0001198415-13-000001.txt : 20130508
0001198415-13-000001.hdr.sgml : 20130508
20130507193802
ACCESSION NUMBER: 0001198415-13-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: Rule 506
FILED AS OF DATE: 20130508
DATE AS OF CHANGE: 20130507
EFFECTIVENESS DATE: 20130508
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Altegris Winton Futures Fund, L.P.
CENTRAL INDEX KEY: 0001198415
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 841496732
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-49060
FILM NUMBER: 13821848
BUSINESS ADDRESS:
STREET 1: 1202 BERGEN PARKWAY
STREET 2: SUITE 212
CITY: EVERGREEN
STATE: CO
ZIP: 80439-9559
BUSINESS PHONE: 303 674 1328
MAIL ADDRESS:
STREET 1: 1202 BERGEN PARKWAY
STREET 2: SUITE 212
CITY: EVERGREEN
STATE: CO
ZIP: 80439
FORMER COMPANY:
FORMER CONFORMED NAME: ALTEGRIS WINTON FUTURES FUND LP
DATE OF NAME CHANGE: 20110503
FORMER COMPANY:
FORMER CONFORMED NAME: WINTON FUTURES FUND LP (US)
DATE OF NAME CHANGE: 20021015
D/A
1
primary_doc.xml
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D/A
LIVE
0001198415
Altegris Winton Futures Fund, L.P.
1202 BERGEN PARKWAY
SUITE 212
EVERGREEN
CO
COLORADO
80439-9559
858-875-8725
COLORADO
ALTEGRIS WINTON FUTURES FUND LP
WINTON FUTURES FUND LP (US)
