-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PrGObjYKmPFCF55qnmDToyjrTjUW+dBLUKTN2Mt465sgxTOBIDRGQAWbF1j+2lhP Iff37KryM/o3rjTFD0Zosw== 0001171012-09-000005.txt : 20091209 0001171012-09-000005.hdr.sgml : 20091209 20091209153119 ACCESSION NUMBER: 0001171012-09-000005 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20091209 DATE AS OF CHANGE: 20091209 EFFECTIVENESS DATE: 20091209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-130818 FILM NUMBER: 091230978 BUSINESS ADDRESS: STREET 1: 8707 TECHNOLOGY FOREST PLACE - SUITE 100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 281-825-4500 MAIL ADDRESS: STREET 1: 8707 TECHNOLOGY FOREST PLACE - SUITE 100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 D 1 primary_doc.xml X0603 D LIVE 0001171012 Uni-Pixel 8707 TECHNOLOGY FOREST PLACE - SUITE 100 THE WOODLANDS TX 77381 281-825-4500 DELAWARE REAL ESTATEFOR LEASE COM INC Corporation true James A Tassone 8708 Technology Forest Place, Suite 100 The Woodlands TX 77381 Executive Officer Robert J Petcavich 8708 Technology Forest Place, Suite 100 The Woodlands TX 77381 Executive Officer Dan Van Ostrand 8708 Technology Forest Place, Suite 100 The Woodlands TX 77381 Executive Officer Killion J. Reed 8708 Technology Forest Place, Suite 100 The Woodlands TX 77381 Executive Officer Director Carl J Yankowski 8708 Technology Forest Place, Suite 100 The Woodlands TX 77381 Director Bernard Marren 8708 Technology Forest Place, Suite 100 The Woodlands TX 77381 Director Bruce Berkoff 8708 Technology Forest Place, Suite 100 The Woodlands TX 77381 Director Ross Young 8708 Technology Forest Place, suite 100 The Woodlands TX 77381 Director Other Technology No Revenues 06 false true false true true true Convertible Debt and Common Stock Purchase Warrants false 0 Fordham Financial Management, Inc. 20996 Fordham Financial Management, Inc. 20996 14 Wall Street, 18th Floor New York NY 10005 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NJ NM NY NC ND OH OK OR PA PR RI SC SD TN TX VA WA WV WI WY 3000000 0 3000000 Offering may be increased to $4,000,000 false 0 390000 true 0 May be increased to $520,000 if the offering is increased. Compensation consists of 10% commissions and 3% consulting fee. 500000 true false Uni-Pixel /s/ James A. Tassone James A. Tassone Chief Financial Officer 2009-12-09 -----END PRIVACY-ENHANCED MESSAGE-----