0001365495-19-000002.txt : 20190315 0001365495-19-000002.hdr.sgml : 20190315 20190315165100 ACCESSION NUMBER: 0001365495-19-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190315 DATE AS OF CHANGE: 20190315 EFFECTIVENESS DATE: 20190315 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRONWOOD INTERNATIONAL LTD CENTRAL INDEX KEY: 0001170736 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-42032 FILM NUMBER: 19685643 BUSINESS ADDRESS: STREET 1: CITCO FUND SERVICES (CAYMAN ISLANDS) LTD STREET 2: REGATTA OFFICE PK, W. BAY RD., BOX 31106 CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-949-3977 MAIL ADDRESS: STREET 1: CITCO FUND SERVICES (CAYMAN ISLANDS) LTD STREET 2: REGATTA OFFICE PK, W. BAY RD., BOX 31106 CITY: GEORGE TOWN STATE: E9 ZIP: 00000 D/A 1 primary_doc.xml X0708 D/A LIVE 0001170736 IRONWOOD INTERNATIONAL LTD Maples Corporate Services Limited Ugland House, South Church Street Grand Cayman E9 CAYMAN ISLANDS KY1-1104 345-945-8066 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true n/a Ironwood Capital Management One Market Plaza, Steuart Tower Suite 2500 San Francisco CA CALIFORNIA 94105 Executive Officer Investment Manager Jonathan Gans Ironwood Capital Management One Market, Steuart Tower, Suite 2500 San Francisco CA CALIFORNIA 94105 Director Phillip Cater International Management Services Ltd. Harbour Centre George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Ian Goodall International Management Services Ltd. Harbour Centre George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000884031-18-000002 2002-01-01 true true false 250000 City National Securities 103705 None None 400 North Roxbury Drive Suite 700 Beverly Hills CA CALIFORNIA 90210 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Citigroup Global Markets, Inc. 7059 None None 390-388 Greenwich Street New York NY NEW YORK 10013 All States false Oppenheimer & Co. Inc. 249 None None 85 Broad Street 22nd Floor New York NY NEW YORK 10004 All States false Morgan Keegan & Company, LLC 4161 None None 50 North Front Street Memphis TN TENNESSEE 38103 true Merrill Lynch, Pierce, Fenner & Smith Incorporated 7691 None None One Bryant Park New York NY NEW YORK 10036 All States false Enerecap Partners, LLC 26554 None None 1718 Peachtree Street NW Suite 900 Atlanta 2Q GEORGIA 30309 GA GEORGIA false MT Rushmore Securities LLC 130955 None None 1703 Kosola Avenue, #B-1 Fairfield IA IOWA 52556 true Capital Management Partners, Inc. 21973 None None 1100 North Fourth Street Suite 141 Fairfield IA IOWA 52556 AL ALABAMA CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS IA IOWA MD MARYLAND MA MASSACHUSETTS NY NEW YORK OH OHIO false EMCOR Securities, Inc. 45722 None None 400 Madison Avenue Suite 8A New York NY NEW YORK 10017 true Fortigent Securities Company, LLC 46022 None None 2600 Tower Oaks Blvd. Suite 500 Rockville MD MARYLAND 20852 true Metcircle Securities LLC 132690 None None 103 East 84th Street Suite 5B New York NY NEW YORK 10028 true Osage Investments, Inc. 118539 None None 1200 North Federal Highway Suite 400 Boca Raton FL FLORIDA 33432 true LPL Financial LLC 6413 None None 75 State Street 22nd Floor Boston MA MASSACHUSETTS 02109 All States false HighTower Securities LLC 116681 None None 200 West Madison Street Suite 2500 Chicago IL ILLINOIS 60606 All States false Foreside Fund Services, LLC 46106 None None Three Canal Plaza 3rd Floor Portland ME MAINE 04101 All States false RA Bench Inc. 108011 None None 1301 5th Avenue Suite 3525 Seattle WA WASHINGTON 98101 true Stifel, Nicolaus & Company, Inc. 793 None None 501 North Broadway St. Louis MO MISSOURI 63102 All States false Credit Suisse Securities (USA) LLC 816 None None 11 Madison Avenue New York NY NEW YORK 10010 All States false Raymond James & Associates, Inc. 705 None None 880 Carillon Parkway St Petersburg FL FLORIDA 33716 All States false Chalice Capital Partners, LLC 288898 None None 10920 Via Frontera Suite 520 San Diego CA CALIFORNIA 92127 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Morgan Stanley 149777 None None 2000 Westchester Avenue Purchase NY NEW YORK 10577-2430 All States false Indefinite 1770591562 Indefinite false 547 6557775 true 0 IM pays up to 30% of mgt fees to selling agents-see item 12. Current offering began prior to 3/15/09; item 15 reflects info from such date. Certain entities listed in Item 12 are no longer registered broker-dealers & therefore receive no commissions. 0 false IRONWOOD INTERNATIONAL LTD Jonathan Gans Jonathan Gans Director of the Issuer 2019-03-15