FORM D
Notice of Exempt Offering of Securities

UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.

OMB APPROVAL
OMB Number: 3235-0076
Estimated Average burden hours per response: 4.0
1. Issuer's Identity
CIK (Filer ID Number)Previous Name(s)Checkbox not checkedNoneEntity Type
0001132213
HANCOCK JOHN VARIABLE LIFE ACCOUNT PPM1-V
HANCOCK JOHN VARIABLE LIFE ACCOUNT PPM-1
Radio button not checkedCorporation
Radio button not checked Limited Partnership
Radio button not checked Limited Liability Company
Radio button not checked General Partnership
Radio button not checked Business Trust
Radio button checkedOther
Insurance Company Separate Investment Account
 
Name of Issuer
 JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V
Jurisdiction of Incorporation/Organization
MASSACHUSETTS 
Year of Incorporation/Organization
Radio button checkedOver Five Years Ago
Radio button not checkedWithin Last Five Years (Specify Year)
 
Radio button not checkedYet to Be Formed
 
  
  
 
2. Principal Place of Business and Contact Information
Name of Issuer
 JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V
Street Address 1Street Address 2
 197 Clarendon Street
 
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
 Boston
 MASSACHUSETTS
 
 02116
 800-521-1234 




3. Related Persons

Last NameFirst NameMiddle Name
John Hancock Life Insurance Company (USA)
John
Street Address 1Street Address 2
 197 Clarendon Street 
 
CityState/Province/CountryZIP/Postal Code
 Boston
 MASSACHUSETTS
 02116
 
Relationship:Checkbox not checkedExecutive OfficerCheckbox not checkedDirectorCheckbox checkedPromoter
Clarification of Response (if Necessary)





4. Industry Group
 Radio button not checkedAgriculture
Banking & Financial Services
 Radio button not checked Commercial Banking
 Radio button not checked Insurance
 Radio button not checkedInvesting
 Radio button not checked Investment Banking
 Radio button checked Pooled Investment Fund

*Is the issuer registered as an investment company under the Investment Company Act of 1940?
Radio button not checked Yes  Radio button checkedNo
 Radio button not checkedOther Banking & Financial Services
Radio button not checked Business Services
Energy
 Radio button not checked Coal Mining
 Radio button not checked Electric Utilities
 Radio button not checked Energy Conservation
 Radio button not checked Environmental Services
 Radio button not checked Oil & Gas
 Radio button not checked Other Energy
Health Care
 Radio button not checked Biotechnology
 Radio button not checked Health Insurance
 Radio button not checked Hospitals & Physicians
 Radio button not checked Pharmaceuticals
 Radio button not checked Other Health Care
   
   
   
  
Radio button not checked Manufacturing
Real Estate
 Radio button not checkedCommercial
 Radio button not checkedConstruction
 Radio button not checkedREITS & Finance
 Radio button not checkedResidential
Radio button not checkedOther Real Estate
Radio button not checked Retailing
Radio button not checkedRestaurants
Technology
Radio button not checked Computers
Radio button not checked Telecommunications
Radio button not checked Other Technology
Travel
Radio button not checked Airlines & Airports
Radio button not checked Lodging & Conventions
Radio button not checked Tourism & Travel Services
Radio button not checked Other Travel
Radio button not checkedOther

  
   
5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
Radio button not checkedNo RevenuesRadio button not checked No Aggregate Net Asset Value
Radio button not checked $1 - $1,000,000Radio button not checked$1 - $5,000,000
Radio button not checked $1,000,001 - $5,000,000Radio button not checked $5,000,001 - $25,000,000
Radio button not checked$5,000,001 - $25,000,000Radio button not checked $25,000,001 - $50,000,000
Radio button not checked$25,000,001 - $100,000,000Radio button not checked $50,000,001 - $100,000,000
Radio button not checked Over $100,000,000Radio button not checked Over $100,000,000
Radio button not checked Decline to Disclose Radio button checkedDecline to Disclose
Radio button not checked Not ApplicableRadio button not checked Not Applicable

