0001567619-23-005826.txt : 20230427 0001567619-23-005826.hdr.sgml : 20230427 20230427171214 ACCESSION NUMBER: 0001567619-23-005826 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20230427 DATE AS OF CHANGE: 20230427 EFFECTIVENESS DATE: 20230427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisor Networks LLC /CA CENTRAL INDEX KEY: 0001164236 IRS NUMBER: 000000000 STATE OF INCORPORATION: DC FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-53477 FILM NUMBER: 23858414 BUSINESS ADDRESS: STREET 1: 2301 ROSECRANS AVENUE STREET 2: SUITE 5100 CITY: El Segundo STATE: CA ZIP: 90245 BUSINESS PHONE: (800) 879-8100 MAIL ADDRESS: STREET 1: 2301 ROSECRANS AVENUE STREET 2: SUITE 5100 CITY: El Segundo STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL NETWORK INVESTMENT CORP /CA DATE OF NAME CHANGE: 20011228 D/A 1 primary_doc.xml X0708 D/A LIVE 0001164236 Cetera Advisor Networks LLC /CA 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 800-879-8100 DISTRICT OF COLUMBIA None FINANCIAL NETWORK INVESTMENT CORP /CA Limited Liability Company true Thomas B. Taylor 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Director Joseph D. Neary 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Director Barbara Kesterson 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Jeffrey Buchheister 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Maura R. Mizuguchi 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Gary Chaffin 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Kristy Haley 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Patricia McCallop 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Tim Stinson 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Stanley R. Smiley 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Timothy P. Stone 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Kofi Coaxum 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Lisa Gok 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer David Van Havermaat 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Thomas Gooley 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Director Investing Decline to Disclose 06b true 0001567619-21-011179 2009-01-01 true true Deferred compensation obligation false 0 Indefinite 48534787 Indefinite false 229 0 0 0 false Cetera Advisor Networks LLC /CA /s/ Tim Stinson Tim Stinson President 2023-04-27