0001198415-17-000002.txt : 20170919 0001198415-17-000002.hdr.sgml : 20170919 20170919153728 ACCESSION NUMBER: 0001198415-17-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170919 DATE AS OF CHANGE: 20170919 EFFECTIVENESS DATE: 20170919 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Altegris Winton Futures Fund, L.P. CENTRAL INDEX KEY: 0001198415 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 841496732 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-49060 FILM NUMBER: 171091960 BUSINESS ADDRESS: STREET 1: 1200 PROSPECT STREET STREET 2: SUITE 400 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-875-8725 MAIL ADDRESS: STREET 1: 1200 PROSPECT STREET STREET 2: SUITE 400 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ALTEGRIS WINTON FUTURES FUND LP DATE OF NAME CHANGE: 20110503 FORMER COMPANY: FORMER CONFORMED NAME: WINTON FUTURES FUND LP (US) DATE OF NAME CHANGE: 20021015 D/A 1 primary_doc.xml X0708 D/A LIVE 0001198415 Altegris Winton Futures Fund, L.P. 1200 PROSPECT STREET SUITE 400 LA JOLLA CA CALIFORNIA 92037 858-875-8725 COLORADO ALTEGRIS WINTON FUTURES FUND LP WINTON FUTURES FUND LP (US) Limited Partnership true n/a Altegris Advisors, LLC 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Promoter Issuer's General Partner Matthew C. Osborne 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer Chief Investment Officer & Manager of Issuer's General Partner Martin Beaulieu 1200 Prospect Street, Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer CEO and Executive Chairman of Issuer's General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001198415-17-000001 1999-11-03 true true false 3000 more than 5 None Altegris Investments, LLC 8258 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 All States false more than 5 None Commonwealth Financial Network 8032 29 Sawyer Road Waltham MA MASSACHUSETTS 02453-3483 All States false more than 5 None Uhlmann Price Securities LLC 42854 141 W. Jackson Blvd Suite 1340A Chicago IL ILLINOIS 60604 All States false more than 5 None Arete Wealth Management LLC 44856 1100 W. Lake St., 1st Floor Suite 565 Chicago IL ILLINOIS 60607 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false morethan 5 None Polar Investment Counsel Inc 42847 19547 210th Ave NE Thief River Falls MN MINNESOTA 56701 All States false more than 5 None Cambridge Investment Research Inc 39543 1776 Pleasant Plain Rd Fairfield IA IOWA 52556-8757 All States false more than 5 None Financial West Investment Group Inc 16668 961 Matley Lane, Ste. 110 Reno NV NEVADA 89502 All States false more than 5 None Berthel Fisher & Company Financial Services 13609 701 TAMA STREET, Bldg B Marion IA IOWA 52302-0609 All States false more than 5 None Cascade Financial Management Inc 119030 950 17th St, Ste 950 Denver CO COLORADO 80202 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NM NEW MEXICO NY NEW YORK ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON SC SOUTH CAROLINA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false more than 5 None LPL Financial 6413 75 State St. 24th Flr Boston MA MASSACHUSETTS 02109 All States false more than 5 None Cetera Advisors LLC (Multi-Fincl) 10299 4600 South Syracuse Ste 600 Denver CO COLORADO 80237 All States false more than 5 None SII Investments Inc 2225 5555 Grande Market Drive Appleton WI WISCONSIN 54913-8403 All States false more than 5 None Sunbelt Securities 42180 2700 Post Oak Blvd., Ste. 1700 Houston TX TEXAS 77056 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false more than 5 None Investment Centers of America Inc 16443 5555 Grande Market Drive Appleton WI WISCONSIN 54913-8403 All States false more than 5 None National Planning Corporation 29604 100 N. Sepulveda Blvd. Ste., 1500 El Segundo CA CALIFORNIA 90425 All States false more than 5 None Cetera Advisor Networks LLC (FNIC) 13572 200 N. Sepulveda Blvd., Ste 1300 El Segundo CA CALIFORNIA 90245-5672 All States false more than 5 None FSC Securities Corporation 7461 2300 Windy Ridge Pkwy, Ste 1100 Atlanta GA GEORGIA 30339 All States false more than 5 None Geneos Wealth Management, Inc 120894 9055 E. Mineral Circle, Ste 200 Centennial CO COLORADO 80112 All States false more than 5 None Invest Financial Corporation 12984 12750 Citrus Park Lane, Ste. 300 Tampa FL FLORIDA 33625 All States false more than 5 None Lara, May & Associates 145589 7600 Leesburg Pike, Ste 120 East Falls Church VA VIRGINIA 22043 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false more than 5 None Madison Avenue Securities, Inc. 23224 15050 Avenue of Science, Ste 150 San Diego CA CALIFORNIA 92128 All States false more than 5 None Money Concepts Capital Group 12963 11440 North Jog Road Palm Beach Gardens FL FLORIDA 33418-3764 All States false more than 5 None Spire Securities, LLC 144131 1840 Michael Faraday Dr. Suite 105 Reston VA VIRGINIA 20191 All States false more than 5 None Stifel, Nicolaus & Company, Incorporated 793 501 North Broadway St. Louis MO MISSOURI 63102 All States false more than 5 None Triad Advisors, Inc. 25803 5155 Peachtree Pkwy, Ste 3220 Norcross GA GEORGIA 30092 All