0001140361-14-002328.txt : 20140116 0001140361-14-002328.hdr.sgml : 20140116 20140116131402 ACCESSION NUMBER: 0001140361-14-002328 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140116 DATE AS OF CHANGE: 20140116 EFFECTIVENESS DATE: 20140116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisor Networks LLC /CA CENTRAL INDEX KEY: 0001164236 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-53477 FILM NUMBER: 14531529 BUSINESS ADDRESS: STREET 1: 200 North Sepulveda Blvd., Suite 1300 CITY: El Segundo STATE: CA ZIP: 90245-5670 BUSINESS PHONE: 800-879-8100 MAIL ADDRESS: STREET 1: 200 North Sepulveda Blvd., Suite 1300 CITY: El Segundo STATE: CA ZIP: 90245-5670 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL NETWORK INVESTMENT CORP /CA DATE OF NAME CHANGE: 20011228 D/A 1 primary_doc.xml X0707 D/A LIVE 0001164236 Cetera Advisor Networks LLC /CA 200 NORTH SEPULVEDA BLVD. Suite 1300 EL SEGUNDO CA CALIFORNIA 90245-5670 800-879-8100 CALIFORNIA None FINANCIAL NETWORK INVESTMENT CORP /CA Corporation true Douglas S. King 200 North Sepulveda Boulevard Suite 1300 El Segundo CA CALIFORNIA 90245-5670 Executive Officer Director Jon 200 Sepulveda Boulevard Frojen Suite 1200 El Segundo CA CALIFORNIA 90245-5670 Executive Officer Director Valerie Brown 200 North Sepulveda Boulevard Suite 1200 El Segundo CA CALIFORNIA 90245-5670 Executive Officer Director Investing Decline to Disclose 06b true 9999999997-09-002095 2009-01-01 true true Deferred compensation obligations false 0 Indefinite 47675537 Indefinite false 119 0 0 0 false Cetera Advisor Networks LLC /CA Douglas S. King Douglas S. King President and CEO 2014-01-16