0001140361-17-017038.txt : 20170427 0001140361-17-017038.hdr.sgml : 20170427 20170427134428 ACCESSION NUMBER: 0001140361-17-017038 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170427 DATE AS OF CHANGE: 20170427 EFFECTIVENESS DATE: 20170427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisor Networks LLC /CA CENTRAL INDEX KEY: 0001164236 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-53477 FILM NUMBER: 17787857 BUSINESS ADDRESS: STREET 1: 200 North Sepulveda Blvd., Suite 1300 CITY: El Segundo STATE: CA ZIP: 90245-5670 BUSINESS PHONE: 800-879-8100 MAIL ADDRESS: STREET 1: 200 North Sepulveda Blvd., Suite 1300 CITY: El Segundo STATE: CA ZIP: 90245-5670 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL NETWORK INVESTMENT CORP /CA DATE OF NAME CHANGE: 20011228 D/A 1 primary_doc.xml X0707 D/A LIVE 0001164236 Cetera Advisor Networks LLC /CA 200 North Sepulveda Boulvard Suite 200 EL SEGUNDO CA CALIFORNIA 90245-5670 800-879-8100 CALIFORNIA None FINANCIAL NETWORK INVESTMENT CORP /CA Limited Liability Company true Tom Taylor 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer President Bryan Jacobsen 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Mark Shelson 400 First Street South Suite 300 St. Cloud MN MINNESOTA 56301 Executive Officer Stan Smiley 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Greg Olson 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Adam Antoniades 655 W. Broadway San Diego CA CALIFORNIA 92101 Director Kristy Haley 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer David Ballard 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Timothy Stone 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Investing Decline to Disclose 06b true 0001140361-16-061377 2009-01-01 true true Deferred compensation obligations false 0 Indefinite 51652017 Indefinite false 149 0 0 0 false Cetera Advisor Networks LLC /CA /s/ Tom Taylor Tom Taylor President 2017-04-18