0001179295-17-000003.txt : 20170413 0001179295-17-000003.hdr.sgml : 20170413 20170413103410 ACCESSION NUMBER: 0001179295-17-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170413 DATE AS OF CHANGE: 20170413 EFFECTIVENESS DATE: 20170413 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALUNG TECHNOLOGIES INC CENTRAL INDEX KEY: 0001179295 IRS NUMBER: 000000000 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-284699 FILM NUMBER: 17759703 BUSINESS ADDRESS: STREET 1: 2500 JANE STREET STREET 2: SUITE 1 CITY: PITTSBURGH STATE: PA ZIP: 15203 BUSINESS PHONE: 412-697-3370 MAIL ADDRESS: STREET 1: 2500 JANE STREET STREET 2: SUITE 1 CITY: PITTSBURGH STATE: PA ZIP: 15203 D 1 primary_doc.xml X0707 D LIVE 0001179295 ALUNG TECHNOLOGIES INC 2500 JANE STREET SUITE 1 PITTSBURGH PA PENNSYLVANIA 15203 412-697-3370 PENNSYLVANIA None None Corporation true Peter M. DeComo 2500 Jane St. Suite 1 Pittsburgh PA PENNSYLVANIA 15203 Executive Officer Director Gerald E. McGinnis 2500 Jane St. Suite 1 Pittsburgh PA PENNSYLVANIA 15203 Director Kraig J. McEwen 2500 Jane St. Suite 1 Pittsburgh PA PENNSYLVANIA 15203 Director Gary G. Glausser 2500 Jane St. Suite 1 Pittsburgh PA PENNSYLVANIA 15203 Director Nicholas E. Cullen 2500 Jane St. Suite 1 Pittsburgh PA PENNSYLVANIA 15203 Director Outgoing director as of 3/31/2017. John McIlwraith 2500 Jane St. Suite 1 Pittsburgh PA PENNSYLVANIA 15203 Director David L. Motley 2500 Jane St. Suite 1 Pittsburgh PA PENNSYLVANIA 15203 Director Outgoing director as of 3/31/2017. David J. Haffner 2500 Jane St. Suite 1 Pittsburgh PA PENNSYLVANIA 15203 Executive Officer Jeanne Cunnicelli 2500 Jane St. Suite 1 Pittsburgh PA PENNSYLVANIA 15203 Director Incoming director as of 3/31/2017. Adam Seiver 2500 Jane St. Suite 1 Pittsburgh PA PENNSYLVANIA 15203 Director Incoming director as of 3/31/2017. Biotechnology Decline to Disclose 06b false 2017-03-31 false true true true false 0 Raymond James & Associates, Inc. 705 Kee Colen 2004801 277 Park Avenue Fourth Floor New York NY NEW YORK 10172 MA MASSACHUSETTS PA PENNSYLVANIA false 42648730 36556512 6092218 Total offering amount includes conversion of $14,602,237 in convertible notes. false 93 1379625 0 Included warrants issued in connection with the offering totaling $415,000. 0 false ALUNG TECHNOLOGIES INC David J. Haffner David J. Haffner EVP, COO, CFO 2017-04-13