0001493152-17-009325.txt : 20170815 0001493152-17-009325.hdr.sgml : 20170815 20170814193226 ACCESSION NUMBER: 0001493152-17-009325 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eco-Stim Energy Solutions, Inc. CENTRAL INDEX KEY: 0001135657 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 208203420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-292795 FILM NUMBER: 171032120 BUSINESS ADDRESS: STREET 1: 2930 W SAM HOUSTON PARKWAY N STREET 2: SUITE 275 CITY: HOUSTON STATE: TX ZIP: 77041 BUSINESS PHONE: (408) 873-0400 MAIL ADDRESS: STREET 1: 2930 W SAM HOUSTON PARKWAY N STREET 2: SUITE 275 CITY: HOUSTON STATE: TX ZIP: 77041 FORMER COMPANY: FORMER CONFORMED NAME: VISION GLOBAL SOLUTIONS INC DATE OF NAME CHANGE: 20010228 D 1 primary_doc.xml X0708 D LIVE 0001135657 Eco-Stim Energy Solutions, Inc. 2930 W SAM HOUSTON PARKWAY N SUITE 275 HOUSTON TX TEXAS 77043 281-531-7200 NEVADA Vision Global Solutions, Inc. VISION GLOBAL SOLUTIONS INC Corporation true Jon Christopher Boswell 2930 W. Sam Houston Pkwy N. Suite 275 Houston TX TEXAS 77043 Executive Officer Alexander Nickolatos 2930 W. Sam Houston Pkwy N. Suite 275 Houston TX TEXAS 77043 Executive Officer Barry Ekstrand 2930 W. Sam Houston Pkwy N. Suite 275 Houston TX TEXAS 77043 Executive Officer Andrew Teno 555 W. 46th St. New York NY NEW YORK 10036 Director Carlos Fernandez 2930 W. Sam Houston Pkwy N. Suite 275 Houston TX TEXAS 77043 Executive Officer Bjarte Bruheim 2930 W. Sam Houston Pkwy N. Suite 275 Houston TX TEXAS 77043 Director Donald Stoltz 521 Fifth Avenue 35th Floor New York NY NEW YORK 10175 Director Andrew Colvin 555 W. 46th St. New York NY NEW YORK 10036 Director Christopher Krummel 2930 W. Sam Houston Pkwy N. Suite 275 Houston TX TEXAS 77043 Director David Proman 555 W. 46th St. New York NY NEW YORK 10036 Director Oil and Gas Decline to Disclose 06b false 2017-08-08 false true false 0 FBR A B. Riley Financial Company 25027 None None 1300 NORTH 17TH STREET, SUITE 1400 ARLINGTON VA VIRGINIA 22209 CA CALIFORNIA LA LOUISIANA MA MASSACHUSETTS NY NEW YORK NC NORTH CAROLINA OH OHIO TX TEXAS false Johnson Rice & Company L.L.C. 19524 None None 639 LOYOLA AVE SUITE 2775 NEW ORLEANS LA LOUISIANA 70113 CA CALIFORNIA LA LOUISIANA MA MASSACHUSETTS NY NEW YORK NC NORTH CAROLINA OH OHIO TX TEXAS false 28000000 28000000 0 $28,000,000.60 of common stock, par value $0.001 per share, at a per share purchase price of $1.43 false 21 803449 0 Sales commission calculated as 7% of the gross proceeds raised from the sale of Common Stock, excluding shares sold to certain purchasers. 0 false Eco-Stim Energy Solutions, Inc. /s/ Jon Christopher Boswell Jon Christopher Boswell President and Chief Executive Officer 2017-08-14