0001144204-17-028496.txt : 20170519 0001144204-17-028496.hdr.sgml : 20170519 20170518191620 ACCESSION NUMBER: 0001144204-17-028496 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170519 DATE AS OF CHANGE: 20170518 EFFECTIVENESS DATE: 20170519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPRICOR THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001133869 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-287105 FILM NUMBER: 17856168 BUSINESS ADDRESS: STREET 1: 8840 WILSHIRE BLVD STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90211 BUSINESS PHONE: (310) 358-3200 MAIL ADDRESS: STREET 1: 8840 WILSHIRE BLVD STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90211 FORMER COMPANY: FORMER CONFORMED NAME: Nile Therapeutics, Inc. DATE OF NAME CHANGE: 20070920 FORMER COMPANY: FORMER CONFORMED NAME: SMI PRODUCTS INC DATE OF NAME CHANGE: 20010206 D 1 primary_doc.xml X0707 D LIVE 0001133869 CAPRICOR THERAPEUTICS, INC. 8840 WILSHIRE BLVD 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 (310) 358-3200 DELAWARE None Nile Therapeutics, Inc. SMI PRODUCTS INC Corporation true Linda Marban c/o Capricor Therapeutics. Inc. 8840 WILSHIRE BLVD 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 Executive Officer Director Karen Krasney c/o Capricor Therapeutics. Inc. 8840 WILSHIRE BLVD 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 Executive Officer Leland Gershell c/o Capricor Therapeutics. Inc. 8840 WILSHIRE BLVD 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 Executive Officer Anthony Bergmann c/o Capricor Therapeutics. Inc. 8840 WILSHIRE BLVD 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 Executive Officer Frank Litvack c/o Capricor Therapeutics. Inc. 8840 WILSHIRE BLVD 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 Director George Dunbar c/o Capricor Therapeutics. Inc. 8840 WILSHIRE BLVD 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 Director Louis Manzo c/o Capricor Therapeutics. Inc. 8840 WILSHIRE BLVD 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 Director Earl Collier c/o Capricor Therapeutics. Inc. 8840 WILSHIRE BLVD 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 Director David Musket c/o Capricor Therapeutics. Inc. 8840 WILSHIRE BLVD 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 Director Joshua Kazam c/o Capricor Therapeutics. Inc. 8840 WILSHIRE BLVD 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 Director Deborah Ascheim c/o Capricor Therapeutics. Inc. 8840 WILSHIRE BLVD 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 Executive Officer Rachel Smith c/o Capricor Therapeutics. Inc. 8840 WILSHIRE BLVD 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 Executive Officer Biotechnology Decline to Disclose 06b false 2017-05-09 false true false 0 3708503 3708503 0 false 4 0 0 0 false CAPRICOR THERAPEUTICS, INC. /s/ Linda Marban, Ph.D. Linda Marban, Ph.D. President and Chief Executive Officer 2017-05-18