0001209191-17-022971.txt : 20170327 0001209191-17-022971.hdr.sgml : 20170327 20170327170036 ACCESSION NUMBER: 0001209191-17-022971 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170327 DATE AS OF CHANGE: 20170327 EFFECTIVENESS DATE: 20170327 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEPHROS INC CENTRAL INDEX KEY: 0001196298 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 133971809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-283400 FILM NUMBER: 17715968 BUSINESS ADDRESS: STREET 1: 41 GRAND AVENUE CITY: RIVER EDGE, STATE: NJ ZIP: 07661 BUSINESS PHONE: 201.343.5202 MAIL ADDRESS: STREET 1: 41 GRAND AVENUE CITY: RIVER EDGE, STATE: NJ ZIP: 07661 D 1 primary_doc.xml X0707 D LIVE 0001196298 NEPHROS INC 41 Grand Avenue River Edge NJ NEW JERSEY 07661 201-343-5202 DELAWARE None None Corporation true Daron Evans 41 Grand Avenue River Edge NJ NEW JERSEY 07661 Executive Officer Director Andrew Astor 41 Grand Avenue River Edge NJ NEW JERSEY 07661 Executive Officer Paul Mieyal 41 Grand Avenue River Edge NJ NEW JERSEY 07661 Director Arthur Amron 41 Grand Avenue River Edge NJ NEW JERSEY 07661 Director Malcolm Persen 41 Grand Avenue River Edge NJ NEW JERSEY 07661 Director Moshe Pinto 41 Grand Avenue River Edge NJ NEW JERSEY 07661 Director Other Health Care Decline to Disclose 06b false 2017-03-17 true true true true false 0 Maxim Group LLC 120708 Maxim Group LLC 120708 405 LEXINGTON AVENUE New York NY NEW YORK 10174 All States 2436000 2436000 0 The total offering amount and total amount sold include both common stock and warrants to purchase $1218000 of common stock. false 19 91350 0 In addition, the placement agent received warrants to purchase 81,199 shares of common stock. 100000 true Anticipated payment of executive officer salaries. false NEPHROS INC /s/ Daron Evans Daron Evans Chief Executive Officer 2017-03-27