 
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Checkbox not checkedRule 504(b)(1) (not (i), (ii)
or (iii))
Checkbox not checkedRule 506(b)      
Checkbox not checkedRule 504 (b)(1)(i) Checkbox checkedRule 506(c)
Checkbox not checkedRule 504 (b)(1)(ii) Checkbox not checkedSecurities Act Section 4(a)(5)
Checkbox not checkedRule 504 (b)(1)(iii)Checkbox checkedInvestment Company Act Section 3(c)
Checkbox not checkedSection 3(c)(1)Checkbox not checkedSection 3(c)(9)
Checkbox not checkedSection 3(c)(2)Checkbox not checkedSection 3(c)(10)
Checkbox not checkedSection 3(c)(3)Checkbox not checkedSection 3(c)(11)
Checkbox not checkedSection 3(c)(4)Checkbox not checkedSection 3(c)(12)
Checkbox not checkedSection 3(c)(5)Checkbox not checkedSection 3(c)(13)
Checkbox not checkedSection 3(c)(6)Checkbox not checkedSection 3(c)(14)
Checkbox checkedSection 3(c)(7)
 
 

7. Type of Filing
Checkbox not checked New Notice Date of First Sale 
2000-11-24
Checkbox not checked First Sale Yet to Occur
Checkbox checked Amendment


 
 
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? Radio button checked Yes Radio button not checked No
 
 
9. Type(s) of Securities Offered (select all that apply)
Checkbox checkedPooled Investment Fund InterestsCheckbox not checkedEquity
Checkbox not checkedTenant-in-Common Securities Checkbox not checkedDebt
Checkbox not checkedMineral Property SecuritiesCheckbox not checkedOption, Warrant or Other Right to Acquire Another Security
Checkbox not checkedSecurity to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire SecurityCheckbox checkedOther (describe)
Interests in the Separate Account issued pursuant to Variable Life Insurance Policies
 
 
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Radio button not checked Yes Radio button checked No
Clarification of Response (if Necessary)
 
 
 
11. Minimum Investment
Minimum investment accepted from any outside investor$
 250000
USD

12. Sales Compensation
Recipient Recipient CRD NumberCheckbox not checkedNone
 Andrew A Goldman
 1023255
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 EQUITABLE ADVISORS, LLC
 6627
Street Address 1      Street Address 2
40 MONUMENT RD.
STE. 107
City State/Province/CountryZIP/Postal Code
 BALA CYNWYD
 PENNSYLVANIA
 19004
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEW JERSEY

Recipient Recipient CRD NumberCheckbox not checkedNone
 Brent Kinetz
 2031620
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
60 E 42nd St.
Floor 44
City State/Province/CountryZIP/Postal Code
 NEW YORK
 NEW YORK
 10165
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALASKA
DELAWARE

Recipient Recipient CRD NumberCheckbox not checkedNone
 Clune J Walsh III
 1435435
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MICHIGAN

Recipient Recipient CRD NumberCheckbox not checkedNone
 Clune J Walsh Jr
 457946
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MICHIGAN

Recipient Recipient CRD NumberCheckbox not checkedNone
 David D Ehlert
 1181878
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
116 NORTH PLEASANT AVE.
 
City State/Province/CountryZIP/Postal Code
 LODI
 CALIFORNIA
 95240
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA

Recipient Recipient CRD NumberCheckbox not checkedNone
 David J Carroll
 2355967
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 KESTRA INVESTMENT SERVICES, LLC
 42046
Street Address 1      Street Address 2
260 Sheridan Ave
Suite 210
City State/Province/CountryZIP/Postal Code
 Palo Alto
 CALIFORNIA
 94306
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CONNECTICUT
MASSACHUSETTS

Recipient Recipient CRD NumberCheckbox not checkedNone
 David J Taylor
 1744231
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
LOUISIANA

Recipient Recipient CRD NumberCheckbox not checkedNone
 David W Goldberg
 223902
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
TEXAS

Recipient Recipient CRD NumberCheckbox not checkedNone
 Don E Garlikov
 217998
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 THE LEADERS GROUP, INC.
 37157
Street Address 1      Street Address 2
41 South High Street
Suite 3400
City State/Province/CountryZIP/Postal Code
 Columbus
 OHIO
 43215
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
OHIO

Recipient Recipient CRD NumberCheckbox not checkedNone
 Donald Friedman
 1023219
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
LOUISIANA
MISSOURI

Recipient Recipient CRD NumberCheckbox not checkedNone
 Donald Mehlig
 331212
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
FLORIDA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Ezra Ripple
 400078
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
29 SOUTH MAIN ST.
STE 311
City State/Province/CountryZIP/Postal Code
 WEST HARTFORD
 CONNECTICUT
 06107
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CONNECTICUT