Limited Partnership
true
n/a
Altegris Portfolio Management Inc
1202 Bergen Parkway
Suite 212
Evergreen
CO
COLORADO
80439
Promoter
General Partner of Issuer
Jon
C
Sundt
1200 Prospect Street
Suite 400
La Jolla
CA
CALIFORNIA
92037
Executive Officer
President of Issuer's GP
Robert
J
Amedeo
1202 Bergen Parkway
Suite 212
Evergreen
CO
COLORADO
80439
Executive Officer
EVP of Issuer's GP
Matthew
C
Osborne
1200 Prospect Street
Suite 400
La Jolla
CA
CALIFORNIA
92037
Executive Officer
EVP of Issuer's GP
Richard
G
Pfister
1200 Prospect Street
Suite 400
La Jolla
CA
CALIFORNIA
92037
Executive Officer
EVP of Issuer's GP
Pooled Investment Fund
Other Investment Fund
false
Over $100,000,000
- 06
true
0001198415-12-000001
1999-11-03
true
true
false
10000
more than 5
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Altegris Investments Inc
8258
1200 Prospect Street
Suite 400
La Jolla
CA
CALIFORNIA
92037
All States
false
more than 5
None
Commonwealth Financial Network
8032
29 Sawyer Road
Waltham
MA
MASSACHUSETTS
02453-3483
All States
false
more than 5
None
C.K. Cooper
106578
18300 Von Karman Avenue
Suite 700
Irvine
CA
CALIFORNIA
92612
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MO
MISSOURI
NV
NEVADA
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
Uhlmann Price Securities LLC
42854
141 W. Jackson Blvd
Suite 1340A
Chicago
IL
ILLINOIS
60604
All States
false
more than 5
None
Arete Wealth Management LLC
44856
9 Crystal Lake Road
Suite 100
Lake in the Hills
IL
ILLINOIS
60156
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
morethan 5
None
Polar Investment Counsel Inc
42847
19547 210th Ave NE
Thief River Falls
MN
MINNESOTA
56701
All States
false
more than 5
None
Cambridge Investment Research Inc
39543
1776 Pleasant Plain Rd
Fairfield
IA
IOWA
52556-8757
All States
false
more than 5
None
Purshe Kaplan Sterling Investments
35747
18 Corporate Woods Blvd
Albany
NY
NEW YORK
12211
All States
false
more than 5
None
VSR Financial Services Inc
14503
8620 W. 110th Street
#200
Overland Park
KS
KANSAS
66210-9651
All States
false
more than 5
None
Financial West Investment Group Inc
16668
4510 E. Thousand Oaks Blvd
Westlake Village
CA
CALIFORNIA
91359-5123
All States
false
more than 5
None
Berthel Fisher & Company Financial Services
13609
701 TAMA STREET, Bldg B
Marion
IA
IOWA
52302-0609
All States
false
more than 5
None
Girard Securities
18697
9560 Waples Street
Suite B
San Diego
CA
CALIFORNIA
92121
All States
false
more than 5
None
Cascade Financial Management Inc
119030
950 17th St, Ste 950
Denver
CO
COLORADO
80202
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
IL
ILLINOIS
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NM
NEW MEXICO
NY
NEW YORK
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
SC
SOUTH CAROLINA
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
B C Ziegler
61
200 S. Wacker Dr.
Suite 2000
Chicago
IL
ILLINOIS
60606
All States
false
more than 5
None
ING Financial Partners
2882
909 Locust Street
Des Moines
IA
IOWA
50309
All States
false
more than 5
None
LPL Financial
6413
One Beacon Street, 22nd Flr
Boston
MA
MASSACHUSETTS
02108-3106
All States
false
more than 5
None
Cetera Advisors LLC (Multi-Fincl)
10299
4600 South Syracuse Ste 600
Denver
CO
COLORADO
80237
All States
false
more than 5
None
SII Investments Inc
2225
5555 Grande Market Drive
Appleton
WI
WISCONSIN
54913-8403
All States
false
more than 5
None
Sunbelt Securities
42180
5065 Westheimer
Suite 600
Houston
TX
TEXAS
77056
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
IL
ILLINOIS
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
NE
NEBRASKA
NV
NEVADA
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
Wunderlich Securities
2543
6000 Poplar
Suite 150
Memphis
TN
TENNESSEE
38119
All States
false
more than 5
None
Investment Centers of America Inc
16443
5555 Grande Market Drive
Appleton
WI
WISCONSIN
54913-8403
All States
false
more than 5
None
National Planning Corporation
29604
401 Wilshire Blve
Suite 1100
Santa Monica
CA
CALIFORNIA
90401
All States
false
more than 5
None
Cetera Advisor Networks LLC (FNIC)
13572
200 N. Sepulveda Blvd., Ste 1300
El Segundo
CA
CALIFORNIA
90245-5672
All States
false
more than 5
None
First Independent Financial Services, Inc,.
128904
6660 Sheridan Rd., Ste 260
Tulsa
OK
OKLAHOMA
74133-1766
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
DE
DELAWARE
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
LA
LOUISIANA
MD
MARYLAND
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
NE
NEBRASKA
NV
NEVADA
NM
NEW MEXICO
NY
NEW YORK
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
FSC Securities Corporation
7461
2300 Windy Ridge Pkwy, Ste 1100
Atlanta
GA
GEORGIA
30339
All States
false
more than 5
None
Geneos Wealth Management, Inc
120894
9055 E. Mineral Circle, Ste 200
Centennial
CO
COLORADO
80112
All States
false
more than 5
None
Glen Eagle Advisors LLC
124504
353 Nassau Street
Princeton
NJ
NEW JERSEY
08540
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
KY
KENTUCKY
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MS
MISSISSIPPI
NV
NEVADA
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
TX
TEXAS
VA
VIRGINIA
WV
WEST VIRGINIA
WY
WYOMING
false
more than 5
None
Independent Financial Group, LLC
7717
12636 High Bluff Dr., Ste 100
San Diego
CA
CALIFORNIA
92130
All States
false
more than 5
None
Invest Financial Corporation
12984
8745 Henderson Rd., Ste 300
Tampa
FL
FLORIDA
33634
All States
false
more than 5
None
Lara & May & Associates, LLC
145589
7600 Leesburg Pike, Ste 120 East
Falls Church
VA
VIRGINIA
22043
AK
ALASKA
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MO
MISSOURI
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
Madison Avenue Securities, Inc.
23224
15050 Avenue of Science, Ste 150
San Diego
CA
CALIFORNIA
92128
All States
false
more than 5
None
Money Concepts Capital Group
12963
11440 North Jog Road
Palm Beach Gardens
FL
FLORIDA
33418-3764
All States
false
more than 5
None
Spire Securities, LLC
144131
12355 Sunrise Valley Dr., Ste 305
Reston
VA
VIRGINIA
20191
All States
false
more than 5
None
Sterne, Agee & Leach, Inc.
791
800 Shades Creek Pkwy, Ste 700
Birmingham
AL
ALABAMA
35209
All States
false
more than 5
None
Stifel, Nicolaus & Company, Incorporated
793
501 North Broadway
St. Louis
MO
MISSOURI
63102
All States
false
more than 5
None
Triad Advisors, Inc.
25803
5185 Peachtree Pkwy, Ste 280
Norcross
GA
GEORGIA
30092
All States
false
more than 5
None
Veritrust Financial, LLC
106594
3755 Capital Highway South, Ste 130
Austin
TX
TEXAS
78704
All States
false
more than 5
None
WFG Investments, Inc.
