0001315863-18-000843.txt : 20181105 0001315863-18-000843.hdr.sgml : 20181105 20181105172830 ACCESSION NUMBER: 0001315863-18-000843 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20181105 DATE AS OF CHANGE: 20181105 EFFECTIVENESS DATE: 20181105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OCEAN FUND LTD CENTRAL INDEX KEY: 0001169982 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-41340 FILM NUMBER: 181160884 BUSINESS ADDRESS: STREET 1: BISON COURT P O BOX 3460 ROAD TOWN STREET 2: C/O HEMISPHERE MANAGEMENT (BVI) LTD CITY: TORTOLA BRITISH VIRGIN ISLANDS STATE: D6 ZIP: 00000 BUSINESS PHONE: 678-904-6303 MAIL ADDRESS: STREET 1: BISON COURT P O BOX 3460 ROAD TOWN STREET 2: C/O HEMISPHERE MANAGEMENT (BVI) LTD CITY: TORTOLA BRITISH VIRGIN ISLANDS STATE: D6 ZIP: 00000 D/A 1 primary_doc.xml X0708 D/A LIVE 0001169982 OCEAN FUND LTD BISON COURT P O BOX 3460 ROAD TOWN C/O HEMISPHERE MANAGEMENT (BVI) LTD TORTOLA BRITISH VIRGIN ISLANDS D6 BRITISH INDIAN OCEAN TERRITORY 00000 678-904-6303 VIRGIN ISLANDS, BRITISH None None Corporation true David Sims Harbour House, Waterfront Drive Road Town, PO Box 972 Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Director Jeffrey Vale 1075 Peachtree Street NE Suite 2125 Atlanta GA GEORGIA 30309 Director Milton Williams 1075 Peachtree Street NE Suite 2125 Atlanta 2Q GEORGIA 30309 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001315863-17-000721 2001-02-01 true true true false 100000 Arete Wealth Management LLC 44856 None None 1699 E. Woodfield Road Schaumburg IL ILLINOIS 60173 All States false Cambridge Investment Research 39543 None None 1776 Pleasant Plain Road Fairfield IA IOWA 52556 All States false Tom Tolleson 1452953 Strategic Financial Alliance 126514 2200 Century Parkway Atlanta GA GEORGIA 30345 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA KY KENTUCKY MI MICHIGAN NY NEW YORK NC NORTH CAROLINA OK OKLAHOMA PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA false Tom Tolleson 1452953 Kalos Capital 44337 11525 Park Woods Circle Alpharetta GA GEORGIA 30005 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA KY KENTUCKY MI MICHIGAN NY NEW YORK NC NORTH CAROLINA OK OKLAHOMA PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA false Indefinite 82918412 Indefinite false 127 1095915 true 0 0 true Issuer's confidential offering materials fully discuss management fees. false OCEAN FUND LTD /s/Jeffrey Vale Jeffrey Vale Director 2018-11-05