-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MfBZrWt2F3p7od+rIqBZmmrPVXCudoGqxDnIAeGVD9V2ZCfMuD0vp0sBHcmCuWuJ MbH8xc7u7m8430XK3+rYEA== 0001171623-09-000005.txt : 20091229 0001171623-09-000005.hdr.sgml : 20091229 20091229160252 ACCESSION NUMBER: 0001171623-09-000005 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20091229 DATE AS OF CHANGE: 20091229 EFFECTIVENESS DATE: 20091229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIFFUSION PHARMACEUTICALS LLC CENTRAL INDEX KEY: 0001171623 IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-43456 FILM NUMBER: 091264045 BUSINESS ADDRESS: STREET 1: 2020 AVON COURT, #4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 BUSINESS PHONE: 434-220-0718 MAIL ADDRESS: STREET 1: 2020 AVON COURT, #4 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22902 D 1 primary_doc.xml X0603 D LIVE 0001171623 DIFFUSION PHARMACEUTICALS LLC 2020 AVON COURT, #4 CHARLOTTESVILLE VA 22902 434-220-0718 VIRGINIA None None Limited Liability Company true David Kalergis 2020 Avon Court, #4 Charlottesville VA 22902 Executive Officer Director John L. Gainer 2020 Avon Court, #4 Charlottesville VA 22902 Director Thomas E. Byrne 1400 North 14th Street Arlington VA 22209 Executive Officer Director Robert W. Adams 901 North Glebe Road 11th Floor Arlington VA 22203 Director Ben L. Shealy 2020 Avon Court, #4 Charlottesville VA 22902 Executive Officer Matthew Hantzmon 2020 Avon Court, #4 Charlottesville VA 22902 Executive Officer Mark T. Giles 380 Spring Lane Charlottesville VA 22902 Director Pharmaceuticals Decline to Disclose 06 false 2009-12-15 false true true true Each convertible note bears interest of 1.5% for three years and is convertible into membership units of the Company at a conversion price of $3.50 per unit. false 0 Justin Wiley None None None c/o Frank Hardy Inc. 132a East Main Street Orange VA 22960 MD MT TX VA WV Peter Wiley None None None c/o Frank Hardy Inc. 132a East Main Street Orange VA 22960 MD MT TX VA WV 3853990 3853990 0 false 15 0 12000 true 355000 true false DIFFUSION PHARMACEUTICALS LLC /s/ David G. Kalergis David G. Kalergis Chief Executive Officer 2009-12-29 -----END PRIVACY-ENHANCED MESSAGE-----