22704
2711 N. Haskell Ave., Ste 2900
Dallas
TX
TEXAS
75204
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
Comprehensive Asset Management and Servicing, Inc.
43814
2001 Route 46, Suite 506
Parsippany
NJ
NEW JERSEY
07054
All States
false
more than 5
None
BrokersXpress LLC
127081
311 W. Monroe St. Ste 100
Chicago
IL
ILLINOIS
60606
All States
false
more than 5
None
Investment Architects, Inc.
17774
34 Petaluma Blvd. North
Petaluma
CA
CALIFORNIA
94952-3079
AL
ALABAMA
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
GA
GEORGIA
ID
IDAHO
MN
MINNESOTA
MO
MISSOURI
NV
NEVADA
OR
OREGON
TX
TEXAS
VA
VIRGINIA
WA
WASHINGTON
false
more than 5
None
Capital Guardian LLC
137919
1355 Greenwood Cliff, Ste 250
Charlotte
NC
NORTH CAROLINA
28204
All States
false
more than 5
None
Corinthian Partners LLC
38912
10 East 53rd St, 28th Floor
New York
NY
NEW YORK
10022
AL
ALABAMA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
IL
ILLINOIS
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MO
MISSOURI
NE
NEBRASKA
NV
NEVADA
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
PA
PENNSYLVANIA
RI
RHODE ISLAND
TX
TEXAS
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
false
more than 5
None
Hightower Securities LLC
116681
200 West Madison St., Ste 2500
Chicago
IL
ILLINOIS
60606-3414
All States
false
more than 5
None
J. P. Turner & Company, LLC
43177
One Buckhead Plaza
3060 Peachtree Rd NW, 11th Flr
Atlanta
GA
GEORGIA
30305
All States
false
more than 5
None
Kovack Securities Inc.
44848
6451 N. Federal Hwy, Ste 1201
Ft Lauderdale
FL
FLORIDA
33308
All States
false
more than 5
None
Mid Atlantic Capital Corporation
10674
1251 Waterfront Place, Ste 510
Pittsburgh
PA
PENNSYLVANIA
15222-6368
All States
false
more than 5
None
Newport Coast Securities, Inc
16944
76 Beaver St., 10th Flr
New York City
NY
NEW YORK
10005
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
Oppenheimer & Co. Inc.
249
125 Broad St. 16th Flr
New York
NY
NEW YORK
10004
All States
false
more than 5
None
Rice Pontes Capital, Inc.
40056
2001 Crow Canyon Rd, Ste 150
San Ramon
CA
CALIFORNIA
94583
CA
CALIFORNIA
CO
COLORADO
NV
NEVADA
OR
OREGON
SD
SOUTH DAKOTA
false
more than 5
None
The Strategic Financial Alliance, Inc
126514
2200 Century Pkwy, Ste 500
Atlanta
GA
GEORGIA
30345
All States
false
more than 5
None
Titan Securities
131392
14801 Quorum Dr., Ste 260
Dallas
TX
TEXAS
75254
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
FL
FLORIDA
GA
GEORGIA
ID
IDAHO
IN
INDIANA
IA
IOWA
KS
KANSAS
LA
LOUISIANA
MI
MICHIGAN
MN
MINNESOTA
MO
MISSOURI
NV
NEVADA
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
FMN Capital Corporation
38105
26041 Acero
Mission Viejo
CA
CALIFORNIA
92691
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NV
NEVADA
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
false
more than 5
None
American Portfolios Financial Services Inc
18487
4250 Veterans Memorial Hwy
4th Floor East
Holbrook
NY
NEW YORK
11741
All States
false
more than 5
None
Foothill Securities Inc
1027
150 E. Dana Street
Mountain View
CA
CALIFORNIA
94041
All States
false
more than 5
None
NFP Securities, INc.
42046
1250 Capital of Texas Hwy S,
#2-125
Austin
TX
TEXAS
78746
All States
false
more than 5
None
Royal Alliance Associates, Inc
23131
One World Financial Center
15th Floor
New York
NY
NEW YORK
10281
All States
false
more than 5
None
Sagepoint Financial, Inc.
