FORM D
Notice of Exempt Offering of Securities

UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.

OMB APPROVAL
OMB Number: 3235-0076
Estimated Average burden hours per response: 4.0
1. Issuer's Identity
CIK (Filer ID Number)Previous Name(s)Checkbox not checkedNoneEntity Type
0001170473
HARTFORD LIFE INSURANCE CO ICMG SERIES IV
Radio button not checkedCorporation
Radio button not checked Limited Partnership
Radio button not checked Limited Liability Company
Radio button not checked General Partnership
Radio button not checked Business Trust
Radio button checkedOther
Separate Account IV (Series IV, IVA, IVB, IVC, IVD, IVE, IVF, IVG, IVH, IVJ, IVK, IVL, IVV, IVM, IVN)
 
Name of Issuer
 TALCOTT RESOLUTION LIFE INSURANCE CO ICMG SERIES IV
Jurisdiction of Incorporation/Organization
CONNECTICUT 
Year of Incorporation/Organization
Radio button checkedOver Five Years Ago
Radio button not checkedWithin Last Five Years (Specify Year)
 
Radio button not checkedYet to Be Formed
 
  
  
 
2. Principal Place of Business and Contact Information
Name of Issuer
 TALCOTT RESOLUTION LIFE INSURANCE CO ICMG SERIES IV
Street Address 1Street Address 2
 TALCOTT RESOLUTION LIFE INSURANCE CO
 1 AMERICAN ROW
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
 HARTFORD
 CONNECTICUT
 
 06103
 8607910152 



3. Related Persons

Last NameFirst NameMiddle Name
TALCOTT RESOLUTION LIFE INSURANCE CO
N/A
Street Address 1Street Address 2
 1 AMERICAN ROW 
 
CityState/Province/CountryZIP/Postal Code
 HARTFORD
 CONNECTICUT
 06103
 
Relationship:Checkbox not checkedExecutive OfficerCheckbox not checkedDirectorCheckbox checkedPromoter
Clarification of Response (if Necessary)




4. Industry Group
 Radio button not checkedAgriculture
Banking & Financial Services
 Radio button not checked Commercial Banking
 Radio button not checked Insurance
 Radio button not checkedInvesting
 Radio button not checked Investment Banking
 Radio button checked Pooled Investment Fund

*Is the issuer registered as an investment company under the Investment Company Act of 1940?
Radio button not checked Yes  Radio button checkedNo
 Radio button not checkedOther Banking & Financial Services
Radio button not checked Business Services
Energy
 Radio button not checked Coal Mining
 Radio button not checked Electric Utilities
 Radio button not checked Energy Conservation
 Radio button not checked Environmental Services
 Radio button not checked Oil & Gas
 Radio button not checked Other Energy
Health Care
 Radio button not checked Biotechnology
 Radio button not checked Health Insurance
 Radio button not checked Hospitals & Physicians
 Radio button not checked Pharmaceuticals
 Radio button not checked Other Health Care
   
   
   
  
Radio button not checked Manufacturing
Real Estate
 Radio button not checkedCommercial
 Radio button not checkedConstruction
 Radio button not checkedREITS & Finance
 Radio button not checkedResidential
Radio button not checkedOther Real Estate
Radio button not checked Retailing
Radio button not checkedRestaurants
Technology
Radio button not checked Computers
Radio button not checked Telecommunications
Radio button not checked Other Technology
Travel
Radio button not checked Airlines & Airports
Radio button not checked Lodging & Conventions
Radio button not checked Tourism & Travel Services
Radio button not checked Other Travel
Radio button not checkedOther

  
   
5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
Radio button not checkedNo RevenuesRadio button not checked No Aggregate Net Asset Value
Radio button not checked $1 - $1,000,000Radio button not checked$1 - $5,000,000
Radio button not checked $1,000,001 - $5,000,000Radio button not checked $5,000,001 - $25,000,000
Radio button not checked$5,000,001 - $25,000,000Radio button not checked $25,000,001 - $50,000,000
Radio button not checked$25,000,001 - $100,000,000Radio button not checked $50,000,001 - $100,000,000
Radio button not checked Over $100,000,000Radio button not checked Over $100,000,000
Radio button not checked Decline to Disclose Radio button checkedDecline to Disclose
Radio button not checked Not ApplicableRadio button not checked Not Applicable

