0001136174-14-000005.txt : 20140613 0001136174-14-000005.hdr.sgml : 20140613 20140613135524 ACCESSION NUMBER: 0001136174-14-000005 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140613 DATE AS OF CHANGE: 20140613 EFFECTIVENESS DATE: 20140613 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATASYS, INC. CENTRAL INDEX KEY: 0001136174 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 880464853 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-219153 FILM NUMBER: 14909620 BUSINESS ADDRESS: STREET 1: 11601 WILSHIRE BLVD. STREET 2: SUITE 950 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310 444 4300 MAIL ADDRESS: STREET 1: 11601 WILSHIRE BLVD. STREET 2: SUITE 950 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM, INC. DATE OF NAME CHANGE: 20101029 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM INC DATE OF NAME CHANGE: 20031003 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA FREIGHTWAYS INC DATE OF NAME CHANGE: 20010305 D 1 primary_doc.xml X0707 D LIVE 0001136174 CATASYS, INC. 11601 WILSHIRE BLVD. SUITE 950 LOS ANGELES CA CALIFORNIA 90025 310 444 4300 DELAWARE HYTHIAM, INC. HYTHIAM INC ALASKA FREIGHTWAYS INC Corporation true Richard A. Anderson 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Executive Officer Director Terren S. Peizer 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Executive Officer Director Susan E. Etzel 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Executive Officer David Smith 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Director Marvin Ingelman 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Director Minal Patel 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Director Richard Berman 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Director Steven Kriegsman 11601 Wilshire Blvd., Suite 950 Los Angeles CA CALIFORNIA 90025 Director Other Health Care $1 - $1,000,000 06b false 2014-05-27 false true true true false 0 Chardan Capital Markets LLC 120128 None None 17 State Street New York NY NEW YORK 10004 CA CALIFORNIA CT CONNECTICUT NY NEW YORK false 1500000 1500000 0 false 9 240000 true 0 The Issuer has issued Chardan Capital Markets LLC 200,000 restricted shares of the Issuer's common stock as an aggregate placement agent fee, an estimated value of $240,000. 0 false CATASYS, INC. /s/ Susan Etzel Susan Etzel Chief Financial Officer 2014-06-13