0001161014-16-000004.txt : 20161007 0001161014-16-000004.hdr.sgml : 20161007 20161007155330 ACCESSION NUMBER: 0001161014-16-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20161007 DATE AS OF CHANGE: 20161007 EFFECTIVENESS DATE: 20161007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MACKAY SHIELDS STATUTORY TRUST CENTRAL INDEX KEY: 0001161014 IRS NUMBER: 000000000 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-149371 FILM NUMBER: 161927701 BUSINESS ADDRESS: STREET 1: MACKAY SHIELDS LLC STREET 2: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-230-3893 MAIL ADDRESS: STREET 1: MACKAY SHIELDS LLC STREET 2: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 D/A 1 primary_doc.xml X0707 D/A LIVE 0001161014 MACKAY SHIELDS STATUTORY TRUST MACKAY SHIELDS LLC 1345 AVENUE OF THE AMERICAS, 43RD FLOOR NEW YORK NY NEW YORK 10105 212-230-3893 CONNECTICUT None None Other Statutory Trust true none The Bank of New York Mellon 225 Liberty Street New York NY NEW YORK 10286 Director trustee Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001181431-13-053252 2000-02-01 true true true false 2000000 None None NYLIFE Distributors LLC 35350 30 HUDSON STREET, 22ND FLOOR JERSEY CITY NJ NEW JERSEY 07302 All States false Indefinite 575042261 Indefinite This figure has been calculated from inception as of October 1, 2016. false 54 2800000 true 0 true 0 false MACKAY SHIELDS STATUTORY TRUST /s/ Lucille Protas Lucille Protas President of MacKay Shields LLC 2016-10-07