0001140361-15-002023.txt : 20150116 0001140361-15-002023.hdr.sgml : 20150116 20150116164016 ACCESSION NUMBER: 0001140361-15-002023 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150116 DATE AS OF CHANGE: 20150116 EFFECTIVENESS DATE: 20150116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisor Networks LLC /CA CENTRAL INDEX KEY: 0001164236 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-53477 FILM NUMBER: 15533068 BUSINESS ADDRESS: STREET 1: 200 North Sepulveda Blvd., Suite 1300 CITY: El Segundo STATE: CA ZIP: 90245-5670 BUSINESS PHONE: 800-879-8100 MAIL ADDRESS: STREET 1: 200 North Sepulveda Blvd., Suite 1300 CITY: El Segundo STATE: CA ZIP: 90245-5670 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL NETWORK INVESTMENT CORP /CA DATE OF NAME CHANGE: 20011228 D/A 1 primary_doc.xml X0707 D/A LIVE 0001164236 Cetera Advisor Networks LLC /CA 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 800-879-8100 CALIFORNIA None FINANCIAL NETWORK INVESTMENT CORP /CA Corporation true Douglas S. King 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Director Larry Roth 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Director Steve Dunlap 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Director Executive Officer Tom Taylor 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Bryan Jacobsen 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Mark Shelson 400 First Street South Suite 300 St. Cloud MN MINNESOTA 56301 Executive Officer Cyndi Hamel 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Stan Smiley 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Greg Olson 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Lisa Gok 200 N. Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245 Executive Officer Investing Decline to Disclose 06b true 0001140361-14-002328 2009-01-01 true true Deferred compensation obligations false 0 Indefinite 51271416 Indefinite false 151 0 0 0 false Cetera Advisor Networks LLC /CA Douglas S. King Douglas S. King President and CEO 2015-01-16