0001181431-13-053252.txt : 20131009 0001181431-13-053252.hdr.sgml : 20131009 20131009140207 ACCESSION NUMBER: 0001181431-13-053252 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20131009 DATE AS OF CHANGE: 20131009 EFFECTIVENESS DATE: 20131009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MACKAY SHIELDS STATUTORY TRUST CENTRAL INDEX KEY: 0001161014 IRS NUMBER: 000000000 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-149371 FILM NUMBER: 131143155 BUSINESS ADDRESS: STREET 1: MACKAY SHIELDS LLC STREET 2: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-230-3893 MAIL ADDRESS: STREET 1: MACKAY SHIELDS LLC STREET 2: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 D/A 1 primary_doc.xml X0707 D/A LIVE 0001161014 MACKAY SHIELDS STATUTORY TRUST MacKay Shields LLC 1345 Avenue of the Americas, 43rd Floor New York NY NEW YORK 10105 212-230-3893 CONNECTICUT None None Other Statutory Trust true none The Bank of New York Mellon One Wall Street, 25th Floor New York NY NEW YORK 10286 Director trustee Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001181431-12-054084 2000-02-01 true true true false 2000000 not applicable None NYLIFE Distributors LLC 35350 169 Lackawanna Avenue Parsippany NJ NEW JERSEY 07054 All States false Indefinite 550085336 Indefinite false 49 2600000 true 0 0 false MacKay Shields Statutory Trust /s/ Lucille Protas Lucille Protas President of MacKay Shields LLC 2013-10-08