0001185185-15-000940.txt : 20150417 0001185185-15-000940.hdr.sgml : 20150417 20150417144415 ACCESSION NUMBER: 0001185185-15-000940 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150417 DATE AS OF CHANGE: 20150417 EFFECTIVENESS DATE: 20150417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-238220 FILM NUMBER: 15777632 BUSINESS ADDRESS: STREET 1: 8708 TECHNOLOGY FOREST PLACE - SUITE 100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 281-825-4500 MAIL ADDRESS: STREET 1: 8708 TECHNOLOGY FOREST PLACE - SUITE 100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 D 1 primary_doc.xml X0707 D LIVE 0001171012 Uni-Pixel 8708 TECHNOLOGY FOREST PLACE - SUITE 100 THE WOODLANDS TX TEXAS 77381 281-825-4500 DELAWARE REAL ESTATEFOR LEASE COM INC Corporation true JEFF A. HAWTHORNE 8708 TECHNOLOGY FOREST PLACE - SUITE 100 THE WOODLANDS TX TEXAS 77381 Executive Officer Director BERNARD T. MARREN 8708 TECHNOLOGY FOREST PLACE - SUITE 100 THE WOODLANDS TX TEXAS 77381 Director CARL J. YANKOWSKI 8708 TECHNOLOGY FOREST PLACE - SUITE 10 THE WOODLANDS TX TEXAS 77381 Director BRUCE I. BERKOFF 8708 TECHNOLOGY FOREST PLACE - SUITE 100 THE WOODLANDS TX TEXAS 77381 Director ROSS A, YOUNG 8708 TECHNOLOGY FOREST PLACE - SUITE 100 THE WOODLANDS TX TEXAS 77381 Director WILLIAM WAYNE PATTERSON 8708 TECHNOLOGY FOREST PLACE - SUITE 100 THE WOODLANDS TX TEXAS 77381 Director ANTHONY J. LE VECCHIO 8708 TECHNOLOGY FOREST PLACE - SUITE 100 THE WOODLANDS TX TEXAS 77381 Director MALCOLM J. THOMPSON 8708 TECHNOLOGY FOREST PLACE - SUITE 100 THE WOODLANDS TX TEXAS 77381 Director JEFFREY W. TOMZ 8708 TECHNOLOGY FOREST PLACE - SUITE 100 THE WOODLANDS TX TEXAS 77381 Executive Officer ROBERT A. RUSENKO 8708 TECHNOLOGY FOREST PLACE - SUITE 100 THE WOODLANDS TX TEXAS 77381 Executive Officer ROBERT J. PETCAVICH 8708 TECHNOLOGY FOREST PLACE - SUITE 100 THE WOODLANDS TX TEXAS 77381 Executive Officer Other Technology No Revenues 06b false 2015-04-16 false true true true false 0 COWEN AND COMPANY 7616 None None 599 LEXINGTON AVE. NEW YORK NY NEW YORK 10022 CA CALIFORNIA NY NEW YORK false 20000000 15000000 5000000 So long as certain conditions are satisfied by the Company or waived by the investors, the investors will invest an additional $5 million. true 0 2 1025000 0 0 false Uni-Pixel /s/ Jeffrey W. Tomz Jeffrey W. Tomz Chief Financial Officer 2015-04-17