0001158649-24-000002.txt : 20240516 0001158649-24-000002.hdr.sgml : 20240516 20240516161617 ACCESSION NUMBER: 0001158649-24-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20240516 DATE AS OF CHANGE: 20240516 EFFECTIVENESS DATE: 20240516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisor Networks LLC /CA CENTRAL INDEX KEY: 0001164236 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-53477 FILM NUMBER: 24955815 BUSINESS ADDRESS: STREET 1: 2301 ROSECRANS AVENUE STREET 2: SUITE 5100 CITY: El Segundo STATE: CA ZIP: 90245 BUSINESS PHONE: (800) 879-8100 MAIL ADDRESS: STREET 1: 2301 ROSECRANS AVENUE STREET 2: SUITE 5100 CITY: El Segundo STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL NETWORK INVESTMENT CORP /CA DATE OF NAME CHANGE: 20011228 D/A 1 primary_doc.xml X0708 D/A LIVE 0001164236 Cetera Advisor Networks LLC /CA 2301 ROSECRANS AVENUE SUITE 5100 El Segundo CA CALIFORNIA 90245 (800) 879-8100 DELAWARE FINANCIAL NETWORK INVESTMENT CORP /CA Limited Liability Company true Thomas B. Taylor 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Director Joseph D. Neary 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Director Barbara Kesterson 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Jeffrey Buchheister 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Maura R. Mizuguchi 2301 Rosecrans Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Gary Chaffin 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Patricia McCallop 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Tim Stinson 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Stanley R. Smiley 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Timothy P. Stone 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Kofi Coaxum 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Lisa Gok 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer David Van Havermaat 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Thomas Gooley 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Director Thomas Halloran 2301 Rosecrans Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Winnie Lee 1430 Broadway 7th Floor New York NY NEW YORK 10018 Executive Officer Investing Decline to Disclose 06b true 0001567619-23-005826 2009-01-01 true true Deferred compensation obligation false 0 Indefinite 62386855 Indefinite false 245 0 0 0 false Cetera Advisor Networks LLC /CA /s/ Tim Stinson Tim Stinson President 2024-05-16