0001136174-15-000001.txt : 20150430 0001136174-15-000001.hdr.sgml : 20150430 20150430144627 ACCESSION NUMBER: 0001136174-15-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20150430 DATE AS OF CHANGE: 20150430 EFFECTIVENESS DATE: 20150430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATASYS, INC. CENTRAL INDEX KEY: 0001136174 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 880464853 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-238927 FILM NUMBER: 15817549 BUSINESS ADDRESS: STREET 1: 11601 WILSHIRE BLVD. STREET 2: SUITE 950 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310 444 4300 MAIL ADDRESS: STREET 1: 11601 WILSHIRE BLVD. STREET 2: SUITE 950 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM, INC. DATE OF NAME CHANGE: 20101029 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM INC DATE OF NAME CHANGE: 20031003 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA FREIGHTWAYS INC DATE OF NAME CHANGE: 20010305 D 1 primary_doc.xml X0707 D LIVE 0001136174 CATASYS, INC. 11601 WILSHIRE BLVD. SUITE 950 LOS ANGELES CA CALIFORNIA 90025 310 444 4300 DELAWARE HYTHIAM, INC. HYTHIAM INC ALASKA FREIGHTWAYS INC Corporation true Terren Peizer 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Executive Officer Director Richard A. Anderson 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Executive Officer Director Susan Etzel 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Executive Officer Richard Berman 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Director Steve Gorlin 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Director Marvin Igelman 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Director Steven Kriegsman 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Director David Smith 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Director Other Health Care $1,000,001 - $5,000,000 06c false 2015-04-16 false true true true false 0 Chardan Capital Markets LLC 120128 None None 17 State Street New York NY NEW YORK 10004 MA MASSACHUSETTS NY NEW YORK false 2121212 2121212 0 false 4 185000 0 The Issuer paid to Chardan Capital Markets LLC a commission of $185,000, which includes $25,000 for legal fees. 560000 Repayment of outstanding indebtedness to a person named in Item 3. false CATASYS, INC. /s/ Susan Etzel Susan Etzel Chief Financial Officer 2015-04-29