0001315863-24-000737.txt : 20241004 0001315863-24-000737.hdr.sgml : 20241004 20241003175114 ACCESSION NUMBER: 0001315863-24-000737 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20241004 DATE AS OF CHANGE: 20241003 EFFECTIVENESS DATE: 20241004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OCEAN FUND LTD CENTRAL INDEX KEY: 0001169982 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-41340 FILM NUMBER: 241352845 BUSINESS ADDRESS: STREET 1: C/O HARNEY WESTWOOD & RIEGELS STREET 2: CRAIGMUIR CHAMBERS, P.O. BOX 71 CITY: ROAD TOWN, TORTULA STATE: D8 ZIP: 00000 BUSINESS PHONE: 404-458-4448 MAIL ADDRESS: STREET 1: C/O HARNEY WESTWOOD & RIEGELS STREET 2: CRAIGMUIR CHAMBERS, P.O. BOX 71 CITY: ROAD TOWN, TORTULA STATE: D8 ZIP: 00000 D/A 1 primary_doc.xml X0708 D/A LIVE 0001169982 OCEAN FUND LTD C/O HARNEY WESTWOOD & RIEGELS CRAIGMUIR CHAMBERS, P.O. BOX 71 ROAD TOWN, TORTULA D8 VIRGIN ISLANDS, BRITISH 00000 404-458-4448 VIRGIN ISLANDS, BRITISH None None Other A British Virgin Islands Corporation true JEFFREY VALE 3280 PEACHTREE RD NE SUITE 2700 ATLANTA GA GEORGIA 30305 Director MILTON WILLIAMS 3280 PEACHTREE RD NE, SUITE 2700 SUITE 2700 ATLANTA GA GEORGIA 30305 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001315863-23-000818 2001-02-01 true true true false 100000 Arete Wealth Management LLC 44856 None None 1699 E. Woodfield Road Schaumburg IL ILLINOIS 60173 All States false Cambridge Investment Research 39543 None None 1776 Pleasant Plain Road Fairfield IA IOWA 52556 All States false Tom Tolleson 1452953 Strategic Financial Alliance 126514 2200 Century Parkway Atlanta GA GEORGIA 30345 IL ILLINOIS TX TEXAS IN INDIANA FL FLORIDA NY NEW YORK VA VIRGINIA CO COLORADO KY KENTUCKY SC SOUTH CAROLINA CT CONNECTICUT PA PENNSYLVANIA NC NORTH CAROLINA AZ ARIZONA GA GEORGIA TN TENNESSEE MI MICHIGAN OK OKLAHOMA CA CALIFORNIA false Tom Tolleson 1452953 Kalos Capital 44337 11525 Park Woods Circle Alpharetta GA GEORGIA 30005 IL ILLINOIS TX TEXAS IN INDIANA FL FLORIDA NY NEW YORK VA VIRGINIA CO COLORADO KY KENTUCKY SC SOUTH CAROLINA CT CONNECTICUT PA PENNSYLVANIA NC NORTH CAROLINA AZ ARIZONA GA GEORGIA TN TENNESSEE MI MICHIGAN OK OKLAHOMA CA CALIFORNIA false Tom Tolleson 1452953 PKS Investments 35747 80 State Street Albany NY NEW YORK 12207 IL ILLINOIS TX TEXAS IN INDIANA FL FLORIDA NY NEW YORK VA VIRGINIA CO COLORADO KY KENTUCKY SC SOUTH CAROLINA CT CONNECTICUT PA PENNSYLVANIA NC NORTH CAROLINA AZ ARIZONA GA GEORGIA TN TENNESSEE MI MICHIGAN OK OKLAHOMA CA CALIFORNIA false Indefinite 117086210 Indefinite false 166 1905353 true 0 0 true Issuer's confidential offering materials fully discuss management fees. false OCEAN FUND LTD /s/ Jeffrey Vale Jeffrey Vale Director 2024-10-03