Recipient Recipient CRD NumberCheckbox not checkedNone
 Gary Sitzmann
 700501
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
NEVADA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Guy Richard Thomas
 2192760
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA

Recipient Recipient CRD NumberCheckbox not checkedNone
 H Richard Wehmeier
 833473
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 EXECUTIVE SERVICES SECURITIES, LLC
 25299
Street Address 1      Street Address 2
3445 Peachtree Road NE
Suite 200
City State/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30326
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ILLINOIS

Recipient Recipient CRD NumberCheckbox not checkedNone
 H Thomas Hollinger
 248711
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
131 CONTINENTAL DR.
STE 206
City State/Province/CountryZIP/Postal Code
 NEWARK
 DELAWARE
 19713
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
DELAWARE

Recipient Recipient CRD NumberCheckbox not checkedNone
 Harry Levitt
 1834408
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 THE LEADERS GROUP, INC.
 37157
Street Address 1      Street Address 2
3388 Founders Road
Suite 100
City State/Province/CountryZIP/Postal Code
 Indianapolis
 INDIANA
 46268
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
OHIO
PENNSYLVANIA

Recipient Recipient CRD NumberCheckbox not checkedNone
 J Davis Hunter
 253478
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
7979 E TUFTS
SUITE 1550
City State/Province/CountryZIP/Postal Code
 DENVER
 COLORADO
 80237
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS

Recipient Recipient CRD NumberCheckbox not checkedNone
 James A Cheney
 45355
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
6756 EXECUTIVE OAK LANE
 
City State/Province/CountryZIP/Postal Code
 CHATTANOOGA
 TENNESSEE
 37421
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MISSISSIPPI
NEW JERSEY
TENNESSEE

Recipient Recipient CRD NumberCheckbox not checkedNone
 James Davis
 843079
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
200 MAYFAIR ROAD
 
City State/Province/CountryZIP/Postal Code
 NASHVILLE
 TENNESSEE
 37205
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TENNESSEE

Recipient Recipient CRD NumberCheckbox not checkedNone
 James E Cleary
 2135040
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
13986 W. BOWLES AVENUE
Suite 200
City State/Province/CountryZIP/Postal Code
 LITTLETON
 COLORADO
 80127
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS

Recipient Recipient CRD NumberCheckbox not checkedNone
 James Kornreich
 1300536
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
350 Madison Avenue
7th Floor
City State/Province/CountryZIP/Postal Code
 NEW YORK
 NEW YORK
 10017
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA

Recipient Recipient CRD NumberCheckbox not checkedNone
 James Roberson
 2740735
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1 POST
SUITE 150
City State/Province/CountryZIP/Postal Code
 IRVINE
 CALIFORNIA
 92618
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Jim Clary
 2081542
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
20551 N Pima Road
Suite 200
City State/Province/CountryZIP/Postal Code
 Scottsdale
 ARIZONA
 85255
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEW JERSEY

Recipient Recipient CRD NumberCheckbox not checkedNone
 John D Becker
 16358
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Becker & Suffern, Ltd
 39905
Street Address 1      Street Address 2
1245 West Causeway
 
City State/Province/CountryZIP/Postal Code
 Mandeville
 LOUISIANA
 70471
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
LOUISIANA

Recipient Recipient CRD NumberCheckbox not checkedNone
 John M Barry
 1189629
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1100 KENILWORTH AVE.
STES 110
City State/Province/CountryZIP/Postal Code
 CHARLOTTE
 NORTH CAROLINA
 28204
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MARYLAND
NORTH CAROLINA

Recipient Recipient CRD NumberCheckbox not checkedNone
 John M. Barry
 1189629
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Wachovia Insurance Services Broker Dealer, Inc
 35419
Street Address 1      Street Address 2
301 South College St
19th Floor
City State/Province/CountryZIP/Postal Code
 Charlotte
 NORTH CAROLINA
 28202
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MARYLAND

Recipient Recipient CRD NumberCheckbox not checkedNone
 John Meisenbach
 331389
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
WASHINGTON

Recipient Recipient CRD NumberCheckbox not checkedNone
 Jordon R Katz
 1591395
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 LION STREET FINANCIAL, LLC
 165828
Street Address 1      Street Address 2
5 REVERE DRIVE
Suite 550
City State/Province/CountryZIP/Postal Code
 NORTHBROOK
 ILLINOIS
 60062
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ILLINOIS