States false more than 5 None Comprehensive Asset Management and Servicing, Inc. 43814 2001 Route 46, Suite 506 Parsippany NJ NEW JERSEY 07054 All States false more than 5 None Investment Architects, Inc. 17774 34 Petaluma Blvd. North Petaluma CA CALIFORNIA 94952-3079 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT GA GEORGIA ID IDAHO MN MINNESOTA MO MISSOURI NV NEVADA OR OREGON TX TEXAS VA VIRGINIA WA WASHINGTON false more than 5 None Hightower Securities LLC 116681 200 West Madison St., Ste 2500 Chicago IL ILLINOIS 60606-3414 All States false more than 5 None Kovack Securities Inc. 44848 6451 N. Federal Hwy, Ste 1201 Ft Lauderdale FL FLORIDA 33308 All States false more than 5 None Mid Atlantic Capital Corporation 10674 1251 Waterfront Place, Ste 510 Pittsburgh PA PENNSYLVANIA 15222-6368 All States false more than 5 None Oppenheimer & Co. Inc. 249 85 Broad Street, 22nd, 24th Floors New York NY NEW YORK 10004 All States false more than 5 None Titan Securities 131392 16775 Addison Rd., Ste. 202 Addison TX TEXAS 75001 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA ID IDAHO IN INDIANA IA IOWA KS KANSAS LA LOUISIANA MI MICHIGAN MN MINNESOTA MO MISSOURI NV NEVADA NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false more than 5 None FMN Capital Corporation 38105 26041 Acero Mission Viejo CA CALIFORNIA 92691 AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false more than 5 None Kestra Investment Services, LLC 42046 5707 Southwest Parkway Bldg 2, Ste. 400 Austin TX TEXAS 78735 All States false more than 5 None Royal Alliance Associates, Inc 23131 10 Exchange Place, Ste. 1410 Jersey City NJ NEW JERSEY 07302 All States false more than 5 None Sagepoint Financial, Inc. 133763 20 E. Thomas Rd., Ste. 2000 Phoenix AZ ARIZONA 85012 All States false more than 5 None Whitehall-Parker Securities, Inc. 10608 477 Pacific Ave. 2nd Flr San Francisco CA CALIFORNIA 94133 CA CALIFORNIA MA MASSACHUSETTS MN MINNESOTA NV NEVADA NY NEW YORK NC NORTH CAROLINA OR OREGON TX TEXAS WA WASHINGTON false more than 5 None Avondale Partners, LLC 46838 3102 West End Ave., Ste 1100 Nashville TN TENNESSEE 37203 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false more than 5 None First Allied Securities, Inc. 32444 655 West Broadway, 12th Floor San Diego CA CALIFORNIA 92101 All States false more than 5 None Crown Capital Securities, L.P. 6312 725 Town & Country Rd., Ste 530 Orange CA CALIFORNIA 92868 All States false more than 5 None Lincoln Investment 519 601 Office Center Drive, Ste. 300 Fort Washington PA PENNSYLVANIA 19034 All States false more than 5 None M Holdings Securities, Inc. 43285 1125 N.W. Couch St., Ste 900 Portland OR OREGON 97209 All States false more than 5 None Broker Dealer Financial Services Corp 8073 140 So. 68th Street Suite 2200 West Des Moines IA IOWA 50266 All States false more than 5 None March Capital Corp. 24142 2 N. Lasalle St, STE 2300 Chicago IL ILLINOIS 60602-3975 CA CALIFORNIA FL FLORIDA IL ILLINOIS MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NY NEW YORK NC NORTH CAROLINA TX TEXAS WA WASHINGTON WI WISCONSIN false more than 5 None B C Ziegler and Company 61 200 S. Wacker Dr. Suite 2000 Chicago IL ILLINOIS 60606 All States false more than 5 None Keystone Capital Corporation 10722 12230 El Camino Real, Ste. 230 San Diego CA CALIFORNIA 92130 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA false more than 5 None American Portfolios Financial Services, inc. 18487 4250 Veterans Memorial Hwy 4th Fl. East Holbrook NY NEW YORK 11741 All States false more than 5 None Cetera Investment Services 15340 400 First St., S. Ste. 300 St. Cloud MN MINNESOTA 56302 All States false more than 5 None Kalos Capital Inc. 44337 11525 Park Woods Circle, Ste. 280 Alpharetta GA GEORGIA 30005 All States false more than 5 None Sandlapper Securities, LLC 137906 800 E. North St., 2nd Floor Greenville SC SOUTH CAROLINA 29601 All States false more than 5 None Strategic Financial Alliance, Inc. 126514 2200 Century Pkwy, Ste. 500 Atlanta GA GEORGIA 30345 All States false more than 5 None TCM Securities, Inc. 43559 2230 Towne Lake Pkwy. Bldg. 800, Ste. 130 Woodstock GA GEORGIA 30189 All States false more than 5 None Voya Financial Advisors, Inc. 2882 909 Locust Street Des Moines IA IOWA 50309 All States false more than 5 None Cetera Financial Specialists LLC 10358 200 N. Martingale Rd., 7th Fl. Schaumberg IL ILLINOIS 60158 All States false more than 5 None Independent Financial Group, LLC 7717 12671 High Bluff Drive, Ste. 200 San Diego CA CALIFORNIA 92130 All States false more than 5 None Summit Brokerage Services, Inc. 34643 595 S. Federal Hwy., Ste. 500 Boca Raton FL FLORIDA 33432 All States false more than 5 None Woodbury Financial Services, Inc. 421 7755 3rd Street North Oakdale MN MINNESOTA 55128 All States false more than 5 None Arkadios Capital 282710 3333 Piedmont Rd. NE, Ste. 2010 Atlanta GA GEORGIA 30305 All States false Indefinite 1338320129 Indefinite true 30 12754 2385902 0 0 false Altegris Winton Futures Fund, L.P. Martin Beaulieu Martin Beaulieu CEO & Executive Chairman of Issuer's GP 2017-09-19