 
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Checkbox not checkedRule 504(b)(1) (not (i), (ii)
or (iii))		Checkbox checkedRule 506(b)      
Checkbox not checkedRule 504 (b)(1)(i) Checkbox not checkedRule 506(c)
Checkbox not checkedRule 504 (b)(1)(ii) Checkbox not checkedSecurities Act Section 4(a)(5)
Checkbox not checkedRule 504 (b)(1)(iii)Checkbox checkedInvestment Company Act Section 3(c)
Checkbox not checkedSection 3(c)(1)Checkbox not checkedSection 3(c)(9)
Checkbox not checkedSection 3(c)(2)Checkbox not checkedSection 3(c)(10)
Checkbox not checkedSection 3(c)(3)Checkbox not checkedSection 3(c)(11)
Checkbox not checkedSection 3(c)(4)Checkbox not checkedSection 3(c)(12)
Checkbox not checkedSection 3(c)(5)Checkbox not checkedSection 3(c)(13)
Checkbox not checkedSection 3(c)(6)Checkbox not checkedSection 3(c)(14)
Checkbox checkedSection 3(c)(7)
 
 

7. Type of Filing
Checkbox not checked New Notice Date of First Sale 
2005-09-30
Checkbox not checked First Sale Yet to Occur
Checkbox checked Amendment


 
 
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? Radio button checked Yes Radio button not checked No
 
 
9. Type(s) of Securities Offered (select all that apply)
Checkbox checkedPooled Investment Fund InterestsCheckbox not checkedEquity
Checkbox not checkedTenant-in-Common Securities Checkbox not checkedDebt
Checkbox not checkedMineral Property SecuritiesCheckbox not checkedOption, Warrant or Other Right to Acquire Another Security
Checkbox not checkedSecurity to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire SecurityCheckbox checkedOther (describe)
VARIABLE LIFE INSURANCE CONTRACT
 
 
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Radio button not checked Yes Radio button checked No
Clarification of Response (if Necessary)
 
 
 
11. Minimum Investment
Minimum investment accepted from any outside investor$
 0
USD

12. Sales Compensation
Recipient Recipient CRD NumberCheckbox not checkedNone
 AXA Advisors LLC
 000006627
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 HENRY THOMAS
 001186107
Street Address 1      Street Address 2
4521 CRUMS MILL RD
 
