0001171623-12-000001.txt : 20121001 0001171623-12-000001.hdr.sgml : 20121001 20121001150632 ACCESSION NUMBER: 0001171623-12-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20121001 DATE AS OF CHANGE: 20121001 EFFECTIVENESS DATE: 20121001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIFFUSION PHARMACEUTICALS LLC CENTRAL INDEX KEY: 0001171623 IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-184853 FILM NUMBER: 121119741 BUSINESS ADDRESS: STREET 1: 2020 AVON COURT, #4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 BUSINESS PHONE: 434-220-0718 MAIL ADDRESS: STREET 1: 2020 AVON COURT, #4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 D 1 primary_doc.xml X0706 D LIVE 0001171623 DIFFUSION PHARMACEUTICALS LLC 2020 AVON COURT, #4 CHARLOTTESVILLE VA VIRGINIA 22902 434-220-0718 VIRGINIA None None Limited Liability Company true David G. Kalergis 2020 AVON COURT, #4 Charlottesville VA VIRGINIA 22902 Executive Officer Director John L. Gainer 2020 AVON COURT, #4 Charlottesville VA VIRGINIA 22902 Executive Officer Director Thomas E. Byrne 2020 AVON COURT, #4 Charlottesville VA VIRGINIA 22902 Director Robert W. Adams 2020 AVON COURT, #4 Charlottesville VA VIRGINIA 22902 Director Mark T. Giles 2020 AVON COURT, #4 Charlottesville VA VIRGINIA 22902 Director Matthew W. Hantzmon 2020 AVON COURT, #4 Charlottesville VA VIRGINIA 22902 Executive Officer Ben L. Shealy 2020 AVON COURT, #4 Charlottesville VA VIRGINIA 22902 Executive Officer Kim Whitten 2020 AVON COURT, #4 Charlottesville VA VIRGINIA 22902 Executive Officer Pharmaceuticals Decline to Disclose 06 false 2012-09-14 false true true true true Each convertible note bears interest of 1.0% for four years and is convertible into membership units of the Company at a conversion price of $1.00 per unit. false 5000 5500000 4950000 550000 false 34 0 0 0 In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors. false DIFFUSION PHARMACEUTICALS LLC /s/ Ben L. Shealy Ben L. Shealy Chief Financial Officer and Treasurer 2012-10-01