
12788
2393215
0
0
false
Altegris Winton Futures Fund, L.P.
/S/ Martin Beaulieu
Martin Beaulieu
CEO & Executive Chairman of Issuer's GP
2019-10-16