City State/Province/CountryZIP/Postal Code
 HARRISBURG
 PENNSYLVANIA
 17112
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
DELAWARE
Recipient Recipient CRD NumberCheckbox not checkedNone
 BB&T INVESTMENT SERVICES
 000033856
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 JAMES FARMER
 000204568
Street Address 1      Street Address 2
200 SOUTH COLLEGE ST.
8TH FLOOR
City State/Province/CountryZIP/Postal Code
 CHARLOTTE
 NORTH CAROLINA
 28202
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NORTH CAROLINA
Recipient Recipient CRD NumberCheckbox not checkedNone
 BUCK KWASHA SECURITIES LLC
 000135474
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 WILLIAM J BOWDEN
 001923641
Street Address 1      Street Address 2
200 GALLERIA PARKWAY
SUITE 1900
City State/Province/CountryZIP/Postal Code
 ATLANTA
 GEORGIA
 30339
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
GEORGIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 CLARK SECURITIES INC.
 000043803
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 CHRISTOPHER PARKER
 002739646
Street Address 1      Street Address 2
2100 ROSS AVE
SUITE 2200
City State/Province/CountryZIP/Postal Code
 DALLAS
 TEXAS
 75201
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MICHIGAN
PENNSYLVANIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 EXECUTIVE SERVICES SECURITIES, INC
 000025299
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 ANDREW MCGINNIS
 003126380
Street Address 1      Street Address 2
3445 PEACHTREE RD., NE
SUITE 200
City State/Province/CountryZIP/Postal Code
 ATLANTA
 GEORGIA
 30326
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
DELAWARE
Recipient Recipient CRD NumberCheckbox not checkedNone
 FAS CORP
 000043536
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 JIM MCKEONE
 002921833
Street Address 1      Street Address 2
4747 WEST 135TH ST
SUITE 100
City State/Province/CountryZIP/Postal Code
 LEAWOOD
 KANSAS
 66224
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
DELAWARE
Recipient Recipient CRD NumberCheckbox not checkedNone
 FPCM SECURITIES, LLC
 000038283
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 JIM VAN EPPS
 000844958
Street Address 1      Street Address 2
140 BROADWAY
21ST FLOOR
City State/Province/CountryZIP/Postal Code
 NEW YORK
 NEW YORK
 10005
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALABAMA
CALIFORNIA
CONNECTICUT
DELAWARE
FLORIDA
GEORGIA
ILLINOIS
INDIANA
MINNESOTA
PENNSYLVANIA
RHODE ISLAND
VIRGINIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 J. ALDEN ASSOCIATES
 000040002
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 BENNETT MEYER
 001495939
Street Address 1      Street Address 2
261 Old york rd
SUITE 837
City State/Province/CountryZIP/Postal Code
 JENKINTOWN
 PENNSYLVANIA
 19046
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CONNECTICUT
DELAWARE
INDIANA
MISSOURI
NEW JERSEY
Recipient Recipient CRD NumberCheckbox not checkedNone
 J. ALDEN ASSOCIATES
 000040002
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 JOHN ANTOLIK
 004290393
Street Address 1      Street Address 2
261 OLD YORK RD
SUITE 837
City State/Province/CountryZIP/Postal Code
 JENKINTOWN
 PENNSYLVANIA
 19406
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CONNECTICUT
DELAWARE
INDIANA
MISSOURI
NEW JERSEY
Recipient Recipient CRD NumberCheckbox not checkedNone
 J. ALDEN ASSOCIATES
 000040002
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 STEVEN GOLDBERG
 002890212
Street Address 1      Street Address 2
261 OLD YORK RD
SUITE 837
City State/Province/CountryZIP/Postal Code
 JENKINTOWN
 PENNSYLVANIA
 19406
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CONNECTICUT
DELAWARE
INDIANA
MISSOURI
NEW JERSEY
Recipient Recipient CRD NumberCheckbox not checkedNone
 J. ALDEN ASSOCIATES
 000040002
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 WILLIAM CHATFIELD
 001053051
Street Address 1      Street Address 2
261 OLD YORK ROAD
SUITE 837
City State/Province/CountryZIP/Postal Code
 JENKINTOWN
 PENNSYLVANIA
 19046
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CONNECTICUT
DELAWARE
INDIANA
MISSOURI
NEW JERSEY
Recipient Recipient CRD NumberCheckbox not checkedNone
 M HOLDINGS SECURITIES, INC
 000043285
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 CHARLES HOVORKA
 001563256
Street Address 1      Street Address 2
1125 N.W.COUCH ST
SUITE 900
City State/Province/CountryZIP/Postal Code
 PORTLAND
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
DELAWARE
VIRGINIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 M HOLDINGS SECURITES
 000043285
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 JAMES M CLARY
 002081542
Street Address 1      Street Address 2
1125 N.W. COUCH ST
SUITE 900
City State/Province/CountryZIP/Postal Code
 PORTLAND
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
DELAWARE
VIRGINIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 NEWPORT GROUP SECURITIES, INC
 000029722
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 BRYANT KIRK
 001049653
Street Address 1      Street Address 2
300 INTERNATIONAL PARKWAY
SUITE 270
City State/Province/CountryZIP/Postal Code
 HEATHROW
 FLORIDA
 32746
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
DELAWARE
NORTH CAROLINA
OHIO
Recipient Recipient CRD NumberCheckbox not checkedNone
 NFP ADVISORS, LLC
 000042046
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 ROBERT LEEPER
 001635925
Street Address 1      Street Address 2
1250 CAPITOL OF TEXAS
HIGHWAY S.#2-125
City State/Province/CountryZIP/Postal Code
 AUSTIN
 TEXAS
 78748
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
ILLINOIS
VIRGINIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 PARK AVENUE SECURITIES
 000046173
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 ROBERT SAUERTIG
 002113238
Street Address 1      Street Address 2
7 HANOVER SQUARE
 
City State/Province/CountryZIP/Postal Code
 NEW YORK
 NEW YORK
 10004
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
DELAWARE
NEW JERSEY
Recipient Recipient CRD NumberCheckbox not checkedNone
 PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
 000140139
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 MATT SCHOEN
 001279191
Street Address 1      Street Address 2
2754 BRANDT DRIVE SOUTH
SUITE 200
City State/Province/CountryZIP/Postal Code
 FARGO
 NORTH DAKOTA
 58104
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
DELAWARE
GEORGIA
WASHINGTON
Recipient Recipient CRD NumberCheckbox not checkedNone
 WJ LYNCH INVESTOR SERVICES, LLC
 000140762
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 WILLIAM J LYNCH
 001060714
Street Address 1      Street Address 2
535 BOYLSTON ST
SUITE T2
City State/Province/CountryZIP/Postal Code
 BOSTON
 MASSACHUSETTS
 02116
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
DELAWARE
GEORGIA
MASSACHUSETTS
SOUTH CAROLINA
Recipient Recipient CRD NumberCheckbox not checkedNone
 UBS FINANCIAL SERVICES
 000008174
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 JAMES MADDEN
 002074516
Street Address 1      Street Address 2
1200 HARBOR BLVD
 
City State/Province/CountryZIP/Postal Code
 WEEHAWKEN
 NEW JERSEY
 07086
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NORTH CAROLINA
Recipient Recipient CRD NumberCheckbox not checkedNone
 STERN CAPITAL, LLC
 000131226
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 DEAN HAMILTON
 000234908
Street Address 1      Street Address 2
708 THIRD AVE.
SUITE 1610
City State/Province/CountryZIP/Postal Code
 NEW YORK
 NEW YORK
 10017
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ILLINOIS
Recipient Recipient CRD NumberCheckbox not checkedNone
 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
 000002881
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 JIM FOYT
 003152720
Street Address 1      Street Address 2
611 EAST WISCONSIN AVE.
 
