-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R4DP4C70RF3bA0bkHtbayiEjAoIUaJ5I+PnEJDc3wRm/8ofADHJ1R/+ck+VNQGzM 0KDNtrdAMSNH9dzrV1q4Rg== 0000897069-09-000914.txt : 20090518 0000897069-09-000914.hdr.sgml : 20090518 20090515174233 ACCESSION NUMBER: 0000897069-09-000914 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20090518 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001141240 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 330264467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-64242 FILM NUMBER: 09834824 BUSINESS ADDRESS: STREET 1: 30452 ESPERANZA CITY: RANCHO SANTA MARGARITA STATE: CA ZIP: 92688 BUSINESS PHONE: 800-511-3651 MAIL ADDRESS: STREET 1: 30452 ESPERANZA CITY: RANCHO SANTA MARGARITA STATE: CA ZIP: 92688 FORMER COMPANY: FORMER CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES DATE OF NAME CHANGE: 20010523 D 1 primary_doc.xml X0301 D LIVE 0001141240 LIQUIDMETAL TECHNOLOGIES INC 30452 ESPERANZA RANCHO SANTA MARGARITA CA 92688 800-511-3651 LIQUIDMETAL TECHNOLOGIES DE Corporation true John Kang 30452 Esperanza Rancho Santa Margarita CA 92688 Director Robert Biehl 30452 Esperanza Rancho Santa Margarita CA 92688 Director Larry E. Buffington 30452 Esperanza Rancho Santa Margarita CA 92688 Executive Officer Tony Chung 30452 Esperanza Rancho Santa Margarita CA 92688 Executive Officer Abdi Mahamedi 30452 Esperanza Rancho Santa Margarita CA 92688 Director Iraj Azarm 30452 Esperanza Rancho Santa Margarita CA 92688 Director Other Technology Decline to Disclose 06 false 2009-05-01 false true true true false 0 Ledgemont Capital Markets LLC 119340 None None 780 Third Avenue 23rd Floor New York NY 10017 CA CT FL GA IL MA NJ NY PA TX WA 23125010 23125010 0 false 27 200000 0 For financial advisory services based on a retainer and restructuring fee. 135000 false LIQUIDMETAL TECHNOLOGIES INC Tony Chung Tony Chung Chief Financial Officer 2009-05-14 -----END PRIVACY-ENHANCED MESSAGE-----