0001198415-17-000001.txt : 20170206 0001198415-17-000001.hdr.sgml : 20170206 20170203190419 ACCESSION NUMBER: 0001198415-17-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170203 EFFECTIVENESS DATE: 20170206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Altegris Winton Futures Fund, L.P. CENTRAL INDEX KEY: 0001198415 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 841496732 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-49060 FILM NUMBER: 17573644 BUSINESS ADDRESS: STREET 1: 1200 PROSPECT STREET STREET 2: SUITE 400 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-875-8725 MAIL ADDRESS: STREET 1: 1200 PROSPECT STREET STREET 2: SUITE 400 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: ALTEGRIS WINTON FUTURES FUND LP DATE OF NAME CHANGE: 20110503 FORMER COMPANY: FORMER CONFORMED NAME: WINTON FUTURES FUND LP (US) DATE OF NAME CHANGE: 20021015 D/A 1 primary_doc.xml X0707 D/A LIVE 0001198415 Altegris Winton Futures Fund, L.P. 1200 PROSPECT STREET SUITE 400 LA JOLLA CA CALIFORNIA 92037 858-875-8725 COLORADO ALTEGRIS WINTON FUTURES FUND LP WINTON FUTURES FUND LP (US) Limited Partnership true n/a Altegris Advisors, LLC 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Promoter General Partner of Issuer Matthew C Osborne 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer CIO & Manager of Issuer's General Partner Kenneth I. McGuire 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer President, COO & Manager of Issuer's General Partner Martin Beaulieu 1200 Prospect Street, Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer CEO and Executive Chairman of Issuer's General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001198415-16-000004 1999-11-03 true true false 3000 more than 5 None Altegris Investments, LLC 8258 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 All States false more than 5 None Commonwealth Financial Network 8032 29 Sawyer Road Waltham MA MASSACHUSETTS 02453-3483 All States false more than 5 None Uhlmann Price Securities LLC 42854 141 W. Jackson Blvd Suite 1340A Chicago IL ILLINOIS 60604 All States false more than 5 None Arete Wealth Management LLC 44856 1699 E. Woodfield Rd. Suite 565 Schaumburg IL ILLINOIS 60173 HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA ME MAINE VA VIRGINIA MI MICHIGAN OH OHIO DE DELAWARE WY WYOMING FL FLORIDA IA IOWA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON MT MONTANA MS MISSISSIPPI LA LOUISIANA NH NEW HAMPSHIRE WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO AK ALASKA TX TEXAS AL ALABAMA CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA false morethan 5 None Polar Investment Counsel Inc 42847 19547 210th Ave NE Thief River Falls MN MINNESOTA 56701 All States false more than 5 None Cambridge Investment Research Inc 39543 1776 Pleasant Plain Rd Fairfield IA IOWA 52556-8757 All States false more than 5 None VSR Financial Services Inc 14503 8620 W. 110th Street #200 Overland Park KS KANSAS 66210-9651 All States false more than 5 None Financial West Investment Group Inc 16668 4510 E. Thousand Oaks Blvd Westlake Village CA CALIFORNIA 91359-5123 All States false more than 5 None Berthel Fisher & Company Financial Services 13609 701 TAMA STREET, Bldg B Marion IA IOWA 52302-0609 All States false more than 5 None Cascade Financial Management Inc 119030 950 17th St, Ste 950 Denver CO COLORADO 80202 HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO WY WYOMING IA IOWA FL FLORIDA MA MASSACHUSETTS SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS CT CONNECTICUT MN MINNESOTA WI WISCONSIN KY KENTUCKY AZ ARIZONA MO MISSOURI KS KANSAS OR OREGON MT MONTANA LA LOUISIANA WA WASHINGTON NM NEW MEXICO TX TEXAS AL ALABAMA CO COLORADO ND NORTH DAKOTA NE NEBRASKA false more than 5 None LPL Financial 6413 75 State St. 24th Flr Boston MA MASSACHUSETTS 02109 All States false more than 5 None Cetera Advisors LLC (Multi-Fincl) 10299 4600 South Syracuse Ste 600 Denver CO COLORADO 80237 All States false more than 5 None SII Investments Inc 2225 5555 Grande Market Drive Appleton WI WISCONSIN 54913-8403 All States false more than 5 None Sunbelt Securities 42180 5065 Westheimer Suite 600 Houston TX TEXAS 77056 HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO DE DELAWARE WY WYOMING IA IOWA FL FLORIDA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT WV WEST VIRGINIA MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON MS MISSISSIPPI LA LOUISIANA WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO TX TEXAS AL ALABAMA CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA false more than 5 None Investment Centers of America Inc 16443 5555 Grande Market Drive Appleton WI WISCONSIN 54913-8403 All States false more than 5 None National Planning Corporation 29604 401 Wilshire Blve Suite 1100 Santa Monica CA CALIFORNIA 90401 All States false more than 5 None Cetera Advisor Networks LLC (FNIC) 13572 200 N. Sepulveda Blvd., Ste 1300 El Segundo CA CALIFORNIA 90245-5672 All States false more than 5 None FSC Securities Corporation 7461 2300 Windy Ridge Pkwy, Ste 1100 Atlanta GA GEORGIA 30339 All States false more than 5 None Geneos Wealth Management, Inc 120894 9055 E. Mineral Circle, Ste 200 Centennial CO COLORADO 80112 All States false more than 5 None Invest Financial Corporation 12984 8745 Henderson Rd., Ste 300 Tampa FL FLORIDA 33634 All States false more than 5 None Lara, May & Associates 145589 7600 Leesburg Pike, Ste 120 East Falls Church VA VIRGINIA 22043 VT VERMONT HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO ID IDAHO DE DELAWARE WY WYOMING FL FLORIDA IA IOWA MD MARYLAND MA MASSACHUSETTS SC SOUTH CAROLINA UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON NH NEW HAMPSHIRE WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO AK ALASKA TX TEXAS CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA false more than 5 None Madison Avenue Securities, Inc. 23224 15050 Avenue of Science, Ste 150 San Diego CA CALIFORNIA 92128 All States false more than 5 None Money Concepts Capital Group 12963 11440 North Jog Road Palm Beach Gardens FL FLORIDA 33418-3764 All States false more than 5 None Spire Securities, LLC 144131 1840 Michael Faraday Dr. Suite 105 Reston VA VIRGINIA 20191 All States false more than 5 None Sterne, Agee & Leach, Inc. 791 800 Shades Creek Pkwy, Ste 700 Birmingham AL ALABAMA 35209 All States false more than 5 None Stifel, Nicolaus & Company, Incorporated 793 501 North Broadway St. Louis MO MISSOURI 63102 All States false more than 5 None Triad Advisors, Inc. 25803 5185 Peachtree Pkwy, Ste 280 Norcross GA GEORGIA 30092 All States false more than 5 None Comprehensive Asset Management and Servicing, Inc. 43814 2001 Route 46, Suite 506 Parsippany NJ NEW JERSEY 07054 All States false more than 5 None Investment Architects, Inc. 17774 34 Petaluma Blvd. North Petaluma CA CALIFORNIA 94952-3079 CT CONNECTICUT GA GEORGIA NV NEVADA MN MINNESOTA AZ ARIZONA CA CALIFORNIA MO MISSOURI OR OREGON WA WASHINGTON VA VIRGINIA ID IDAHO AL ALABAMA TX TEXAS CO COLORADO false more than 5 None Capital Guardian LLC 137919 1355 Greenwood Cliff, Ste 250 Charlotte NC NORTH CAROLINA 28204 All States false more than 5 None Hightower Securities LLC 116681 200 West Madison St., Ste 2500 Chicago IL ILLINOIS 60606-3414 All States false more than 5 None J. P. Turner & Company, LLC 43177 One Buckhead Plaza 3060 Peachtree Rd NW, 11th Flr Atlanta GA GEORGIA 30305 All States false more than 5 None Kovack Securities Inc. 44848 6451 N. Federal Hwy, Ste 1201 Ft Lauderdale FL FLORIDA 33308 All States false more than 5 None Mid Atlantic Capital Corporation 10674 1251 Waterfront Place, Ste 510 Pittsburgh PA PENNSYLVANIA 15222-6368 All States false more than 5 None Oppenheimer & Co. Inc. 249 125 Broad St. 16th Flr New York NY NEW YORK 10004 All States false more than 5 None Titan Securities 131392 14801 Quorum Dr., Ste 260 Dallas TX TEXAS 75254 NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO ID IDAHO WY WYOMING IA IOWA FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IN INDIANA WV WEST VIRGINIA MN MINNESOTA WI WISCONSIN AZ ARIZONA MO MISSOURI KS KANSAS LA LOUISIANA WA WASHINGTON NM NEW MEXICO TX TEXAS CO COLORADO NC NORTH CAROLINA false more than 5 None FMN Capital Corporation 38105 26041 Acero Mission Viejo CA CALIFORNIA 92691 HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA CA CALIFORNIA OK OKLAHOMA ME MAINE VA VIRGINIA MI MICHIGAN OH OHIO ID IDAHO DE DELAWARE FL FLORIDA IA IOWA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT MN MINNESOTA WI WISCONSIN AZ ARIZONA MO MISSOURI KS KANSAS OR OREGON MT MONTANA MS MISSISSIPPI WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO AK ALASKA TX TEXAS CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA ND NORTH DAKOTA false more than 5 None Foothill Securities Inc 1027 150 E. Dana Street Mountain View CA CALIFORNIA 94041 All States false more than 5 None Kestra Investment Services, LLC 42046 1250 Capital of Texas Hwy S, Suite #2-125 Austin TX TEXAS 78746 All States false more than 5 None Royal Alliance Associates, Inc 23131 One World Financial Center 15th Floor New York NY NEW YORK 10281 All States false more than 5 None Sagepoint Financial, Inc. 133763 2800 N. Central Ave., Ste 2100 Phoenix AZ ARIZONA 85004-1072 All States false more than 5 None Whitehall-Parker Securities, Inc. 10608 477 Pacific Ave. 2nd Flr San Francisco CA CALIFORNIA 94133 WA WASHINGTON NY NEW YORK NV NEVADA MN MINNESOTA TX TEXAS CA CALIFORNIA NC NORTH CAROLINA OR OREGON MA MASSACHUSETTS false more than 5 None Avondale Partners, LLC 46838 3102 West End Ave., Ste 1100 Nashville TN TENNESSEE 37203 VT VERMONT RI RHODE ISLAND HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO DE DELAWARE WY WYOMING IA IOWA FL FLORIDA MD MARYLAND MA MASSACHUSETTS SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON MS MISSISSIPPI LA LOUISIANA WA WASHINGTON NJ NEW JERSEY PR PUERTO RICO TX TEXAS AL ALABAMA CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA false more than 5 None First Allied Securities, Inc. 32444 655 West Broadway, 12th Floor San Diego CA CALIFORNIA 92101 All States false more than 5 None Crown Capital Securities, L.P. 6312 725 Town & Country Rd., Ste 530 Orange CA CALIFORNIA 92868 All States false more than 5 None Lincoln Investment 519 Forst Pavilion 218 Glenside Avenue Wyncote PA PENNSYLVANIA 19095-1595 All States false more than 5 None M Holdings Securities, Inc. 43285 1125 N.W. Couch St., Ste 900 Portland OR OREGON 97209 All States false more than 5 None Woodbury Financial Services, Inc. 421 7755 3rd Street North Oakdale MN MINNESOTA 55128 All States false more than 5 None Broker Dealer Financial Services Corp 8073 140 So. 68th Street Suite 2200 West Des Moines IA IOWA 50266 All States false more than 5 None March Capital Corp. 24142 2 N. Lasalle St, STE 2300 Chicago IL ILLINOIS 60602-3975 WA WASHINGTON IL ILLINOIS NY NEW YORK MI MICHIGAN MN MINNESOTA TX TEXAS WI WISCONSIN MO MISSOURI FL FLORIDA CA CALIFORNIA NC NORTH CAROLINA MA MASSACHUSETTS false more than 5 None B C Ziegler and Company 61 200 S. Wacker Dr. Suite 200 Chicago IL ILLINOIS 60606 All States false more than 5 None Keystone Capital Corporation 10722 3511 Camino Del Rio South Suite 406 San Diego CA CALIFORNIA 92108 VT VERMONT HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO ID IDAHO DE DELAWARE FL FLORIDA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA MN MINNESOTA AZ ARIZONA MO MISSOURI KS KANSAS OR OREGON NH NEW HAMPSHIRE WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO AK ALASKA TX TEXAS AL ALABAMA CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA NE NEBRASKA false more than 5 None American Portfolios Financial Services, inc. 18487 4250 Veterans Memorial Hwy 4th Fl. East Holbrook NY NEW YORK 11741 All States false more than 5 None Cetera Investment Services 15340 400 First St., S. Ste. 300 St. Cloud MN MINNESOTA 56302 All States false more than 5 None Kalos Capital Inc. 44337 11525 Park Woods Circle, Ste. 280 Alpharetta GA GEORGIA 30005 All States false more than 5 None Sandlapper Securities, LLC 137906 800 E. North St., 2nd Floor Greenville SC SOUTH CAROLINA 29601 All States false more than 5 None Strategic Financial Alliance, Inc. 126514 2200 Century Pkwy, Ste. 500 Atlanta GA GEORGIA 30345 All States false more than 5 None TCM Securities, Inc. 43559 2230 Towne Lake Pkwy. Woodstock GA GEORGIA 30189 All States false more than 5 None Voya Financial Advisors, Inc. 2882 909 Locust Street Des Moines IA IOWA 50309 All States false more than 5 None Cetera Financial Specialists LLC 10358 200 N. Martingale Rd., 7th Fl. Schaumberg IL ILLINOIS 60158 All States false more than 5 None Independent Financial Group, LLC 7717 12671 High Bluff Drive, Ste. 200 San Diego CA CALIFORNIA 92130 All States false more than 5 None Summit Brokerage Services, Inc. 34643 595 S. Federal Hwy., Ste. 500 Boca Raton FL FLORIDA 33432 All States false Indefinite 1336934335 Indefinite true 30 12889 2377709 0 0 false Altegris Winton Futures Fund, L.P. Kenneth I. McGuire Kenneth I. McGuire President/COO of the Issuer's GP 2017-02-03