City State/Province/CountryZIP/Postal Code
 MILWAUKEE
 WISCONSIN
 53202
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
DELAWARE
MAINE
Recipient Recipient CRD NumberCheckbox not checkedNone
 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
 000002881
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 JOHN MILNE
 002393982
Street Address 1      Street Address 2
611 EAST WISCONSIN AVE
 
City State/Province/CountryZIP/Postal Code
 MILWAUKEE
 WISCONSIN
 53202
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
DELAWARE
Recipient Recipient CRD NumberCheckbox not checkedNone
 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
 000002881
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 WILLIAM BORCHERT
 001057817
Street Address 1      Street Address 2
611 EAST WISCONSIN AVE
 
City State/Province/CountryZIP/Postal Code
 MILWAUKEE
 WISCONSIN
 53202
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
DELAWARE
MAINE
Recipient Recipient CRD NumberCheckbox not checkedNone
 INNOVATION PARTNERS, LLC
 000146344
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 JIM VAN EPPS
 000844958
Street Address 1      Street Address 2
10930 CRABAPPLE ROAD
SUITE 206
City State/Province/CountryZIP/Postal Code
 ROSWELL
 GEORGIA
 30075
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALABAMA
CALIFORNIA
CONNECTICUT
DELAWARE
FLORIDA
GEORGIA
ILLINOIS
INDIANA
MINNESOTA
PENNSYLVANIA
RHODE ISLAND
VIRGINIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 CONDUENT SECURITIES, LLC
 000135474
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 KRISTEN DAIEGLE
 002607706
Street Address 1      Street Address 2
9040 ROSWELL ROAD
SUITE 700
City State/Province/CountryZIP/Postal Code
 ATLANTA
 GEORGIA
 30350
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
GEORGIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 CAPACUITY SECURITIES, INC.
 000015384
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 BRYANT KIRK
 001049653
Street Address 1      Street Address 2
300 INTERNATIONAL PARKWAY
#350
City State/Province/CountryZIP/Postal Code
 LAKE MARY
 FLORIDA
 32746
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
OHIO
Recipient Recipient CRD NumberCheckbox not checkedNone
 KESTRA INVESTMENT SERVICES, LLC
 000042046
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 JOSEPH TODD CARPENTER
 001096644
Street Address 1      Street Address 2
5707 SOUTHWEST PARKWAY
BUILDING 2, SUITE 400
City State/Province/CountryZIP/Postal Code
 AUSTIN
 TEXAS
 78735
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
ILLINOIS
MINNESOTA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Buck HR Securities, Inc
 000299842
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Kristin Daigle
 002607706
Street Address 1      Street Address 2
420 Lexington Avenue
Suite 2220
City State/Province/CountryZIP/Postal Code
 New York
 NEW YORK
 10170-2220
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
GEORGIA
NORTH CAROLINA
Recipient Recipient CRD NumberCheckbox not checkedNone
 ASCENSUS BROKER DEALER SERVICES
 000036478
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 WILLIAM SOCTT BETHUNE
 004726564
Street Address 1      Street Address 2
101 CENTREPORT DRIVE
SUITE 250
City State/Province/CountryZIP/Postal Code
 GREENSBORO
 NORTH CAROLINA
 27409
State(s) of SolicitationCheckbox checkedAll StatesCheckbox not checkedForeign/Non-US
 



13. Offering and Sales Amounts
 
Total Offering Amount $
 
USDCheckbox checkedIndefinite
Total Amount Sold $
11730849
USD
Total Remaining to be Sold $
 
USDCheckbox checkedIndefinite
Clarification of Response (if Necessary)
  
 
14. Investors

Checkbox not checkedSelect if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
   
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
82
 
15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions$
15629228
USDCheckbox checkedEstimate
Finders' Fees$
0
USDCheckbox not checkedEstimate
Clarification of Response (if Necessary)
Issuer pays Sales Commissions which are equal to a percentage of premium received by the Issuer.
 

16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
 $ 
583522559
USDCheckbox checkedEstimate
Clarification of Response (if Necessary)
Sum of DAC and premium tax charges

Signature and Submission
 
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission 
 In submitting this notice, each Issuer named above is: 
 
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
 
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
 
All IssuersSignatureName of SignerTitleDate
TALCOTT RESOLUTION LIFE INSURANCE CO ICMG SERIES IV/s/ Stila MatthewsStila MatthewsCompliance Dir., TALCOTT RESOLUTION LIFE INSURANCE COMPANY2026-03-23