Recipient Recipient CRD NumberCheckbox not checkedNone
 Lawton Nease
 345467
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M HOLDINGS SECURITIES, INC.
 43285
Street Address 1      Street Address 2
2000 RIVEREDGE PARKWAY
SUITE 700
City State/Province/CountryZIP/Postal Code
 ATLANTA
 GEORGIA
 30328
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MARYLAND
TENNESSEE

Recipient Recipient CRD NumberCheckbox not checkedNone
 Luther Lockwood
 2082331
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M HOLDINGS SECURITIES, INC.
 43285
Street Address 1      Street Address 2
301 S McDowell Street
Suite 1100
City State/Province/CountryZIP/Postal Code
 Charlotte
 NORTH CAROLINA
 28204
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NORTH CAROLINA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Michael J Kiley
 851062
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 SPIRE SECURITIES, LLC
 144131
Street Address 1      Street Address 2
2050 Main Street
Suite 950
City State/Province/CountryZIP/Postal Code
 IRVINE
 CALIFORNIA
 92614
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Milton H Cohn
 840000
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
5090 N. 40th STREET
Suite 180
City State/Province/CountryZIP/Postal Code
 PHOENIX
 ARIZONA
 85018
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ARIZONA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Morey H Goldberg
 1741133
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 CMS Investment Resources
 10102
Street Address 1      Street Address 2
308 East Lancaster Ave
 
City State/Province/CountryZIP/Postal Code
 Wynnewood
 PENNSYLVANIA
 19096-2145
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ARIZONA
CALIFORNIA
FLORIDA
ILLINOIS
MARYLAND
NEW JERSEY
PENNSYLVANIA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Paul Silberberg
 1014371
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 CMS Investment Resources
 10102
Street Address 1      Street Address 2
308 East Lancaster Ave
 
City State/Province/CountryZIP/Postal Code
 Wynnewood
 PENNSYLVANIA
 19096-2145
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALABAMA
DELAWARE
GEORGIA
NEW HAMPSHIRE
NEW JERSEY
OREGON
PENNSYLVANIA

Recipient Recipient CRD NumberCheckbox checkedNone
 Peter S Miller
  
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 CMS Investment Resources
 10102
Street Address 1      Street Address 2
308 East Lancaster Ave
 
City State/Province/CountryZIP/Postal Code
 Wynnewood
 PENNSYLVANIA
 19096-2145
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALABAMA
DELAWARE
FLORIDA
GEORGIA
MARYLAND
NEW JERSEY

Recipient Recipient CRD NumberCheckbox not checkedNone
 Richard F Swider
 842878
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 LION STREET FINANCIAL, LLC
 165828
Street Address 1      Street Address 2
1415 PANTHER LANE
STE 237
City State/Province/CountryZIP/Postal Code
 NAPLES
 FLORIDA
 34109
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
WISCONSIN

Recipient Recipient CRD NumberCheckbox not checkedNone
 Stephen C Brown
 33028
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
175 DERBY STREET
SUITE 14
City State/Province/CountryZIP/Postal Code
 HINGHAM
 MASSACHUSETTS
 02043
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MASSACHUSETTS

Recipient Recipient CRD NumberCheckbox not checkedNone
 Todd Mezrah
 2313891
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 LION STREET FINANCIAL, LLC
 165828
Street Address 1      Street Address 2
5690 W CYPRESS STREET
STE A
City State/Province/CountryZIP/Postal Code
 TAMPA
 FLORIDA
 33607
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Tom Provow
 709844
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
315 Robert Rose Drive
Suite B
City State/Province/CountryZIP/Postal Code
 MURFREESBORO
 TENNESSEE
 37129
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TENNESSEE

Recipient Recipient CRD NumberCheckbox not checkedNone
 Vernon Holleman III
 2594098
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1701 PENNSYLVANIA AVENUE NW
Suite 200
City State/Province/CountryZIP/Postal Code
 WASHINGTON
 DISTRICT OF COLUMBIA
 20006
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
SOUTH DAKOTA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Brad Morgan
 2244721
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
2101 EAST COAST HWY
Suite 120
City State/Province/CountryZIP/Postal Code
 CORONA DEL MAR
 CALIFORNIA
 92625
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
NEVADA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Daniel J Wagner
 2653222
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MISSOURI

Recipient Recipient CRD NumberCheckbox not checkedNone
 David W Freely
 2569271
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MASSACHUSETTS

