<SEC-DOCUMENT>0001461373-13-000028.txt : 20130802 <SEC-HEADER>0001461373-13-000028.hdr.sgml : 20130802 <ACCEPTANCE-DATETIME>20130802140908 ACCESSION NUMBER: 0001461373-13-000028 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20130802 DATE AS OF CHANGE: 20130802 EFFECTIVENESS DATE: 20130802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN WHOLESALE INSURANCE HOLDING COMPANY, LLC CENTRAL INDEX KEY: 0001177703 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-200674 FILM NUMBER: 131005905 BUSINESS ADDRESS: STREET 1: 4725 PIEDMONT ROW DRIVE STREET 2: SUITE 600 CITY: CHARLOTTE STATE: NC ZIP: 28210 BUSINESS PHONE: 704-749-2700 MAIL ADDRESS: STREET 1: 4725 PIEDMONT ROW DRIVE STREET 2: SUITE 600 CITY: CHARLOTTE STATE: NC ZIP: 28210 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN WHOLESALE INSURANCE HOLDINGS CO LLC DATE OF NAME CHANGE: 20020717 </SEC-HEADER> <DOCUMENT> <TYPE>D <SEQUENCE>1 <FILENAME>primary_doc.xml <TEXT> <XML> <?xml version="1.0"?> <edgarSubmission> <schemaVersion>X0706</schemaVersion> <submissionType>D</submissionType> <testOrLive>LIVE</testOrLive> <primaryIssuer> <cik>0001177703</cik> <entityName>AMERICAN WHOLESALE INSURANCE HOLDING COMPANY, LLC</entityName> <issuerAddress> <street1>4725 PIEDMONT ROW DRIVE</street1> <street2>SUITE 600</street2> <city>CHARLOTTE</city> <stateOrCountry>NC</stateOrCountry> <stateOrCountryDescription>NORTH CAROLINA</stateOrCountryDescription> <zipCode>28210</zipCode> </issuerAddress> <issuerPhoneNumber>704-749-2700</issuerPhoneNumber> <jurisdictionOfInc>DELAWARE</jurisdictionOfInc> <edgarPreviousNameList> <previousName>AMERICAN WHOLESALE INSURANCE HOLDINGS CO LLC</previousName> </edgarPreviousNameList> <entityType>Limited Liability Company</entityType> <yearOfInc> <overFiveYears>true</overFiveYears> </yearOfInc> </primaryIssuer> <relatedPersonsList> <relatedPersonInfo> <relatedPersonName> 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<relationship>Director</relationship> </relatedPersonRelationshipList> <relationshipClarification>Manager</relationshipClarification> </relatedPersonInfo> <relatedPersonInfo> <relatedPersonName> <firstName>Joseph</firstName> <lastName>Consolino</lastName> </relatedPersonName> <relatedPersonAddress> <street1>301 East Fourth Street</street1> <city>Cincinnati</city> <stateOrCountry>OH</stateOrCountry> <stateOrCountryDescription>OHIO</stateOrCountryDescription> <zipCode>45202</zipCode> </relatedPersonAddress> <relatedPersonRelationshipList> <relationship>Director</relationship> </relatedPersonRelationshipList> <relationshipClarification>Manager</relationshipClarification> </relatedPersonInfo> <relatedPersonInfo> <relatedPersonName> <firstName>M.</firstName> <middleName>Steven</middleName> <lastName>DeCarlo</lastName> </relatedPersonName> <relatedPersonAddress> <street1>4725 Piedmont Row Drive</street1> <street2>Suite 600</street2> <city>Charlotte</city> <stateOrCountry>NC</stateOrCountry> <stateOrCountryDescription>NORTH CAROLINA</stateOrCountryDescription> <zipCode>28210</zipCode> </relatedPersonAddress> <relatedPersonRelationshipList> <relationship>Director</relationship> </relatedPersonRelationshipList> <relationshipClarification>Manager</relationshipClarification> </relatedPersonInfo> </relatedPersonsList> <offeringData> <industryGroup> <industryGroupType>Insurance</industryGroupType> </industryGroup> <issuerSize> <revenueRange>Decline to Disclose</revenueRange> </issuerSize> <federalExemptionsExclusions> <item>06</item> </federalExemptionsExclusions> <typeOfFiling> <newOrAmendment> <isAmendment>false</isAmendment> </newOrAmendment> <dateOfFirstSale> <value>2013-01-31</value> </dateOfFirstSale> </typeOfFiling> <durationOfOffering> <moreThanOneYear>false</moreThanOneYear> </durationOfOffering> <typesOfSecuritiesOffered> <isEquityType>true</isEquityType> </typesOfSecuritiesOffered> <businessCombinationTransaction> <isBusinessCombinationTransaction>false</isBusinessCombinationTransaction> <clarificationOfResponse></clarificationOfResponse> </businessCombinationTransaction> <minimumInvestmentAccepted>0</minimumInvestmentAccepted> <salesCompensationList></salesCompensationList> <offeringSalesAmounts> <totalOfferingAmount>7480740</totalOfferingAmount> <totalAmountSold>7480740</totalAmountSold> <totalRemaining>0</totalRemaining> <clarificationOfResponse></clarificationOfResponse> </offeringSalesAmounts> <investors> <hasNonAccreditedInvestors>false</hasNonAccreditedInvestors> <totalNumberAlreadyInvested>114</totalNumberAlreadyInvested> </investors> <salesCommissionsFindersFees> <salesCommissions> <dollarAmount>0</dollarAmount> </salesCommissions> <findersFees> <dollarAmount>0</dollarAmount> </findersFees> <clarificationOfResponse></clarificationOfResponse> </salesCommissionsFindersFees> <useOfProceeds> <grossProceedsUsed> <dollarAmount>5000000</dollarAmount> </grossProceedsUsed> <clarificationOfResponse>Used to fund the redemption of equity from retiring employees.</clarificationOfResponse> </useOfProceeds> <signatureBlock> <authorizedRepresentative>false</authorizedRepresentative> <signature> <issuerName>AMERICAN WHOLESALE INSURANCE HOLDING COMPANY, LLC</issuerName> <signatureName>/s/ M. Steven DeCarlo</signatureName> <nameOfSigner>M. Steven DeCarlo</nameOfSigner> <signatureTitle>Manager</signatureTitle> <signatureDate>2013-08-02</signatureDate> </signature> </signatureBlock> </offeringData> </edgarSubmission> </XML> </TEXT> </DOCUMENT> </SEC-DOCUMENT>