0001567619-21-011175.txt : 20210526 0001567619-21-011175.hdr.sgml : 20210526 20210526083710 ACCESSION NUMBER: 0001567619-21-011175 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210526 DATE AS OF CHANGE: 20210526 EFFECTIVENESS DATE: 20210526 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisor Networks LLC /CA CENTRAL INDEX KEY: 0001164236 IRS NUMBER: 000000000 STATE OF INCORPORATION: DC FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-53477 FILM NUMBER: 21962815 BUSINESS ADDRESS: STREET 1: 200 N. PACIFIC HIGHWAY STREET 2: SUITE 1200 CITY: El Segundo STATE: CA ZIP: 90245 BUSINESS PHONE: (800) 879-8100 MAIL ADDRESS: STREET 1: 200 N. PACIFIC HIGHWAY STREET 2: SUITE 1200 CITY: El Segundo STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL NETWORK INVESTMENT CORP /CA DATE OF NAME CHANGE: 20011228 D/A 1 primary_doc.xml X0708 D/A LIVE 0001164236 Cetera Advisor Networks LLC /CA 200 N. Pacific Coast Highway Suite 1300 EL SEGUNDO CA CALIFORNIA 90245 800-879-8100 DISTRICT OF COLUMBIA None FINANCIAL NETWORK INVESTMENT CORP /CA Limited Liability Company true Thomas B. Taylor 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Director Joseph D. Neary 200 N. Pacific Coast Highway Suite 1200 El Segungo CA CALIFORNIA 90245 Executive Officer Director Barbara Kesterson 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Jeffrey Buchheister 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Maura R. Mizuguchi 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Janani Iyengar 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Gary Chaffin 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Kristy Haley 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Patricia McCallop 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Tim Stinson 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Stanley R. Smiley 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Timothy P. Stone 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Andy Gill 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Kofi Coaxum 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Lisa Gok 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer David Kim 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer David Van Havermaat 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Thomas Gooley 200 N. Pacific Coast Highway Suite 1200 El Segundo CA CALIFORNIA 90245 Director Investing Decline to Disclose 06b true 0001567619-20-009537 2009-01-01 true true Deferred compensation obligations false 0 Indefinite 55216078 Indefinite false 154 0 0 0 false Cetera Advisor Networks LLC /CA /s/ Thomas B. Taylor Thomas B. Taylor President 2021-05-19