0001144204-15-005619.txt : 20150203 0001144204-15-005619.hdr.sgml : 20150203 20150203170055 ACCESSION NUMBER: 0001144204-15-005619 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150203 DATE AS OF CHANGE: 20150203 EFFECTIVENESS DATE: 20150203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPRICOR THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001133869 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-233404 FILM NUMBER: 15572028 BUSINESS ADDRESS: STREET 1: 8840 WILSHIRE BLVD STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90211 BUSINESS PHONE: (310) 358-3200 MAIL ADDRESS: STREET 1: 8840 WILSHIRE BLVD STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90211 FORMER COMPANY: FORMER CONFORMED NAME: Nile Therapeutics, Inc. DATE OF NAME CHANGE: 20070920 FORMER COMPANY: FORMER CONFORMED NAME: SMI PRODUCTS INC DATE OF NAME CHANGE: 20010206 D 1 primary_doc.xml X0707 D LIVE 0001133869 CAPRICOR THERAPEUTICS, INC. 8840 WILSHIRE BLVD., 2ND FLOOR BEVERLY HILLS CA CALIFORNIA 90211 (310) 358-3200 DELAWARE None Nile Therapeutics, Inc. SMI PRODUCTS INC Corporation true Linda Marban c/o Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2nd Floor Beverly Hills CA CALIFORNIA 90211 Executive Officer Director President and Chief Executive Officer, Director Karen Krasney c/o Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2nd Floor Beverly Hills CA CALIFORNIA 90211 Executive Officer Anthony Bergmann c/o Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2nd Floor Beverly Hills CA CALIFORNIA 90211 Executive Officer Andrew Hamer c/o Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2nd Floor Beverly Hills CA CALIFORNIA 90211 Executive Officer Rachel Smith c/o Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2nd Floor Beverly Hills CA CALIFORNIA 90211 Executive Officer Frank Litvack c/o Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2nd Floor Beverly Hills CA CALIFORNIA 90211 Director Gregory Schafer c/o Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2nd Floor Beverly Hills CA CALIFORNIA 90211 Director Earl Collier, Jr. c/o Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2nd Floor Beverly Hills CA CALIFORNIA 90211 Director George Dunbar c/o Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2nd Floor Beverly Hills CA CALIFORNIA 90211 Director David Musket c/o Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2nd Floor Beverly Hills CA CALIFORNIA 90211 Director Louis Grasmick c/o Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2nd Floor Beverly Hills CA CALIFORNIA 90211 Director Louis Manzo c/o Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2nd Floor Beverly Hills CA CALIFORNIA 90211 Director Joshua Kazam c/o Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2nd Floor Beverly Hills CA CALIFORNIA 90211 Director Biotechnology Decline to Disclose 06b false 2015-01-21 false true false 0 SC&H Capital 148291 None None 910 RIDGEBROOK ROAD SPARKS MD MARYLAND 21152 MD MARYLAND false H.C. Wainwright & Co., LLC 375 None None 430 PARK AVENUE, 4TH FLOOR NEW YORK NY NEW YORK 10022 IL ILLINOIS NY NEW YORK false 10002028 10002028 0 false 39 126900 0 0 false CAPRICOR THERAPEUTICS, INC. /s/ Linda Marban, Ph.D. Linda Marban, Ph.D. Chief Executive Officer 2015-02-03