Recipient Recipient CRD NumberCheckbox not checkedNone
 Stephen Karp
 4418945
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 OSAIC WEALTH, INC.
 23131
Street Address 1      Street Address 2
5310 NW 33 AVE.
Suite 206
City State/Province/CountryZIP/Postal Code
 FORT LAUDERDALE
 FLORIDA
 33309
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS

Recipient Recipient CRD NumberCheckbox not checkedNone
 Paul MacCaskill
 1152028
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEW JERSEY

Recipient Recipient CRD NumberCheckbox not checkedNone
 Gerald I Applefield
 1022428
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M HOLDINGS SECURITIES, INC.
 43285
Street Address 1      Street Address 2
1100 KENILWORTH AVE.
STES 110
City State/Province/CountryZIP/Postal Code
 Charlotte
 NORTH CAROLINA
 28204
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NORTH CAROLINA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Patrick Trammell
 1786493
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALABAMA

Recipient Recipient CRD NumberCheckbox not checkedNone
 David Byers
 2653460
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M HOLDINGS SECURITIES, INC.
 43285
Street Address 1      Street Address 2
850 Shades Creek Parkway
Suite 300
City State/Province/CountryZIP/Postal Code
 Birmingham
 ALABAMA
 35209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALABAMA

Recipient Recipient CRD NumberCheckbox not checkedNone
 William Wood
 1046243
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 LION STREET FINANCIAL, LLC
 165828
Street Address 1      Street Address 2
2003 CAHABA RD
STE 201
City State/Province/CountryZIP/Postal Code
 MOUNTAIN BROOKS
 ALABAMA
 35223
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALABAMA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Michael Corrigan
 865125
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities, Inc.
 43285
Street Address 1      Street Address 2
138 Powers Avenue
 
City State/Province/CountryZIP/Postal Code
 SANTA BARBARA
 CALIFORNIA
 93103
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MISSOURI

Recipient Recipient CRD NumberCheckbox not checkedNone
 Richard Snipes
 2182199
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 RAYMOND JAMES & ASSOCIATES, INC.
 705
Street Address 1      Street Address 2
2625 Enterprise Drive
 
City State/Province/CountryZIP/Postal Code
 Anderson
 INDIANA
 46013
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MARYLAND
SOUTH CAROLINA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Anne Trinh
 4590072
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 KESTRA INVESTMENT SERVICES, LLC
 42046
Street Address 1      Street Address 2
9951 Anderson Mill Road
 
City State/Province/CountryZIP/Postal Code
 Austin
 TEXAS
 78750
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Brian Becker
 2737680
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Prospera Financial Services, Inc.
 10740
Street Address 1      Street Address 2
1245 West Causeway Approach
 
City State/Province/CountryZIP/Postal Code
 Mandeville
 LOUISIANA
 70471
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
LOUISIANA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Daphne Boyle
 4559660
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M HOLDINGS SECURITIES, INC.
 43285
Street Address 1      Street Address 2
1850 MT. DIABLO BLVD
Suite 430
City State/Province/CountryZIP/Postal Code
 WALNUT CREEK
 CALIFORNIA
 94596
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
MARYLAND
NEVADA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Donald E. Morris, Jr.
 1076088
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M HOLDINGS SECURITIES, INC.
 43285
Street Address 1      Street Address 2
1850 MT. DIABLO BLVD
Suite 430
City State/Province/CountryZIP/Postal Code
 WALNUT CREEK
 CALIFORNIA
 94596
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
PENNSYLVANIA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Eric Naison-Phillips
 5155539
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities
 43285
Street Address 1      Street Address 2
60 E 42nd St.
Floor 44
City State/Province/CountryZIP/Postal Code
 NEW YORK
 NEW YORK
 10165
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALASKA
SOUTH DAKOTA

Recipient Recipient CRD NumberCheckbox not checkedNone
 SBHU Life Agency, Inc.
 161287
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 SBHU Life Agency, Inc.
 161287
Street Address 1      Street Address 2
1345 Avenue of the Americas
Floor 22
City State/Province/CountryZIP/Postal Code
 New York
 NEW YORK
 10105
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ILLINOIS
MARYLAND

