0001013594-15-000251.txt : 20150319 0001013594-15-000251.hdr.sgml : 20150319 20150319130451 ACCESSION NUMBER: 0001013594-15-000251 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20150319 DATE AS OF CHANGE: 20150319 EFFECTIVENESS DATE: 20150319 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUNBAR CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001138756 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-60744 FILM NUMBER: 15712324 BUSINESS ADDRESS: STREET 1: 65 EAST 55TH STREET STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 871-7100 MAIL ADDRESS: STREET 1: 65 EAST 55TH STREET STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001138756 DUNBAR CAPITAL MANAGEMENT LLC 850 THIRD AVENUE SUITE 20-B NEW YORK NY NEW YORK 10022 (212) 871-7100 DELAWARE None None Limited Liability Company true Rochelle Stern Major 850 Third Avenue Suite 20-B New York NY NEW YORK 10022 Executive Officer Mrs. Stern Major is the CEO of each of Dunbar Capital Investors, LLC and Dunbar Capital Advisors, LLC, the Issuer's managing members (the "Managing Members"). Eugene Major 850 Third Avenue Suite 20-B New York NY NEW YORK 10022 Executive Officer Mr. Major is the CIO of each of the Issuer's Managing Members. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001013594-14-000316 1996-07-01 true true true false 250000 Lincoln Financial Advisors Corp. 3978 None None 1300 South Clinton Street Suite 150 Fort Wayne IN INDIANA 46802 All States false Summit Equities, Inc. 11039 None None 4 Campus Drive Parsippany NJ NEW JERSEY 07054 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false LPL Financial Services 6413 None None 75 State Street 24th Floor Boston MA MASSACHUSETTS 02109 All States false AXA Advisors, LLC 6627 None None 1290 Avenue of the Americas New York NY NEW YORK 10104 All States false Securities America Inc. 10205 None None 12325 Port Grace Boulevard La Vista NE NEBRASKA 68128 All States false Strategic Financial Alliance, Inc. 126514 None None 2200 Century Parkway Suite 500 Atlanta GA GEORGIA 30345 All States false Sanders Morris Harris 20580 None None 5700 JP Morgan Chase Tower 600 Travis, Suite 5800 Houston TX TEXAS 77002 All States false Donald K. Gross 1913749 None None 20 Hill and Dale Road Lebanon NJ NEW JERSEY 08833 CA CALIFORNIA CT CONNECTICUT FL FLORIDA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA false Ryan Beck & Co. 3248 None None 18 Columbia Turnpike Florham Park NJ NEW JERSEY 07932 NJ NEW JERSEY NY NEW YORK false Commonwealth Financial Network 8032 None None 29 Sawyer Road Waltham MA MASSACHUSETTS 02453 All States false FSC Securities Corporation 7461 None None 2300 Windy Ridge Parkway Suite 1100 Atlanta GA GEORGIA 30339 All States false First Heartland Capital, Inc. 32460 None None 1839 Lake Saint Louis Boulevard Lake St. Louis MO MISSOURI 63367 All States false Global Equity Holdings, LLC 111348 None None 20 Hill and Dale Road Lebanon NJ NEW JERSEY 08833 CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA SD SOUTH DAKOTA false Triad Advisors, Inc. 25803 None None 5185 Peachtree Parkway Suite 280 Norcross GA GEORGIA 30092 All States false Indefinite 77100774 Indefinite true 1 230 0 4155691 true 0 true Dunbar Capital Advisors, LLC receives an annual management fee ranging from 0%-2% of the Issuer's net asset value. false DUNBAR CAPITAL MANAGEMENT LLC /s/ Rochelle Stern Major Rochelle Stern Major CEO of the Managing Members 2015-03-19