133763
2800 N. Central Ave., Ste 2100
Phoenix
AZ
ARIZONA
85004-1072
All States
false
more than 5
None
VFG Securities, Inc
15121
100 Corporate Pointe, Ste 382
Culver City
CA
CALIFORNIA
90230-7612
AL
ALABAMA
AZ
ARIZONA
CA
CALIFORNIA
CT
CONNECTICUT
FL
FLORIDA
HI
HAWAII
ID
IDAHO
KY
KENTUCKY
MD
MARYLAND
MI
MICHIGAN
NE
NEBRASKA
NV
NEVADA
NJ
NEW JERSEY
NY
NEW YORK
ND
NORTH DAKOTA
OH
OHIO
OR
OREGON
TN
TENNESSEE
TX
TEXAS
UT
UTAH
WI
WISCONSIN
false
more than 5
None
Walnut Creek Capital Advisors, LLC
131856
616 Elliott Rd
McDonough
GA
GEORGIA
30252
AL
ALABAMA
FL
FLORIDA
GA
GEORGIA
NY
NEW YORK
NC
NORTH CAROLINA
false
more than 5
None
Whitehall-Parker Securities, Inc.
10608
477 Pacific Ave. 2nd Flr
San Francisco
CA
CALIFORNIA
94133
CA
CALIFORNIA
MA
MASSACHUSETTS
MN
MINNESOTA
NV
NEVADA
NY
NEW YORK
NC
NORTH CAROLINA
OR
OREGON
TX
TEXAS
WA
WASHINGTON
false
more than 5
None
FBT Investments, Inc.
104463
909 Poydras, Ste 2250
New Orleans
LA
LOUISIANA
70112
AL
ALABAMA
AK
ALASKA
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MS
MISSISSIPPI
MO
MISSOURI
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
RI
RHODE ISLAND
SC
SOUTH CAROLINA
TX
TEXAS
VA
VIRGINIA
WI
WISCONSIN
false
more than 5
None
Avondale Partners, LLC
46838
3102 West End Ave., Ste 1100
Nashville
TN
TENNESSEE
37203
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
NV
NEVADA
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
PR
PUERTO RICO
RI
RHODE ISLAND
SC
SOUTH CAROLINA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
Centaurus Financial, Inc.
30833
2300 E, Katella Ave., Ste 200
Anaheim
CA
CALIFORNIA
92806
All States
false
more than 5
None
First Allied Securities, Inc.
32444
655 West Broadway, 12th Floor
San Diego
CA
CALIFORNIA
92101
All States
false
more than 5
None
Futures Investment Company
42402
5914 North 300 West
Fremont
IN
INDIANA
46737
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
FL
FLORIDA
GA
GEORGIA
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
Kalos Capital, Inc.
44337
3780 Mansell Rd., Ste 150
Alpharetta
GA
GEORGIA
30022
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
more than 5
None
Cetera Investment Services LLC (Primevest)
15340
400 First St. S., Ste 300
St. Cloud
MN
MINNESOTA
56302
All States
false
more than 5
None
Western International Securities, Inc.
39262
70 South Lake Ave., Ste 700
Pasadena
CA
CALIFORNIA
91101
All States
false
more than 5
None
Accelerated Capital Group
41270
18301 Von Karman, Ste 400
Irvine
CA
CALIFORNIA
92612
AK
ALASKA
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
FL
FLORIDA
GA
GEORGIA
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
MA
MASSACHUSETTS
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OR
OREGON
PA
PENNSYLVANIA
TX
TEXAS
UT
UTAH
WA
WASHINGTON
WI
WISCONSIN
false
more than 5
None
Allied Beacon Partners, Inc.
46227
1100 Boulders Park Way Ste 600
Richmond
VA
VIRGINIA
23225
All States
false
more than 5
None
Crown Capital Securities, L.P.
6312
725 Town & Country Rd., Ste 530
Orange
CA
CALIFORNIA
92868
All States
false
more than 5
None
First Tennessee Brokerage, Inc.
17117
165 Madison Avenue, 14th Flr
Memphis
TN
TENNESSEE
38103
All States
false
more than 5
None
Further Lane Securities, L.P.
38162
555 Madison Ave., 12th Flr
New York
NY
NEW YORK
10022
All States
false
more than 5
None
Lincoln Investment
519
Forst Pavilion
218 Glenside Avenue
Wyncote
PA
PENNSYLVANIA
19095-1595
All States
false
more than 5
None
M Holdings Securities, Inc.
43285
1125 N.W. Couch St., Ste 900
Portland
OR
OREGON
97209
All States
false
more than 5
None
Woodbury Financial Services, Inc.
421
7755 3rd Street North
Oakdale
MN
MINNESOTA
55128
All States
false
Indefinite
1216499177
Indefinite
true
30
13801
2109471
0
0
false
Altegris Winton Futures Fund, L.P.
/s/Robert J. Amedeo
Robert J Amedeo
VP of GP
2013-05-07