Recipient Recipient CRD NumberCheckbox not checkedNone
 Senta Fean
 4268642
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 LION STREET FINANCIAL, LLC
 165828
Street Address 1      Street Address 2
50 SOUTH 16TH STREET
17TH FLOOR
City State/Province/CountryZIP/Postal Code
 PHILADELPHIA
 PENNSYLVANIA
 19102
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
ILLINOIS
MARYLAND
NEW HAMPSHIRE
NEW JERSEY
PENNSYLVANIA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Shirley Ann Huang McMillan
 2745761
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M Holdings Securities
 43285
Street Address 1      Street Address 2
1125 NW Couch Street
Suite 900
City State/Province/CountryZIP/Postal Code
 Portland
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MISSOURI

Recipient Recipient CRD NumberCheckbox not checkedNone
 Timothy McLanahan
 2356791
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 Prospera Financial Services, Inc.
 10740
Street Address 1      Street Address 2
1245 West Causeway Approach
 
City State/Province/CountryZIP/Postal Code
 Mandeville
 LOUISIANA
 70471
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
LOUISIANA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Lorrie Baldevia
 4178122
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M HOLDINGS SECURITIES, INC.
 43285
Street Address 1      Street Address 2
1325 4TH AVENUE
SUITE 2100
City State/Province/CountryZIP/Postal Code
 SEATTLE
 WASHINGTON
 98101
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
WASHINGTON

Recipient Recipient CRD NumberCheckbox not checkedNone
 Robert Hotaling
 3100218
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 INNOVATION PARTNERS LLC
 146344
Street Address 1      Street Address 2
5950 FAIRVIEW ROAD
SUITE 140
City State/Province/CountryZIP/Postal Code
 CHARLOTTE
 NORTH CAROLINA
 28210
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA

Recipient Recipient CRD NumberCheckbox not checkedNone
 George T. Papanier
 6267030
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 LION STREET FINANCIAL, LLC
 165828
Street Address 1      Street Address 2
50 SOUTH 16TH STREET
17TH FLOOR
City State/Province/CountryZIP/Postal Code
 PHILADELPHIA
 PENNSYLVANIA
 19102
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
ILLINOIS
MARYLAND
PENNSYLVANIA

Recipient Recipient CRD NumberCheckbox not checkedNone
 Robert Kozloski
 3060557
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M HOLDINGS SECURITIES, INC.
 43285
Street Address 1      Street Address 2
6756 EXECUTIVE OAK LANE
 
City State/Province/CountryZIP/Postal Code
 CHATTANOOGA
 TENNESSEE
 37421
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEW JERSEY

Recipient Recipient CRD NumberCheckbox not checkedNone
 LeeAnn Swider
 2839832
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 ASCENSUS BROKER DEALER SERVICES, LLC
 36478
Street Address 1      Street Address 2
300 Primera Blvd.
SUITE 200
City State/Province/CountryZIP/Postal Code
 Lake Mary
 FLORIDA
 32746
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
OHIO

Recipient Recipient CRD NumberCheckbox not checkedNone
 Kevin Segal
 3092034
(Associated) Broker or DealerCheckbox not checkedNone(Associated) Broker or Dealer CRD Number Checkbox not checkedNone
 M HOLDINGS SECURITIES, INC.
 43285
Street Address 1      Street Address 2
1125 NW COUCH ST.
SUITE 900
City State/Province/CountryZIP/Postal Code
 PORTLAND
 OREGON
 97209
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MISSOURI




13. Offering and Sales Amounts
 
Total Offering Amount $
 
USDCheckbox checkedIndefinite
Total Amount Sold $
1418892507
USD
Total Remaining to be Sold $
 
USDCheckbox checkedIndefinite
Clarification of Response (if Necessary)
  
 
14. Investors

Checkbox not checkedSelect if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
   
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
116
 
15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions$
50597483
USDCheckbox checkedEstimate
Finders' Fees$
0
USDCheckbox not checkedEstimate
Clarification of Response (if Necessary)
 
 

16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
 $ 
0
USDCheckbox not checkedEstimate
Clarification of Response (if Necessary)
As the issuer of the variable life insurance policies, JH Variable Life Ins. Co. will receive amounts from charges deducted under the policies, but no executive officer, director, or promoter will receive any portion of the gross offering proceeds.

Signature and Submission
 
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission 
 In submitting this notice, each Issuer named above is: 
 
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
 
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
 
IssuerSignatureName of SignerTitleDate
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V/s/ Michael A. RamirezMichael A. RamirezAVP & Senior Counsel, John Hancock Life Insurance Co. (USA)2026-06-23